Banking

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Sustainable Finance and Investing With Impact

TC Note sets out implications for emerging market finance

Toronto Centre note provides an overview of: i) how the Sustainable Development Goals (SDGs) and sustainable finance have evolved; ii) key ways that financial markets in emerging market countries may need to change to better mobilize the private financing needed; and iii) actions financial market authorities can focus on to accelerate the growth of financial systems in ways that allow them to take advantage of the opportunities while managing the risks that financing the SDGs present.

Publisher: Toronto Centre Release date: Apr 2019

Type: TC Notes

Topics: Financial inclusion, Climate change

Sectors: Banking

Fintech in Latin America and the Caribbean: Stocktaking

IMF report provides insight into FinTech developments, risks arising and initial regulatory responses

International Monetary Fund paper documents the evolution of FinTech in Latin America and the Caribbean, focusing on financial development, the FinTech landscape for domestic and cross border payments and alternative financing, cybersecurity, financial integrity and stability risks, regulatory responses, and considerations for central bank digital currencies.

Publisher: International Organizations Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: FinTech, Cyber risk, Operational risk

Sectors: Banking

Proportionality in Bank Regulation and Supervision

Results of BCBS survey of current practices

Basel Committee on Banking Supervision survey sets out how other countries are implementing the Basel Committee standards.

Publisher: Global Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Supervisory framework, Transparency and disclosure, Consumer education and protection

Sectors: Banking

PRA's Approach to Enforcement: Statutory Statements of Policy and Procedure

Update of BOE policy first published in 2013

Bank of England (BOE) Prudential Regulation Authority (PRA) policy statement on how it will exercise disciplinary powers over external auditors and actuaries.

Publisher: National Regulators Release date: Mar 2019 Country: United Kingdom

Type: Law, Regulation and Policy

Topics: Accounting, actuarial and auditing , Early intervention and enforcement

Sectors: Banking

Guidelines on Outsourcing Arrangements

EBA guidelines set out how supervisory expectations can keep pace with the growing use of outsourcing by financial institutions

European Banking Authority guidelines on outsourcing arrangements set out specific provisions for governance frameworks of financial institutions within the scope of EBA's mandate with regard to outsourcing arrangements and related supervisory expectations and processes.

Publisher: Regional Standard-Setting Bodies Release date: Feb 2019

Type: Guideline

Topics: Operational risk

Sectors: Banking

FinTech and Market Structure in Financial Services

FSB report on market developments and potential financial stability implications

Financial Stability Board report sets out latest thinking on potential FinTech risks to financial stability.

Publisher: Global Standard-Setting Bodies Release date: Feb 2019

Type: Consultative, discussion and issues paper

Topics: FinTech

Sectors: Banking

Review of the Fund's Strategy on Anti-Money Laundering and Combating the Financing of Terrorism

IMF paper sets out why AML/CFT matters and how international organizations can help to address money laundering

International Monetary Fund paper sets out: i) evolution of the IMF's approach to financial integrity issues; ii) fund surveillance; iii) fund-supported programs; iv) financial sector assessment program; v) capacity development; vi) and other AML/CFT work.

Publisher: International Organizations Release date: Feb 2019

Type: Consultative, discussion and issues paper

Topics: Money laundering and terrorist financing, FinTech

Sectors: Banking

The Development and Use of Risk Based Assessment Frameworks

TC Note provides detailed guidance on development and implementation of risk assessment frameworks

Toronto Centre note provides detailed guidance on the development of risk assessment frameworks and their implementation. Note uses a generic framework as its starting point and provides guidance for implementation and use which should be applicable to national versions of risk-based supervision (RBS) frameworks.

Publisher: Toronto Centre Release date: Jan 2019

Type: TC Notes

Peer: Risk-Based Supervision , Implementing Risk Based Supervision: A Guide for Senior Managers

Topics: Risk-based supervision

Sectors: Banking

Minimum Capital Requirements for Market Risk

BCBS revised standards for minimum capital requirements for market risk

Basel Committee on Banking Supervision standard ensures that standardization and internal model approaches to market risk deliver credible capital outcomes and promote consistent implementation of standards across jurisdictions.

Publisher: Global Standard-Setting Bodies Release date: Jan 2019

Type: Standard

Parent: Basel II: International Convergence of Capital Measurement and Capital Standards: A Revised Framework, Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

Topics: Market risk, Capital adequacy, Risk management

Sectors: Banking

Prudential Standard on Large Exposures

APRA standard on large exposures for banks

Australian Prudential Regulation Authority prudential standard requires banks to implement prudent measures and to set prudent limits to monitor and control their large exposures and risk concentrations. Key requirements are that banks must: i) have a board approved policy that governs large exposures and risk concentrations; ii) have adequate systems and controls to identify, measure, monitor and report large exposures and risk concentrations; iii) identify large exposures, including identifying a group of connected counterparties; iv) ensure large exposures meet the large exposure limit; and v) measure exposure values for large exposure purposes using specified treatments.

Publisher: National Regulators Release date: Jan 2019 Country: Australia

Type: Standard

Topics: Credit risk, Risk management, Corporate governance

Sectors: Banking

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Resources

382 records

Sustainable Finance and Investing With Impact

Fintech in Latin America and the Caribbean: Stocktaking

Proportionality in Bank Regulation and Supervision

PRA's Approach to Enforcement: Statutory Statements of Policy and Procedure

Guidelines on Outsourcing Arrangements

FinTech and Market Structure in Financial Services

Review of the Fund's Strategy on Anti-Money Laundering and Combating the Financing of Terrorism

The Development and Use of Risk Based Assessment Frameworks

Minimum Capital Requirements for Market Risk

Prudential Standard on Large Exposures

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