Consultative, discussion and issues paper

382 records

No records

Guide to Fit and Proper Assessments

Proposed revisions by the ECB

European Central Bank proposed revisions to its Guide to Fit and Proper Assessments and a new Fit and Proper Questionnaire. The revisions explain in greater detail the policy stances, supervisory practices and processes applied by the ECB when assessing the suitability of members of the management bodies of significant credit institutions and to specify the ECB's main expectations.

Publisher: Regional Standard-Setting Bodies Release date: Jun 2021

Type: Consultative, discussion and issues paper

Topics: Corporate governance, Licensing

Sectors: Banking

Application Paper on the Supervision of Climate-related Risks in the Insurance Sector

IAIS and SIF paper to assist insurance supervisors to manage climate change issues

International Association of Insurance Supervisors and Sustainable Insurance Forum application paper provides recommendations and examples of good practice for insurance supervisors to manage the challenges arising from climate change.

Publisher: Global Standard-Setting Bodies Release date: May 2021

Type: Consultative, discussion and issues paper

Topics: Climate change

Sectors: Insurance

Report on the Mystery Shopping Activities of National Competent Authorities

EBA report on mystery shopping activities of banks

European Banking Authority report on mystery shopping activities of banks. The report explains that mystery shopping allows banks to obtain greater insight into the conduct of financial institutions.

Publisher: Regional Standard-Setting Bodies Release date: May 2021

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Financial inclusion, Transparency and disclosure

Sectors: Banking

Climate Change Financial Risks

APRA consultation on managing the risks of climate change

Australian Prudential Regulation Authority consultation on draft guidance to banks, insurers and superannuation trustees on managing the financial risks of climate change. The consultation will assist APRA-regulated entities in managing climate-related risks and opportunities as part of their existing risk management and governance frameworks.

Publisher: National Regulators Release date: Apr 2021

Type: Consultative, discussion and issues paper

Topics: Climate change

Sectors: Banking, Insurance, Pensions

Redefining Insurance Supervision for the New Normal

IAIS-FSI note discusses changes due to the pandemic

International Association of Insurance Supervisors and Financial Stability Institute report explores the experiences and challenges of insurance supervisors as they were forced to adapt to prolonged remote working conditions during the COVID-19 pandemic. It highlights some key considerations to help supervisors in their ongoing efforts to adjust to the new normal of digitalization accelerated by the pandemic as well as to ensure an increased level of preparedness for similar large scale disruptions in the future.

Publisher: Global Standard-Setting Bodies Release date: Apr 2021

Type: Consultative, discussion and issues paper

Topics: COVID-19

Sectors: Insurance

Climate-related Risk Drivers and Their Transmission Channels

BCBS report explores climate risks to the financial system

Basel Committee on Banking Supervision report explores how climate-related risk drivers, including physical risks and transition risks, can arise and affect both banks and the banking system via micro- and macroeconomic transmission channels.

Publisher: Global Standard-Setting Bodies Release date: Apr 2021

Type: Consultative, discussion and issues paper

Peer: Climate-related Financial Risks - Measurement Methodologies

Topics: Climate change

Sectors: Banking

Climate-related Financial Risks - Measurement Methodologies

BCBS report on conceptual issues related to climate-related financial risk measurement and methodologies

Basel Committee on Banking Supervision report provides an overview of conceptual issues related to climate-related financial risk measurement and methodologies, as well as practical implementation by banks and banking supervisors.

Publisher: Global Standard-Setting Bodies Release date: Apr 2021

Type: Consultative, discussion and issues paper

Peer: Climate-related Risk Drivers and Their Transmission Channels

Topics: Climate change

Sectors: Banking

Principles for Operational Resilience

BCBS promotes principles-based approach to improving operational resilience

Basel Committee on Banking Supervision paper promotes principles-based approach to improving operational resilience. It aims to strengthen operational resilience by furthering international engagement and seeks to promote greater cross-sectoral collaboration.

Publisher: Global Standard-Setting Bodies Release date: Mar 2021

Type: Consultative, discussion and issues paper

Peer: Revisions to the Principles for the Sound Management of Operational Risk

Topics: Operational risk, Risk management

Sectors: Banking

The FinTech Gender Gap

Results of BIS survey of gender differences in adoption of new technology

Bank for International Settlements survey to investigate gender differences in the adoption of new financial technology. Results show a large "FinTech gender gap" between men and women.

Publisher: International Organizations Release date: Mar 2021

Type: Consultative, discussion and issues paper

Peer: The FinTech Gender Gap

Topics: FinTech, Gender equality, Financial inclusion

Sectors: Banking, Insurance, Pensions

Strengthening Bank Regulation and Supervision

IMF paper sets out national progress and gaps

International Monetary Fund paper identifies successes and challenges that authorities are facing. It analyzes the grades in the Basel Core Principles assessments, including their evolution and association with bank fragility.

Publisher: International Organizations Release date: Mar 2021

Type: Consultative, discussion and issues paper

Topics: Macroprudential

Sectors: Banking

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Resources

382 records

Guide to Fit and Proper Assessments

Application Paper on the Supervision of Climate-related Risks in the Insurance Sector

Report on the Mystery Shopping Activities of National Competent Authorities

Climate Change Financial Risks

Redefining Insurance Supervision for the New Normal

Climate-related Risk Drivers and Their Transmission Channels

Climate-related Financial Risks - Measurement Methodologies

Principles for Operational Resilience

The FinTech Gender Gap

Strengthening Bank Regulation and Supervision

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