Securities

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Management and Supervision of ESG Risks for Credit Institutions and Investment Firms

EBA report on environmental, social and governance risks management and supervision

European Banking Authority report provides a comprehensive proposal of how environmental, social and governance (ESG) factors and risks should be included in the regulatory and supervisory framework for credit institutions and investment firms.

Publisher: Regional Standard-Setting Bodies Release date: Jun 2021

Type: Consultative, discussion and issues paper

Topics: Corporate governance, Risk management

Sectors: Securities

Climate Change: Issues for Securities Supervisors

TC note discusses three areas where climate impacts are relevant for securities supervisors

Toronto Centre Note addresses three key areas where climate impacts are relevant for securities supervisors in relation to financial stability, market integrity, and investor protection: i) issuer obligations to disclose material information and risks; ii) risk management in securities firms, particularly operational resilience and the impact of changing asset values on market risk and obligations to clients; and iii) green investing. This Note suggests practical steps that securities supervisors can take now, points to existing standards and tools that can be used as a basis, and indicates areas where expectations and tools are likely to evolve.

Publisher: Toronto Centre Release date: May 2021

Type: TC Notes

Topics: Climate change

Sectors: Securities

The FinTech Gender Gap

TC CoP discusses BIS working paper

Toronto Centre Community of Practice (CoP) discusses the results of the recently released BIS Working Paper, The FinTech Gender Gap, which identified country characteristics, differences in willingness to use new financial technology, and different attitudes towards privacy and technology as reasons for some of the gap. The speakers also explore challenges and opportunities in fostering financial inclusion with new technology for supervisors and regulators.

Publisher: Toronto Centre Release date: May 2021

Type: TC Videos

Parent: The FinTech Gender Gap

Topics: FinTech, Gender equality, Financial inclusion

Sectors: Securities

Operational Resilience: The Next Frontier for Supervisors

TC podcast presents an overview of operational resilience

Toronto Centre podcast explains how supervisors can assess a financial institution's operational resilience as part of their supervisory assessment, and discusses how operational resilience fits within a risk-based supervisory approach.

Publisher: Toronto Centre Release date: May 2021

Type: TC Videos

Topics: Operational risk, Risk management

Sectors: Securities

How Regulators Use Sex-Disaggregated Data and RegTech to Enhance Financial Inclusion

TC and USAID study of how financial services regulators may address women's financial inclusion

Toronto Centre and USAID study examines the role that financial services regulators can play in efforts to address financial inclusion of women: how they are using, or could use, SDD to enhance women's access to and use of financial products and services of the right quality that meet their needs; and how new technologies could help.

Publisher: Toronto Centre Release date: May 2021

Type: TC Notes

Peer: Perspectives on How Regulators Use Sex-Disaggregated Data and RegTech to Enhance Financial Inclusion

Topics: Gender equality, Financial inclusion, FinTech

Sectors: Securities

Integrating Microprudential Supervision with Macroprudential Policy

TC podcast ties into recent TC Note

Toronto Centre podcast discusses the TC Note Integrating Microprudential Supervision with Macroprudential Policy. It explains the reasons supervisory authorities should adopt a macroprudential approach and why the traditional approach to microprudential supervision has been ineffective in preventing financial crises.

Publisher: Toronto Centre Release date: Apr 2021

Type: TC Videos

Peer: Integrating Microprudential Supervision with Macroprudential Policy

Topics: Macroprudential

Sectors: Securities

Operational Resilience: The Next Frontier for Supervisors?

TC Note presents an overview of operational resilience

Toronto Centre Note: i) outlines the definition of operational resilience; ii) explains why operational resilience is important for supervisors; iii) describes how some supervisors are beginning to take a more overarching approach to operational resilience; iv) shows how supervisors can assess a financial institution's operational resilience as part of their supervision; and v) discusses how operational resilience fits within a risk-based supervisory approach.

Publisher: Toronto Centre Release date: Apr 2021

Type: TC Notes

Topics: Operational risk, Risk management

Sectors: Securities

Transitioning to a Green Economy: Financial Stability Implications

TC virtual executive panel on the impact of climate changes and the risk of crises to global financial stability

Toronto Centre virtual executive panel featuring Mark Carney and Sri Mulyani Indrawati discusses the impact of climate change and the risk of crises to global financial stability.

Publisher: Toronto Centre Release date: Apr 2021

Type: TC Videos

Topics: Climate change

Sectors: Securities

Impact of Changes in USA Climate Policy for Supervisors and Regulators

TC podcast on changes in the climate policy of the United States

Toronto Centre podcast discusses changes in USA climate policy and the potential impact for domestic and international supervisors and regulators.

Publisher: Toronto Centre Release date: Mar 2021 Country: United States

Type: TC Videos

Topics: Climate change

Sectors: Securities

Integrating Microprudential Supervision with Macroprudential Policy

TC Note explains macroprudential approach and how it differs from traditional microprudential supervision

Toronto Centre Note explains why the macro and microprudential approaches and disciplines have to be integrated for the effective oversight of individual institutions and the financial system as a whole. It explains why the microprudential authority will need to be deeply involved in the macroprudential approach and how the macroprudential approach modifies the approach to microprudential supervision. It outlines a framework for integrating microprudential supervision with macroprudential policy.

Publisher: Toronto Centre Release date: Mar 2021

Type: TC Notes

Peer: Integrating Microprudential Supervision with Macroprudential Policy

Topics: Macroprudential

Sectors: Securities

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Resources

382 records

Management and Supervision of ESG Risks for Credit Institutions and Investment Firms

Climate Change: Issues for Securities Supervisors

The FinTech Gender Gap

Operational Resilience: The Next Frontier for Supervisors

How Regulators Use Sex-Disaggregated Data and RegTech to Enhance Financial Inclusion

Integrating Microprudential Supervision with Macroprudential Policy

Operational Resilience: The Next Frontier for Supervisors?

Transitioning to a Green Economy: Financial Stability Implications

Impact of Changes in USA Climate Policy for Supervisors and Regulators

Integrating Microprudential Supervision with Macroprudential Policy

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