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Prudential Standard on Public Disclosure by Banks

APRA standard sets out disclosure standards for banks

Australian Prudential Regulation Authority standard sets out requirements for public disclosure by locally incorporated banks. Key reporting requirements: i) composition of regulatory capital in a standard form; ii) reconciliation between composition of regulatory capital and audited financial statements; iii) full terms and conditions of its regulatory capital instruments and the main features of these instruments in a standard form; iv) quantitative and qualitative information about its capital adequacy, credit and other risks; v) quantitative and qualitative information on its liquidity coverage ratio and net stable funding ratio; vi) quantitative and qualitative information about its leverage ratio; vii) quantitative and qualitative information on its approach to remuneration; and viii) quantitative information on the global systemically important banks indicators.

Publisher: National Regulators Release date: Jul 2018 Country: Australia

Type: Standard

Topics: Capital adequacy, Liquidity risk and rules, Transparency and disclosure

Sectors: Banking

Draft Standards on STS Securitisation Notifications

ESMA draft standards regarding notifications applicable to simple, transparent and standardized (STS) securitization

European Securities and Markets Authority draft regulatory and implementing contain detailed arrangements to promote the new European regulatory framework for securitizations. The standards specify the format that the originators and sponsors of securitization products are required to notify to ESMA for securitization transactions that meet the STS requirements.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2018

Type: Standard

Parent: Securitisation Regulation

Peer: Technical Standards on Securitisation Disclosure Requirements

Topics: Securitization, Transparency and disclosure

Sectors: Banking, Insurance, Securities

Capital Treatment for Short-Term "Simple, Transparent and Comparable" Securitisations

BCBS standard for applying preferential regulatory capital treatment of STC short-term securitizations

Basel Committee on Banking Supervision standard sets out additional guidance and requirements for applying preferential regulatory capital treatment for banks acting as investors in, or as sponsors of, simple, transparent and comparable (STC) short-term securitizations, typically in asset-backed commercial paper (ABCP) structures. Additional guidance and requirements include that: i) investors have access to key monthly information on performance and key characteristics of the ABCP structure; ii) redemption risk of the underlying assets is addressed from the sponsor's perspective; and iii) transactions funded by the conduit have an enforceable legal structure and that relevant information is disclosed by the sponsor to investors.

Publisher: Global Standard-Setting Bodies Release date: May 2018

Type: Standard

Parent: Revisions to the Basel Securitisation Framework

Peer: Criteria for Identifying Simple, Transparent and Comparable Securitisations, Criteria for Identifying Short-Term Simple, Transparent and Comparable Securitisations

Topics: Securitization, Credit risk, Capital adequacy

Sectors: Banking

Reporting for Resolution Plans

EBA standard sets out information institutions must provide to support resolution planning by resolution authorities

European Banking Authority standards on the information that institutions must provide to resolution authorities for the purpose of drawing up and implementing resolution plans. Standards: i) clarifies scope of the reporting framework in line with the EU Bank Recovery and Resolution Directive (BRRD) to establish a minimum set of reporting obligations for institutions; ii) further specify the minimum procedural and technical reporting requirements; and iii) update related templates. Updated standards take into account the objective of ensuring proportionality and minimizing the burden on institutions.

Publisher: Regional Standard-Setting Bodies Release date: Apr 2018

Type: Standard

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution

Sectors: Banking

Prudential Standard on Fit and Proper

APRA standards for individuals holding positions of responsibility in APRA-regulated institutions

Australian Prudential Regulation Authority standard sets out minimum requirements for determining the fitness and propriety of individuals to hold positions of responsibility. Ensures that an institution prudently manages the risks to its business and financial standing posed by individuals who are not fit and proper.

