Securities

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The Importance of Gender Data for Women's Financial Inclusion

TC webinar discusses how gender data can be used to increase financial inclusion

Toronto Centre webinar discusses: i) the importance of gender data for a policy and market approach to women's financial inclusion; ii) lessons learned from the Women's Financial Inclusion Data Partnership's work on national efforts to promote sex-disaggregated demand and supply-side data, including country-specific cases from Chile, Mexico, Rwanda, Zambia and Egypt; iii) new frontiers for gender data and digital financial services; and iv) implications and opportunities for financial supervisors and regulators.

Publisher: Toronto Centre Release date: Oct 2019

Type: TC Videos

Topics: Gender equality, Financial inclusion

Sectors: Securities

Cyber Security: Managing the Breach

TC executive panel discusses ways to create cyber-resilient financial systems

Toronto Centre executive panel discussed existing regulations, guidance, supervisory practices, and industry standards as well as what needs to be done to create cyber-resilient financial systems.

Publisher: Toronto Centre Release date: Aug 2019

Type: TC Videos

Topics: Cyber risk, Operational risk

Sectors: Securities

Notice on Cyber Hygiene

MAS set of legally binding requirements regarding cyber hygiene

Monetary Authority of Singapore legally binding requirements to raise the cyber security standards and strengthen the cyber resilience of the financial sector. Financial institutions are required to comply with the following requirements: i) establish and implement robust security for IT systems; ii) ensure updates are applied to address system security flaws in a timely manner; iii) deploy security devices to restrict unauthorized network traffic; iv) implement measure to mitigate the risk of malware infection; v) secure the use of system accounts with special privileges to prevent unauthorized access; and vi) strengthen user authentication for critical systems as well as systems used to access customer information.

Publisher: National Regulators Release date: Aug 2019 Country: Singapore

Type: Law, Regulation and Policy

Topics: Cyber risk, Operational risk

Sectors: Securities

Turning Risk Assessments Into Supervisory Actions

TC note sets out framework for turning risk assessments into firm-specific supervisory programs

Toronto Centre Note sets out a framework for turning risk assessments into firm-specific supervisory programs. Key considerations include: i) decisions about the risks that should be followed up; ii) choice of supervisory approach to be adopted within the firm; iii) identifying stages of intervention; iv) intensiveness with which remediation will be followed up and monitored; and v) processes surrounding significant changes to supervisory programs.

Publisher: Toronto Centre Release date: Aug 2019

Type: TC Notes

Peer: Risk-Based Supervision , Implementing Risk Based Supervision: A Guide for Senior Managers , The Development and Use of Risk Based Assessment Frameworks

Topics: Risk-based supervision

Sectors: Securities

FinTech Innovations

TC podcasts present regulatory and market perspectives on FinTech innovations in Australia

Toronto Centre set of three podcasts about FinTech innovations in Australia. Podcasts are: i) Introducing the Newest Technology to Capital Markets: The Regulator's Perspective; ii) Introducing the Newest Technology to Capital Markets: The Industry's Perspective; and iii) to Protect or to Foster Innovation: An Inside Look at a Regulator's Initiative to do Both.

Publisher: Toronto Centre Release date: Jul 2019 Country: Australia

Type: TC Videos

Topics: FinTech, Operational risk

Sectors: Securities

How Can Supervisory Authorities Contribute to Meeting the UN SDGs?

TC note discusses how financial sector supervisory and regulatory authorities can help to meet the UN Sustainable Development Goals

Toronto Centre Note discusses ways in which financial sector supervisory and regulatory authorities could promote financial inclusion and gender equality and address climate change-related risks, as part of broader national initiatives to meet the UN Sustainable Development Goals (SDGs). Some of these steps could be taken by supervisory authorities under their current mandates and objectives, but others may depend on their mandates being revised to reflect better the SDGs and broader national priorities. A greater emphasis on climate change, financial inclusion and gender equality in the principles and standards issued by international standard setters could also provide impetus for national supervisory authorities to take additional steps in these areas.

Publisher: Toronto Centre Release date: Jun 2019

Type: TC Notes

Topics: Climate change , Gender equality, Financial inclusion

Sectors: Securities

Decoding FinTech and Capturing Opportunities for Financial Inclusion and Gender Equality

TC executive panel at the Women Deliver Conference in 2019

Toronto Centre executive panel at the Women Deliver conference discussed existing regulations, guidance, supervisory practices and industry standards as well as what needs to be done to benefit from the opportunities provided by the technological innovations in finance to create more inclusive financial systems and eventually close the gender gap.

Publisher: Toronto Centre Release date: Jun 2019

Type: TC Videos

Topics: FinTech, Financial inclusion, Gender equality

Sectors: Securities

Sustainable Finance in Emerging Markets and the Role of Securities Regulators

IOSCO report sets out recommendations for emerging market member jurisdictions to consider when issuing regulations or guidance regarding sustainable financial instrument

International Organization of Securities Commissions report explores trends and challenges that influence the development of sustainable finance in emerging capital markets. It also provides an overview of the initiatives that regulators, stock exchanges, policy makers and other key stakeholders in emerging markets have undertaken in this area. The report identifies the prerequisites for creating an ecosystem that facilitates sustainable finance, such as an appropriate regulatory framework and fit-for-purpose market infrastructure, reporting and disclosure requirements, governance and investor protection guidelines and mechanisms to address needs and requirements of institutional investors.

Publisher: Global Standard-Setting Bodies Release date: Jun 2019

Type: Consultative, discussion and issues paper

Peer: Sustainable Finance and the Role of Securities Supervisors

Topics: Financial inclusion

Sectors: Securities

Climate Change: Considerations for Regulators and Supervisors

TC webinar discusses various aspects of climate change

Toronto Centre webinar on climate change discusses: i) systemic risk; ii) role of litigation in reducing gaps in climate change; iii) challenges and opportunities for supervisors and regulators; iv) UN Paris Climate Agreement; v) interaction among courts, and public and private actors; and vi) transparency and meaningful disclosure.

Publisher: Toronto Centre Release date: May 2019

Type: TC Videos

Topics: Climate change

Sectors: Securities

Measuring Financial Inclusion and the FinTech Revolution

TC webinar discusses global metrics of access to, and use of, financial services

Toronto Centre webinar findings include: i) financial inclusion is on the rise globally; ii) progress has been significant but uneven; iii) digital financial transactions are increasing; iv) women lag men on access to identification and digital technology; and v) there are opportunities to increase inclusive financial inclusion by digitizing payments.

Publisher: Toronto Centre Release date: Apr 2019

Type: TC Videos

Topics: FinTech, Financial inclusion, Gender equality

Sectors: Securities

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Resources

382 records

The Importance of Gender Data for Women's Financial Inclusion

Cyber Security: Managing the Breach

Notice on Cyber Hygiene

Turning Risk Assessments Into Supervisory Actions

FinTech Innovations

How Can Supervisory Authorities Contribute to Meeting the UN SDGs?

Decoding FinTech and Capturing Opportunities for Financial Inclusion and Gender Equality

Sustainable Finance in Emerging Markets and the Role of Securities Regulators

Climate Change: Considerations for Regulators and Supervisors

Measuring Financial Inclusion and the FinTech Revolution

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