Toronto Centre Community

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Actuarial and Related Matters

APRA requirements for Appointed Actuaries within general, life and private health insurers

Australian Prudential Regulation Authority prudential standard sets out requirements for insurers to appoint an actuary and to establish a framework for the provision of actuarial advice. It also sets out the functions of the Appointed Actuary role.

Publisher: National Regulators Release date: Jul 2019 Country: Australia

Type: Standard

Topics: Actuarial, Corporate governance

Sectors: Insurance

Deadline for comments: Dec 2017

Sustainable Finance and Investing With Impact

TC Note sets out implications for emerging market finance

Toronto Centre note provides an overview of: i) how the Sustainable Development Goals (SDGs) and sustainable finance have evolved; ii) key ways that financial markets in emerging market countries may need to change to better mobilize the private financing needed; and iii) actions financial market authorities can focus on to accelerate the growth of financial systems in ways that allow them to take advantage of the opportunities while managing the risks that financing the SDGs present.

Publisher: Toronto Centre Release date: Apr 2019

Type: TC Notes

Topics: Financial inclusion, Climate change

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Fintech in Latin America and the Caribbean: Stocktaking

IMF report provides insight into FinTech developments, risks arising and initial regulatory responses

International Monetary Fund paper documents the evolution of FinTech in Latin America and the Caribbean, focusing on financial development, the FinTech landscape for domestic and cross border payments and alternative financing, cybersecurity, financial integrity and stability risks, regulatory responses, and considerations for central bank digital currencies.

Publisher: International Organizations Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: FinTech, Cyber risk, Operational risk

Sectors: Banking

Report on Other Information to be Provided to Prospective and Current Members

EIOPA report sets out principles for transparent, timely and clear information provision on pensions

European Insurance and Occupational Pensions Authority report analyzes national practices existing prior to the implementation of the IORP II Directive on the activities and supervision of institutions for occupational retirement provisions (IORPs).

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Transparency and disclosure, Consumer education and protection, Pension and retirement plans

Sectors: Pensions

Proportionality in Bank Regulation and Supervision

Results of BCBS survey of current practices

Basel Committee on Banking Supervision survey sets out how other countries are implementing the Basel Committee standards.

Publisher: Global Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Supervisory framework, Transparency and disclosure, Consumer education and protection

Sectors: Banking

RegTech and SupTech: Change for Markets and Authorities

ESMA report sets out how some financial institutions are using FinTech to meet regulatory requirements

European Securities and Markets Authorities report sets out results of analysis of regulatory and supervisory technologies currently being developed in response to various demand and supply drivers.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: FinTech, Financial inclusion, Financial market infrastructure, Operational risk, Cyber risk

Sectors: Securities

Current Status of Level 1 Assessments

IOSCO and CPMI report sets out updated information on progress through the Level 1 assessments online tracker

International Organization of Securities Commissions and Committee on Payments and Market Infrastructures report discusses how a range of countries are implementing international standards for payment systems, central securities depositories and securities settlement systems.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Financial market infrastructure, Transparency and disclosure

Sectors: Securities

Guidelines on Outsourcing Arrangements

EBA guidelines set out how supervisory expectations can keep pace with the growing use of outsourcing by financial institutions

European Banking Authority guidelines on outsourcing arrangements set out specific provisions for governance frameworks of financial institutions within the scope of EBA's mandate with regard to outsourcing arrangements and related supervisory expectations and processes.

Publisher: Regional Standard-Setting Bodies Release date: Feb 2019

Type: Guideline

Topics: Operational risk

Sectors: Banking

Framework for Assessing Conduct Risk Through the Product Lifecycle

EIOPA framework for supervising retail conduct risk

European Insurance and Occupational Pensions Authority framework clarifies drivers of conduct risk and their implications in the emergence of consumer detriment. Provides an aid for understanding issues faced by consumer and input on the types of conduct risks EIOPA and the national competent authorities should focus on.

Publisher: Regional Standard-Setting Bodies Release date: Feb 2019

Type: Consultative, discussion and issues paper

Topics: Supervisory framework, Consumer education and protection

Sectors: Insurance, Pensions

FinTech and Market Structure in Financial Services

FSB report on market developments and potential financial stability implications

Financial Stability Board report sets out latest thinking on potential FinTech risks to financial stability.

Publisher: Global Standard-Setting Bodies Release date: Feb 2019

Type: Consultative, discussion and issues paper

Topics: FinTech

Sectors: Banking, Insurance, Securities

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Resources

382 records

Actuarial and Related Matters

Sustainable Finance and Investing With Impact

Fintech in Latin America and the Caribbean: Stocktaking

Report on Other Information to be Provided to Prospective and Current Members

Proportionality in Bank Regulation and Supervision

RegTech and SupTech: Change for Markets and Authorities

Current Status of Level 1 Assessments

Guidelines on Outsourcing Arrangements

Framework for Assessing Conduct Risk Through the Product Lifecycle

FinTech and Market Structure in Financial Services

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