Implementation

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Global Systemically Important Banks - Revised Assessment Methodology and the Higher Loss Absorbency Requirement

BCBS implementation of technical changes to framework for G-SIBs

Basel Committee on Banking Supervision modifications to G-SIB assessment and identification framework. Enhancements involve: i) amendments to the definition of cross-jurisdictional indicators consistent with the definition of BIS consolidated statistics; ii) expansion of scope of consolidation to include insurance subsidiaries; iii) amendments to definition of cross-jurisdictional activity; iv) modifications of weights in substitutability category and introduction of a trading volume indicator; v) revisions to disclosure requirements; vi) further guidance on bucket migration and associated surcharge; and vii) proposed transition schedule.

Publisher: Global Standard-Setting Bodies Release date: Jul 2018

Type: Implementation

Parent: Global Systemically Important Banks: Updated Assessment Methodology and the Higher Loss Absorbency Requirement

Peer: Assessment of Basel III G-SIB Framework and Review of D-SIB Frameworks - European Union, 2017 Update of List of Global Systemically Important Banks (G-SIBs)

Topics: Systemically important financial institutions (SIFIs), Recovery and resolution, Capital adequacy, Transparency and disclosure

Sectors: Banking

Report on the Functioning of Supervisory Colleges in 2017

EBA report on accomplishments of 2017 Colleges Action Plan and key activities for 2018

European Banking Authority annual review assesses the work of key European Economic Area supervisory colleges in 2017, evaluates performance, and identifies key activities for 2018.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2018

Type: Implementation

Parent: Bank Recovery and Resolution Directive (BRRD), Capital Requirements Directive - CRD IV

Peer: EBA Report on Convergence of Supervisory Practices

Topics: Cross-border cooperation, Financial conglomerates

Sectors: Banking

Registration and Operation of Peer to Peer Lending Platforms

RBI directive for Non-Bank Financial Companies operating P2P lending platforms

Reserve Bank of India framework for the registration and operation of Non-Bank Financial Companies Peer to Peer Lending Platforms (NBFC-P2Ps), intermediates providing the services of loan facilitation via online medium or otherwise.

Publisher: National Regulators Release date: Feb 2018 Country: India

Type: Implementation

Topics: Licensing, Financial inclusion, Transparency and disclosure, Conduct, Consumer education and protection, FinTech

Sectors: Banking

Insurance Distribution Directive Implementation

FCA policy statement sets out near-final rules to implement the EU IDD

Financial Conduct Authority near-final rules to implement the European Union's Insurance Distribution Directive (IDD). Summarizes: i) changes to the FCA's requirements related to the distribution of insurance-based investment products and wider life insurance business; ii) changes to FCA rules to implement requirements in the IDD that applyto life and non-investment insurance business; iii) additional changes to the Handbook; and iv) feedback to quarterly consultations.

Publisher: National Regulators Release date: Jan 2018 Country: United Kingdom

Type: Implementation

Parent: Insurance Distribution Directive

Topics: Consumer education and protection, Corporate governance, Transparency and disclosure

Sectors: Insurance

Progress Report on the Implementation of Principles for Effective Supervisory Colleges

BCBS report highlights findings of implementation monitoring and provides examples of ways to meet commonly encountered challenges

Basel Committee on Banking Supervision progress report based on case studies of 13 colleges from home and host supervisor perspective. Report concludes that the effectiveness of colleges has improved since 2015 in the areas of information-sharing, coordinated risk assessment and crisis preparedness. Challenges remain, including those related to legal constraints on information-sharing, supervisory resource constraints and expectation gaps between home and host supervisors. Report sets out sound practices that include placing emphasis on the work between (or outside) formal college meetings, and encouraging home and host supervisors to reach out to each other to clarify expectations.

Publisher: Global Standard-Setting Bodies Release date: Dec 2017

Type: Implementation

Parent: Principles for Effective Supervisory Colleges

Peer: Progress Report on the Implementation of Principles for Effective Supervisory Colleges

Topics: Cross-border cooperation, Recovery and resolution, Systemically important financial institutions (SIFIs)

Sectors: Banking

2017 Update of List of Global Systemically Important Banks (G-SIBs)

FSB annual update of banks designated as G-SIBs

Financial Stability Board annual update to the list of G-SIBs. G-SIBs are subject to higher capital buffer requirements, Total Loss-Absorbing Capacity (TLAC) requirements, resolvability requirements, and higher supervisory expectations.

