Pensions

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Report on Other Information to be Provided to Prospective and Current Members

EIOPA report sets out principles for transparent, timely and clear information provision on pensions

European Insurance and Occupational Pensions Authority report analyzes national practices existing prior to the implementation of the IORP II Directive on the activities and supervision of institutions for occupational retirement provisions (IORPs).

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Transparency and disclosure, Consumer education and protection, Pension and retirement plans

Sectors: Pensions

Framework for Assessing Conduct Risk Through the Product Lifecycle

EIOPA framework for supervising retail conduct risk

European Insurance and Occupational Pensions Authority framework clarifies drivers of conduct risk and their implications in the emergence of consumer detriment. Provides an aid for understanding issues faced by consumer and input on the types of conduct risks EIOPA and the national competent authorities should focus on.

Publisher: Regional Standard-Setting Bodies Release date: Feb 2019

Type: Consultative, discussion and issues paper

Topics: Supervisory framework, Consumer education and protection

Sectors: Pensions

The Development and Use of Risk Based Assessment Frameworks

TC Note provides detailed guidance on development and implementation of risk assessment frameworks

Toronto Centre note provides detailed guidance on the development of risk assessment frameworks and their implementation. Note uses a generic framework as its starting point and provides guidance for implementation and use which should be applicable to national versions of risk-based supervision (RBS) frameworks.

Publisher: Toronto Centre Release date: Jan 2019

Type: TC Notes

Peer: Risk-Based Supervision , Implementing Risk Based Supervision: A Guide for Senior Managers , Turning Risk Assessments Into Supervisory Actions

Topics: Risk-based supervision

Sectors: Pensions

Supervision of Cyber Risk

TC Note provides broad discussion of cyber risk and sets out framework for its supervision

TC Note sets out the nature of cyber risk and outlines the fundamental elements of a framework for implementing an effective supervision program for cyber risk assessment in regulated financial institutions. Discusses how supervisors may assess institutions' governance policies and practices for cyber risk management.

Publisher: Toronto Centre Release date: Dec 2018

Type: TC Notes

Topics: Cyber risk, FinTech, Operational risk

Sectors: Pensions

Sustainable Development and Finance

TC fireside chat held in honour of its 20th anniversary

Toronto Centre fireside chat discusses: i) preparing for the next global financial crisis; ii) international rules based on global order; iii) closing the gender gap; and iv) advancing sustainable development.

Publisher: Toronto Centre Release date: Nov 2018

Type: TC Videos

Topics: Financial inclusion, Gender equality, Supervisory framework

Sectors: Pensions

Cyber Lexicon

FSB lexicon of key terms related to cyber security and cyber resilience in the financial sector

Financial Stability Board common lexicon of terms to support work of standard setting bodies and national authorities in dealing with cyber risk.

Publisher: Global Standard-Setting Bodies Release date: Nov 2018

Type: Consultative, discussion and issues paper

Topics: Cyber risk, FinTech

Sectors: Pensions

Principles to Promote Fairness, Ethics, Accountability and Transparency in the Use of Artificial Intelligence and Data Analytics

MAS guidance on the responsible use of artificial intelligence and data analytics

Monetary Authority of Singapore principles provide guidance to firms offering financial products and services on the responsible use of artificial intelligence and data analytics to strengthen internal governance around data management and use.

Publisher: National Regulators Release date: Nov 2018 Country: Singapore

Type: Consultative, discussion and issues paper

Topics: Cyber risk, FinTech, Corporate governance

Sectors: Pensions

Prudential Standard on Information Security

APRA prudential requirements for addressing cyber risk and other information security threats

Australian Prudential Regulation Authority standard to minimize the likelihood and impact of information security incidents on the confidentiality, integrity or availability of information assets, including those managed by related parties or third parties.

Publisher: National Regulators Release date: Nov 2018 Country: Australia

Type: Standard

Topics: Cyber risk, FinTech, Operational risk

Sectors: Pensions

FCA Mission: Approach to Authorization

FCA report sets out its approach to authorizations

UK Financial Conduct Authority report sets out its approach to authorizations. Sets out the conditions that firms and individuals must meet to be authorized, how the FCA evaluates whether firms and individuals meet the conditions, how authorizations promote competition, and how the effectiveness of authorization decisions are evaluated.

Publisher: National Regulators Release date: Nov 2018 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Transparency and disclosure, Financial inclusion, Conduct, Licensing

Sectors: Pensions

Improving Digital and Financial Inclusion for Gender Equality

TC executive panel on harnessing innovation for gender equality

Toronto Centre executive panel discusses: i) what actions have been most effective in increasing access to and use of financial services by women and how they can be incorporated into strategies designed for inclusive financial sectors; ii) how to improve the quality, availability and use of gender-disaggregated data; iii) what international institutions are doing in this regard; iv) the most constraining legal, regulatory and other barriers and what has been done to overcome them; and v) what else needs to be done to improve digital financial inclusion for gender equality.

Publisher: Toronto Centre Release date: Oct 2018

Type: TC Videos

Topics: Financial inclusion, Gender equality

Sectors: Pensions

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Resources

382 records

Report on Other Information to be Provided to Prospective and Current Members

Framework for Assessing Conduct Risk Through the Product Lifecycle

The Development and Use of Risk Based Assessment Frameworks

Supervision of Cyber Risk

Sustainable Development and Finance

Cyber Lexicon

Principles to Promote Fairness, Ethics, Accountability and Transparency in the Use of Artificial Intelligence and Data Analytics

Prudential Standard on Information Security

FCA Mission: Approach to Authorization

Improving Digital and Financial Inclusion for Gender Equality

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