Standard

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Basel III: The Liquidity Coverage Ratio and Liquidity Risk Monitoring Tools

BCBS revisions to its LCR requirement

The revisions to the Basel Committee on Banking Supervision LCR incorporate amendments to the definition of high-quality liquid assets (HQLA) and net cash outflows. The Basel Committee has agreed a revised timetable for phase-in of the standard and additional text to give effect to the Committee's intention for the stock of liquid assets to be used in times of stress. The changes to the definition of the LCR include an expansion in the range of assets eligible as HQLA and some refinements to the assumed inflow and outflow rates to better reflect actual experience in times of stress. The LCR will be phased in between January 1, 2015 and January 1, 2019.

Publisher: Global Standard-Setting Bodies Release date: Jan 2013

Type: Standard

Topics: Liquidity risk and rules

Sectors: Banking

BCBS Framework for Dealing with Domestic Systemically Important Banks

BCBS principles on assessment methodology and higher loss absorbency requirement for D-SIBs

Basel Committee on Banking Supervision framework that complements the internationally agreed global systemically important bank (G-SIB) framework by focusing on the impact that the distress or failure of banks will have on the domestic economy.

Publisher: Global Standard-Setting Bodies Release date: Sep 2012

Type: Standard

Peer: MAS Framework for Impact and Risk Assessment of Financial Institutions , Regulation and Supervision of Domestic Systemically Important Banks in Nigeria

Topics: Capital adequacy, Systemically important financial institutions (SIFIs)

Sectors: Banking

Core Principles for Effective Banking Supervision

Revised BCBS document combining Core Principles and assessment methodology

Basel Committee on Banking Supervision's revised set of 29 Core Principles for Effective Banking Supervision (BCPs) along with a revised assessment methodology. Principles 1 to 13 address supervisory powers, responsibilities and functions, focusing on effective risk-based supervision, and the need for early intervention and timely supervisory actions. Principles 14 to 29 cover supervisory expectations of banks, emphasizing the importance of good corporate governance and risk management, as well as compliance with supervisory standards.

Publisher: Global Standard-Setting Bodies Release date: Sep 2012

Type: Standard

Topics: Supervisory framework

Sectors: Banking

Principles for the Supervision of Financial Conglomerates

Joint Forum standard for supervising financial conglomerates

Basel Committee on Banking Supervision, International Organization of Securities Commissions and International Association of Insurance Supervisors revised standard is organized in five sections: i) supervisory powers and authority; ii) supervisory responsibility; iii) corporate governance; iv) capital adequacy and liquidity; and v) risk management.

Publisher: Global Standard-Setting Bodies Release date: Sep 2012

Type: Standard

Topics: Financial conglomerates, Supervisory framework, Corporate governance, Capital adequacy, Risk management, Liquidity risk and rules

Sectors: Banking

Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information

IOSCO international benchmark for cross-border co-operation among securities regulators

International Organization of Securities Commissions Multilateral Memorandum of Understanding (MMoU) Concerning Consultation and Cooperation and the Exchange of Information is its international benchmark for cross-border co-operation. Provides securities regulators with the tools for combatting cross-border fraud and misconduct. Sets specific requirements for: i) what information can be exchanged and how it is to be exchanged; ii) legal capacity to compel information; iii) types of information that can be compelled; iv) legal capacity for sharing information; and v) permissible use of information.

Publisher: Global Standard-Setting Bodies Release date: May 2012

Type: Standard

Topics: Cross-border cooperation

Sectors: Securities

Principles for Financial Market Infrastructures

The PFMI is the international standard for payment, clearing and settlement systems, including central counterparties

Replaces three earlier international standards: Core Principles for Systemically Important Payment Systems (2001); Recommendations for Securities Settlement Systems (2001); and Recommendations for Central Counterparties (2004). Strengthens and harmonises those standards by raising minimum requirements, providing more detailed guidance and broadening the scope to cover new risk-management areas and new types of FMIs. Incorporates additional guidance for over-the-counter derivatives, central counterparties and trade repositories. Generally expressed as broad principles due to FMIs' differing organisations, functions and designs, in some cases incorporates specific quantitative minimum requirements to ensure a common base level of risk management across FMIs and countries. Outlines general responsibilities of authorities for FMIs in implementing these standards