Publisher: Global Standard-Setting Bodies Release date: Nov 2017

Type: Implementation

Parent: Policy Measures to Address Systemically Important Financial Institutions, Global Systemically Important Banks: Updated Assessment Methodology and the Higher Loss Absorbency Requirement

Topics: Systemically important financial institutions (SIFIs), Capital adequacy, Recovery and resolution

Sectors: Banking

Implementation of G20/FSB Recommendations Related to Securities Markets

IOSCO 2017 survey of implementation of the G20/FSB post-crisis recommendations aimed at strengthening securities markets

International Organization of Securities Commissions report on results of survey of jurisdictions' implementation of G20/Financial Stability Board recommendations related to securities markets. Addresses: i) hedge funds; ii) structured products and securitization; iii) oversight of credit rating agencies; iv) measures to safeguard the integrity and efficiency of markets; and v) commodity derivative markets.

Publisher: Global Standard-Setting Bodies Release date: Nov 2017

Type: Implementation

Peer: Implementation of Principal G20 Financial Regulatory Reforms , Implementation of G20/FSB Financial Reforms in Other Areas

Topics: Transparency and disclosure, Derivatives, Securitization, Shadow banking

Sectors: Securities

Implementation of G20/FSB Financial Reforms in Other Areas

FSB 2017 survey of implementation of the G20/FSB post-crisis recommendations

Financial Stability Board summary of status of implementation of G20/FSB recommendations covered by 2017 FSB Implementation Monitoring Network survey on the following areas: i) hedge funds; ii) securitization; iii) enhancing supervision; iv) building and implementing macroprudential frameworks and tools; v) improving oversight of credit rating agencies; vi) enhancing and aligning accounting standards; vii) enhancing risk management; viii) strengthening deposit insurance; ix) safeguarding integrity and efficiency of financial markets; and x) enhancing financial consumer protection.

Publisher: Global Standard-Setting Bodies Release date: Nov 2017

Type: Implementation

Peer: Implementation of G20/FSB Recommendations Related to Securities Markets , Implementation of Principal G20 Financial Regulatory Reforms

Topics: Securitization, Macroprudential, Accounting, actuarial and auditing , Deposit insurance, Consumer education and protection, Shadow banking

Sectors: Banking, Securities

Regulatory Sandbox Lessons Learned Report

FCA report on insights and lessons learned on testing the regulatory sandbox launched in June 2016

UK Financial Conduct Authority report assesses extent to which the regulatory sandbox has met its objectives. Report: i) explains how the sandbox operates; ii) discusses impact on the market and insights from the first year of testing; and iii) explains limitations firms have faced when testing in the sandbox.

Publisher: National Regulators Release date: Oct 2017 Country: United Kingdom

Type: Implementation

Peer: Regulatory Sandboxes , FCA Regulatory Sandbox

Topics: Financial inclusion, Financial market infrastructure, Compliance function, Transparency and disclosure

Sectors: Banking, Insurance, Pensions, Securities

Proportionality in Banking Regulation: A Cross-Country Comparison

BIS note compares proportionality approaches of six jurisdictions

Bank for International Settlements note compares the proportionality approaches in Brazil, the European Union, Hong Kong SAR, Japan, Switzerland and the United States. The approaches differ considerably, in terms of criteria and the thresholds used to decide which banks are subject to specific sets of rules, and also in terms of the regulatory standards that are subject to a proportional implementation.

Publisher: International Organizations Release date: Aug 2017

Type: Implementation

Topics: Supervisory framework, Transparency and disclosure, Consumer education and protection

Sectors: Banking

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Resources

382 records

Global Systemically Important Banks - Revised Assessment Methodology and the Higher Loss Absorbency Requirement

Report on the Functioning of Supervisory Colleges in 2017

Registration and Operation of Peer to Peer Lending Platforms

Insurance Distribution Directive Implementation

Progress Report on the Implementation of Principles for Effective Supervisory Colleges

2017 Update of List of Global Systemically Important Banks (G-SIBs)

Implementation of G20/FSB Recommendations Related to Securities Markets

Implementation of G20/FSB Financial Reforms in Other Areas

Regulatory Sandbox Lessons Learned Report

Proportionality in Banking Regulation: A Cross-Country Comparison

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