Consultative, discussion and issues paper

382 records

No records

Climate Change and Green Finance

FCA summary of responses and next steps

Financial Conduct Authority feedback statement sets out: i) why climate change is an important issue for the FCA, the financial services sector, and consumers of financial services; ii) a summary of feedback and the FCA's responses; and iii) actions and next steps.

Publisher: National Regulators Release date: Oct 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Climate change , Consumer education and protection

Sectors: Banking, Insurance, Pensions, Securities

Risk-Based Customer Due Diligence

CGAP technical note sets out regulatory approaches

Consultative Group to Assist the Poor technical note outlines the main risk-based approaches to customer due diligence, provides examples from regulatory systems across the globe, and weighs the pros and cons of each approach.

Publisher: International Organizations Release date: Oct 2019

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection

Sectors: Banking, Insurance, Microfinance

The Bank of England's Approach to Assessing Resolvability

New PRA Resolvability Assessment Framework is designed to make resolution more transparent, better understood and more successful

UK Prudential Regulation Authority Resolvability Assessment Framework has three main components: i) how the Bank of England will assess resolvability; ii) a new Resolution Assessment Part of the PRA Rulebook that requires major UK firms to perform an assessment of their preparations for resolution; and iii) the Bank's intention to make a public statement concerning the resolvability of each of the major UK firms.

Publisher: National Regulators Release date: Jul 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Transparency and disclosure

Sectors: Banking

Counterparty Credit Risk

APRA standard requires banks to adopt risk management practices relating to counterparty credit risk

Australian Prudential Regulation Authority standard requires banks to: i) calculate counterparty credit risk exposure amounts according to a standardized approach for measuring such exposures or the adjusted current exposure method; ii) apply risk weights to counterparty credit risk exposure amounts for capital adequacy purposes; iii) where applicable, calculate and hold a credit valuation adjustment risk capital charge; iv) where applicable, calculate and hold a default fund capital charge for default fund contributions to a qualifying central counterparty; and v) adopt risk management practices for bilateral and centrally cleared counterparty credit risk exposures.

Publisher: National Regulators Release date: Jul 2019

Type: Consultative, discussion and issues paper

Peer: The Standardised Approach for Measuring Counterparty Credit Risk Exposures , Capital Requirements for Bank Exposures to Central Counterparties

Topics: Credit risk

Sectors: Banking

Resolution Assessment and Public Disclosure by Firms

PRA rules for large banks

UK Prudential Regulation Authority rules for large UK banks.

Publisher: National Regulators Release date: Jul 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Systemically important financial institutions (SIFIs)

Sectors: Banking

Capacity-Building Toolbox for Cybersecurity and Financial Organizations

Carnegie Endowment for International Peace short guides to cyber security

Carnegie Endowment for International Peace report sets out one-page guides detailing how institutions can enhance their own security as well as that of their customers and third parties, information about cyber incidents, and a comprehensive supplementary report.

Publisher: Others Release date: Jul 2019

Type: Consultative, discussion and issues paper

Topics: Cyber risk, Operational risk

Sectors: Banking, Insurance, Securities

A G7 Partnership for Women's Digital Financial Inclusion in Africa

Gates Foundation/G7 report sets out efforts to expand digital financial inclusion to women in Africa

Gates Foundation and G7 report sets out essential efforts to expand digital financial inclusion to women in Africa. The report identifies three main categories: i) infrastructure; ii) regulation; and iii) planning. Five pillars to advancing women's digital financial inclusion are: i) build inclusive digital payment infrastructures; ii) expand digital ID systems to reach excluded women; iii) create enabling policy and regulatory environments to support innovation; iv) assess overall digital readiness to maximize social and economic returns; and v) evaluate how governments can best use payments and ID systems reforms to impact women's lives.

Publisher: Others Release date: Jul 2019

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Gender equality

Sectors: Microfinance

Macroeconomic and Financial Stability: Impacts of Climate Change

Banque de France and NGFS report sets out distinctive characteristics of climate change

Banque de France and Network for Greening the Financial System report discusses: i) macroeconomics and climate change; ii) financial stability and climate change; iii) options for central banks and supervisors; and iv) key findings.

Publisher: National Regulators Release date: Jul 2019

Type: Consultative, discussion and issues paper

Topics: Climate change

Sectors: Banking

Overview of Pillar 2 Supervisory Review Practices and Approaches

BCBS review describes key concepts of Pillar 2 and supervisory review practices in use across Basel Committee member jurisdictions

Basel Committee on Banking Supervision report covers key areas of Pillar 2 supervisory review process, including the risk assessment process, risk appetites, board and senior management roles and supervisory practices adopted to enhance transparency, and bank disclosure practices. The report also describes a number of selected Pillar 2 risks, including business risk and interest rate risk in the banking book. It presents a range of actions that are taken under Pillar 2.

Publisher: Global Standard-Setting Bodies Release date: Jun 2019

Type: Consultative, discussion and issues paper

Topics: Capital adequacy, Risk management, Corporate governance, Transparency and disclosure, Market risk, Securitization

Sectors: Banking

From Basel I to Basel III

IMF working paper discusses sequencing implementation in developing economies

International Monetary Fund working paper provides guidance on how non-Basel Committee member countries could incorporate banks' capital and liquidity standards into their framework.

Publisher: International Organizations Release date: Jun 2019

Type: Consultative, discussion and issues paper

Topics: Capital adequacy, Liquidity risk and rules, Supervisory framework

Sectors: Banking

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Resources

382 records

Climate Change and Green Finance

Risk-Based Customer Due Diligence

The Bank of England's Approach to Assessing Resolvability

Counterparty Credit Risk

Resolution Assessment and Public Disclosure by Firms

Capacity-Building Toolbox for Cybersecurity and Financial Organizations

A G7 Partnership for Women's Digital Financial Inclusion in Africa

Macroeconomic and Financial Stability: Impacts of Climate Change

Overview of Pillar 2 Supervisory Review Practices and Approaches

From Basel I to Basel III

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