Recovery and resolution

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Recovery Planning

TC Note discusses standards for recovery planning

Toronto Centre Note describes the standards for recovery planning, discusses how supervisors can monitor whether financial institutions are meeting these standards, and outlines the supervisory actions that can be taken by supervisors to improve a financial institution's recovery planning.

Publisher: Toronto Centre Release date: Aug 2020

Type: TC Notes

Peer: Recovery and Resolution Planning: Implications for Supervisors , Exit Policy: Taking Supervisory Action to Deal with Non-Viable Financial Institutions , Resolution: Implications for Supervisors

Topics: Recovery and resolution

Sectors: Banking, Insurance, Pensions, Securities

Resolution: Implications for Supervisors

TC note describes the main features of the FSB's approach to resolution

Toronto Centre Note describes the main features of the Financial Stability Board's approach to resolution and draws out some key implications for financial sector supervisors.

Publisher: Toronto Centre Release date: Aug 2020

Type: TC Notes

Peer: Exit Policy: Taking Supervisory Action to Deal with Non-Viable Financial Institutions

Topics: Recovery and resolution

Sectors: Banking, Insurance, Pensions, Securities

Evaluation of Too-Big-to-Fail Reforms

TC webcast focuses on FSB consultation report

Toronto Centre webcast focuses on the recent Financial Stability Board (FSB) consultation on too-big-to-fail reforms.

Publisher: Toronto Centre Release date: Jul 2020

Type: TC Videos

Topics: Systemically important financial institutions (SIFIs), Capital adequacy, Recovery and resolution

Sectors: Banking

Cross-border Resolution Cooperation and Information Sharing

FSI overview of home and host authority experience

Financial Stability Institute paper examines cross-border cooperation and information-sharing arrangements for G-SIBs and other systemic banks with a particular focus on arrangements other than CMGs. The study finds that there has been some progress in establishing a range of arrangements, but there are also instances where the information needs of host authorities on resolution planning continue to be unmet.

Publisher: International Organizations Release date: Jan 2020

Type: Consultative, discussion and issues paper

Topics: Cross-border cooperation, Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

The Bank of England's Approach to Assessing Resolvability

New PRA Resolvability Assessment Framework is designed to make resolution more transparent, better understood and more successful

UK Prudential Regulation Authority Resolvability Assessment Framework has three main components: i) how the Bank of England will assess resolvability; ii) a new Resolution Assessment Part of the PRA Rulebook that requires major UK firms to perform an assessment of their preparations for resolution; and iii) the Bank's intention to make a public statement concerning the resolvability of each of the major UK firms.

Publisher: National Regulators Release date: Jul 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Transparency and disclosure

Sectors: Banking

Resolution Assessment and Public Disclosure by Firms

PRA rules for large banks

UK Prudential Regulation Authority rules for large UK banks.

Publisher: National Regulators Release date: Jul 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Systemically important financial institutions (SIFIs)

Sectors: Banking

The Resolution Handbook at a Glance

Brief outline of the material presented in the US FDIC's resolution handbook.

Brief outline of the material presented in the FDIC's resolution handbook, a compilation of the lessons learned over many years. The sheer number of failing institutions and their varied businesses and asset sizes afforded the FDIC a wide range of resolution experiences including over all phases of various economic cycles.

Publisher: National Regulators Release date: Jan 2019 Country: United States

Type: Sound Practice

Topics: Deposit insurance, Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

Purchase and Assumption Transactions

Chapter of US FDIC's resolution handbook addressing P&A transactions

Describes P&A transactions and how they are used by the FDIC, including via a number of variations.

Publisher: National Regulators Release date: Jan 2019 Country: United States

Type: Sound Practice

Topics: Deposit insurance, Recovery and resolution

Sectors: Banking

Rules on Loss-Absorbing Capacity Requirements for Banks

HKMA rules on bank loss-absorbing capital requirements to support orderly failure resolution

Hong Kong Monetary Authority rules impose requirement on banks to maintain a minimum level of loss-absorbing capacity (LAC) to facilitate orderly failure resolution. Sets out the relationship between regulatory capital and LAC, external and internal (within group) LAC requirements, LAC eligibility criteria, restrictions on the sale and distribution of LAC debt instruments, a minimum debt requirement, and reporting and disclosure requirements.

Publisher: National Regulators Release date: Oct 2018 Country: Hong Kong, China

Type: Law, Regulation and Policy

Topics: Capital adequacy, Recovery and resolution, Systemically important financial institutions (SIFIs)

Sectors: Banking

Guidelines on Institutions' Stress Testing

EBA guidelines for institutions when designing and conducting stress testing programs

European Banking Authority guidelines provides a description of types of stress test exercises and reverse stress testing processes for both regular stress testing and recovery planning purposes. Addresses other matters that can be relevant to stress testing programs, including conduct risks and litigation costs, foreign exchange lending risk, interaction between solvency stress tests and liquidity stress tests, business models and data aggregation.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2018

Type: Guideline

Parent: Guidelines on Stress Testing

Peer: Revised Procedures and Methodologies for the Supervisory Review and Evaluation Process and Supervisory Stress Testing

Topics: Stress-testing, Recovery and resolution, Capital adequacy, Liquidity risk and rules

Sectors: Banking

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Resources

382 records

Recovery Planning

Resolution: Implications for Supervisors

Evaluation of Too-Big-to-Fail Reforms

Cross-border Resolution Cooperation and Information Sharing

The Bank of England's Approach to Assessing Resolvability

Resolution Assessment and Public Disclosure by Firms

The Resolution Handbook at a Glance

Purchase and Assumption Transactions

Rules on Loss-Absorbing Capacity Requirements for Banks

Guidelines on Institutions' Stress Testing

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