Publisher: National Regulators Release date: Feb 2018 Country: Australia

Type: Standard

Topics: Corporate governance

Sectors: Banking, Insurance

Prudential Standard on Securitisation

APRA standard on management of securitization risks

Australian Prudential Regulation Authority standard aims to ensure than banks adopt prudent practices to manage risks associated with securitization and to ensure sufficient regulatory capital is held against associated credit risk. Key requirements are that an authorized deposit-taking institution must: i) have a risk management framework covering its involvement in a securitization; ii) ensure there is clear and prominent disclosure of nature and limitations of its obligations arising from its involvement in a securitization; iii) not provide implicit support to a securitization; and iv) calculate regulatory capital for credit risk against its securitization exposures.

Publisher: National Regulators Release date: Jan 2018 Country: Australia

Type: Standard

Topics: Securitization, Risk management, Transparency and disclosure, Capital adequacy, Credit risk

Sectors: Banking

EU Regulatory Standards on Simplified Obligations

EBA regulatory technical standards on application of simplified obligations relating to recovery and resolution planning

European Banking Authority report on the application of simplified obligations and waivers in recovery and resolution planning and its Regulatory Technical Standards specifying the eligibility criteria to determine whether institutions could e subject to simplified obligations when drafting such plans .

Publisher: Regional Standard-Setting Bodies Release date: Dec 2017

Type: Standard

Parent: Bank Recovery and Resolution Directive (BRRD)

Peer: Application of Simplified Obligations

Topics: Recovery and resolution, Cross-border cooperation, Systemically important financial institutions (SIFIs)

Sectors: Banking, Securities

Mitigating the Risk of Money Laundering and Terrorist Financing

EBA, EIOPA and ESMA standard on how to manage money laundering the terrorist financing risks arising from operations in third countries

European Banking Authority, European Insurance and Occupational Pensions Authority and European Securities and Markets Authority Regulatory Technical Standards on the measures banks and other financial institutions should take mitigate the risk of money laundering and terrorist financing where a third-country's law does not permit the application of group-wide policies and procedures.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2017

Type: Standard

Topics: Money laundering and terrorist financing

Sectors: Banking, Insurance, Securities

Capital Adequacy: Measurement of Capital

APRA standard for measuring the regulatory capital of banks

Australian Prudential Regulation Authority prudential standard sets out the characteristics that an instrument must have to qualify as bank regulatory capital and the regulatory adjustments to be made to determine total regulatory capital. Key requirements are that banks must: i) include in the appropriate category of regulatory capital only those capital instruments that meet the detailed criteria for that category; ii) ensure all regulatory capital instruments are capable of bearing loss on either a "going-concern" basis (Tier 1 Capital) or a "gone-concern" basis (Tier 2 Capital); and iii) make certain regulatory adjustments to capital, mainly from Common Equity Tier 1 Capital, to determine total regulatory capital.

Publisher: National Regulators Release date: Nov 2017 Country: Australia

Type: Standard

Topics: Capital adequacy, Recovery and resolution

Sectors: Banking

Basel III Liquidity Monitoring Tools

FSI paper on metrics for the measurement of liquidity

Financial Stability Institute paper explains various liquidity metrics used by supervisors and banks, shows how the data and trends in the metrics can be analyzed, outlines implications for supervision, and discusses data collection and the design of liquidity reporting.

Publisher: International Organizations Release date: Oct 2017

Type: Standard

Parent: Basel III: The Liquidity Coverage Ratio and Liquidity Risk Monitoring Tools

Topics: Liquidity risk and rules

Sectors: Banking

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Resources

382 records

Prudential Standard on Public Disclosure by Banks

Draft Standards on STS Securitisation Notifications

Capital Treatment for Short-Term "Simple, Transparent and Comparable" Securitisations

Reporting for Resolution Plans

Prudential Standard on Fit and Proper

Prudential Standard on Securitisation

EU Regulatory Standards on Simplified Obligations

Mitigating the Risk of Money Laundering and Terrorist Financing

Capital Adequacy: Measurement of Capital

Basel III Liquidity Monitoring Tools

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