Guideline

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Guidance for Developing Effective Deposit Insurance Systems

Financial Stability Forum guidance that draws on the practical experience of its members and other countries and is designed to be adaptable to a broad range of country circumstances, settings and structures.

Financial Stability Forum guidance developed through a consultative process that involved over 100 countries. Draws heavily on the practical experience of members and other countries. Is designed to be adaptable to a broad range of country circumstances, settings and structures. Covers: the goals of deposit insurance (stability of financial systems, protection of less sophisticated depositors); the importance of broader financial safety nets; mandates, powers and organisation structure of deposit insurers; coverage and membership issues; reimbursement of depositors; and dealing with failed or failing banks.

Publisher: International Organizations Release date: Aug 2001

Type: Guideline

Topics: Deposit insurance, Recovery and resolution

Sectors: Banking

Large Exposure Limits: Guidance

OSFI guidance in application of Large Exposure Limits, Prudent Person Approach and other related guidelines and regulations

Office of the Superintendent of Financial Institutions of Canada guideline based on concerns that some regulated firms may not be applying a suitably comprehensive interpretation and assessment of common risk. Regulated firms are expected to conduct robust analyses of loan portfolio and other credit to determine impact on credit risk profile of changes in market conditions and their own business activities. Should include extensive stress testing and address such issues as liquidity risk and concentration by product, business sector, location/jurisdiction, risk rating and single/related counterparties.

Publisher: National Regulators Release date: Mar 2001 Country: Canada

Type: Guideline

Parent: Large Exposure Limits

Topics: Credit risk

Sectors: Banking

Principles for the Management of Credit Risk

BCBS guidelines on sound practices for managing credit risk

Basel Committee on Banking Supervision guideline addresses: i) establishing an appropriate credit risk environment; ii) operating under a sound credit granting process; iii) maintaining an appropriate credit administration, measurement and monitoring process; and iv) ensuring adequate controls over credit risk. Credit risk practices should also be applied in conjunction with sound practices related to the assessment of asset quality, the adequacy of provisions and reserves, and disclosure of credit risk.

Publisher: Global Standard-Setting Bodies Release date: Sep 2000

Type: Guideline

Peer: Sound Credit Risk Assessment and Valuation for Loans

Topics: Credit risk

Sectors: Banking

Principles for Corporate Governance in the Commonwealth

CACG guidelines for Commonwealth countries

Commonwealth Association for Corporate Governance guidelines set out 15 principles of corporate governance aimed at boards of directors of corporations with a unity board structure.

Publisher: Regional Standard-Setting Bodies Release date: Nov 1999

Type: Guideline

Topics: Corporate governance

Sectors: Banking, Insurance, Pensions, Securities

Framework for Internal Control Systems in Banking Organisations

BCBS guidance on effective supervision of internal control systems

Basel Committee on Banking Supervision guidance sets out essential elements of a sound internal control system. Outlines principles for use by supervisory authorities when evaluating banks' internal control systems.

Publisher: Global Standard-Setting Bodies Release date: Sep 1998

Type: Guideline

Topics: Corporate governance, Risk management

Sectors: Banking

Guidance on Information Sharing

IOSCO guidance on information sharing during periods of crisis

International Organization of Securities Commissions guidance to authorities on sharing information during periods of market and/or firm crisis by: i) identifying in advance types of core information which market authorities would need to be able to obtain and be prepared to share in order to assist in assessing and managing impact of market and/or firm crisis; ii) explaining relevancy of information; and iii) providing illustrations of types of questions which market authorities may use to request information from another authority. Identifies three generic types of market and/or firm events: i) Type I (firm financial crisis); ii) Type II (market-wide volatility); and iii) Type III (unusual price movements or market volatility in a particular security or derivative).

Publisher: Global Standard-Setting Bodies Release date: Oct 1997

Type: Guideline

Topics: Crisis management and contingency planning, Cross-border cooperation

Sectors: Securities

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Resources

382 records

Guidance for Developing Effective Deposit Insurance Systems

Large Exposure Limits: Guidance

Principles for the Management of Credit Risk

Principles for Corporate Governance in the Commonwealth

Framework for Internal Control Systems in Banking Organisations

Guidance on Information Sharing

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