Publisher: Global Standard-Setting Bodies Release date: Mar 2012

Type: Standard

Peer: Supervision of Financial Market Infrastructures in Singapore , Capital Requirements for Bank Exposures to Central Counterparties

Topics: Financial market infrastructure

Sectors: Banking, Securities

Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

BCBS post-crisis standards for capital and liquidity

Basel Committee on Banking Supervision updated Basel III Framework covering microprudential and macroprudential elements. Sets out requirements for higher and better-quality capital, better risk coverage, the introduction of a leverage ratio as a backstop to the risk-based requirement, measures to promote the build up of capital that can be drawn down in periods of stress, and two new global liquidity standards.

Publisher: Global Standard-Setting Bodies Release date: Jun 2011

Type: Standard

Parent: Basel III Regulatory Framework for Banks

Peer: Regulatory Treatment of Accounting Provisions - Transitional Arrangements , Pillar 3 Disclosure Requirements - Updated Framework , Finalising Basel III

Topics: Capital adequacy, Liquidity risk and rules

Sectors: Banking

Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

BCBS standards to protect financial stability and promote sustainable economic growth

Original Basel III Framework which covers both microprudential and macroprudential elements. The Framework sets out higher and better-quality capital, better risk coverage, the introduction of a leverage ratio as a backstop to the risk-based requirement, measures to promote the build up of capital that can be drawn down in periods of stress, and the introduction of two global liquidity standards.

Release date: Nov 2010

Type: Standard

Deadline for comments:

Methodology for Review of Supervisory Systems Using IOPS Principles

Assessment methodology for the IOPS Principles of Private Pension Supervision

International Organization of Pension Supervisors paper outlining methodology used for 2010 study IOPS Principles of Private Pension Supervision. Provides a structured means of assessing extent to which a pensions supervisory authority complies with letter and spirit of Principles. Translates text supporting each Principle into key considerations to be taken into account in making the assessment along with a series of specific questions. Considerations and questions have been informed by IOPS work on good governance in pension supervisory authorities, by OECD/IOPS Guidelines on Licensing of Pension Entities and by IOPS Working Paper on the Implementation of Risk-based Supervision.

Publisher: Global Standard-Setting Bodies Release date: Oct 2010

Type: Standard

Parent: IOPS Principles of Private Pension Supervision

Topics: Compliance function, Transparency and disclosure, Risk-based supervision

Sectors: Pensions

Reducing the Moral Hazard Posed by SIFIs

FSB policy framework for addressing the systemic and moral hazard risks associated with systemically important financial institutions (SIFIs)

Financial Stability Board recommendations for improving authorities' ability to resolve SIFIs in an orderly manner without exposing tax-payers to loss and while maintaining continuity of vital economic functions. Requires changes to national resolution regimes, including to enable resolution authorities to coordinate in cross-border resolutions. Recommends that G-SIFIs, financial institutions that are globally systemic, have higher loss-absorbency capacity than Basel III minimum levels and be subject to more intensive supervision and resolution planning to reduce the probability and impact of failure.

Publisher: Global Standard-Setting Bodies Release date: Oct 2010

Type: Standard

Parent: Global Systemically Important Insurers (G-SIIs) and the Policy Measures That Will Apply to Them

Peer: Guidance on Supervisory Interaction With Financial Institutions on Risk Culture

Topics: Systemically important financial institutions (SIFIs), Recovery and resolution, Capital adequacy, Supervisory framework, Crisis management and contingency planning

Sectors: Banking, Insurance, Securities

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Resources

382 records

Basel III: The Liquidity Coverage Ratio and Liquidity Risk Monitoring Tools

BCBS Framework for Dealing with Domestic Systemically Important Banks

Core Principles for Effective Banking Supervision

Principles for the Supervision of Financial Conglomerates

Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information

Principles for Financial Market Infrastructures

Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

Methodology for Review of Supervisory Systems Using IOPS Principles

Reducing the Moral Hazard Posed by SIFIs

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