Guideline

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Principles for Corporate Governance in the Commonwealth

CACG guidelines for Commonwealth countries

Commonwealth Association for Corporate Governance guidelines set out 15 principles of corporate governance aimed at boards of directors of corporations with a unity board structure.

Publisher: Regional Standard-Setting Bodies Release date: Nov 1999

Type: Guideline

Topics: Corporate governance

Sectors: Banking, Insurance, Pensions, Securities

Framework for Internal Control Systems in Banking Organisations

BCBS guidance on effective supervision of internal control systems

Basel Committee on Banking Supervision guidance sets out essential elements of a sound internal control system. Outlines principles for use by supervisory authorities when evaluating banks' internal control systems.

Publisher: Global Standard-Setting Bodies Release date: Sep 1998

Type: Guideline

Topics: Corporate governance, Risk management

Sectors: Banking

Guidance on Information Sharing

IOSCO guidance on information sharing during periods of crisis

International Organization of Securities Commissions guidance to authorities on sharing information during periods of market and/or firm crisis by: i) identifying in advance types of core information which market authorities would need to be able to obtain and be prepared to share in order to assist in assessing and managing impact of market and/or firm crisis; ii) explaining relevancy of information; and iii) providing illustrations of types of questions which market authorities may use to request information from another authority. Identifies three generic types of market and/or firm events: i) Type I (firm financial crisis); ii) Type II (market-wide volatility); and iii) Type III (unusual price movements or market volatility in a particular security or derivative).

Publisher: Global Standard-Setting Bodies Release date: Oct 1997

Type: Guideline

Topics: Crisis management and contingency planning, Cross-border cooperation

Sectors: Securities

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Resources

382 records

Principles for Corporate Governance in the Commonwealth

Framework for Internal Control Systems in Banking Organisations

Guidance on Information Sharing

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