Recovery and resolution

382 records

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Progress Report on the Implementation of Principles for Effective Supervisory Colleges

BCBS report highlights findings of implementation monitoring and provides examples of ways to meet commonly encountered challenges

Basel Committee on Banking Supervision progress report based on case studies of 13 colleges from home and host supervisor perspective. Report concludes that the effectiveness of colleges has improved since 2015 in the areas of information-sharing, coordinated risk assessment and crisis preparedness. Challenges remain, including those related to legal constraints on information-sharing, supervisory resource constraints and expectation gaps between home and host supervisors. Report sets out sound practices that include placing emphasis on the work between (or outside) formal college meetings, and encouraging home and host supervisors to reach out to each other to clarify expectations.

Publisher: Global Standard-Setting Bodies Release date: Dec 2017

Type: Implementation

Parent: Principles for Effective Supervisory Colleges

Peer: Progress Report on the Implementation of Principles for Effective Supervisory Colleges

Topics: Cross-border cooperation, Recovery and resolution, Systemically important financial institutions (SIFIs)

Sectors: Banking

EU Regulatory Standards on Simplified Obligations

EBA regulatory technical standards on application of simplified obligations relating to recovery and resolution planning

European Banking Authority report on the application of simplified obligations and waivers in recovery and resolution planning and its Regulatory Technical Standards specifying the eligibility criteria to determine whether institutions could e subject to simplified obligations when drafting such plans .

Publisher: Regional Standard-Setting Bodies Release date: Dec 2017

Type: Standard

Parent: Bank Recovery and Resolution Directive (BRRD)

Peer: Application of Simplified Obligations

Topics: Recovery and resolution, Cross-border cooperation, Systemically important financial institutions (SIFIs)

Sectors: Banking, Securities

Capital Adequacy: Measurement of Capital

APRA standard for measuring the regulatory capital of banks

Australian Prudential Regulation Authority prudential standard sets out the characteristics that an instrument must have to qualify as bank regulatory capital and the regulatory adjustments to be made to determine total regulatory capital. Key requirements are that banks must: i) include in the appropriate category of regulatory capital only those capital instruments that meet the detailed criteria for that category; ii) ensure all regulatory capital instruments are capable of bearing loss on either a "going-concern" basis (Tier 1 Capital) or a "gone-concern" basis (Tier 2 Capital); and iii) make certain regulatory adjustments to capital, mainly from Common Equity Tier 1 Capital, to determine total regulatory capital.

Publisher: National Regulators Release date: Nov 2017 Country: Australia

Type: Standard

Topics: Capital adequacy, Recovery and resolution

Sectors: Banking

2017 Update of List of Global Systemically Important Banks (G-SIBs)

FSB annual update of banks designated as G-SIBs

Financial Stability Board annual update to the list of G-SIBs. G-SIBs are subject to higher capital buffer requirements, Total Loss-Absorbing Capacity (TLAC) requirements, resolvability requirements, and higher supervisory expectations.

Publisher: Global Standard-Setting Bodies Release date: Nov 2017

Type: Implementation

Parent: Policy Measures to Address Systemically Important Financial Institutions, Global Systemically Important Banks: Updated Assessment Methodology and the Higher Loss Absorbency Requirement

Topics: Systemically important financial institutions (SIFIs), Capital adequacy, Recovery and resolution

Sectors: Banking

Recommendation on the Coverage of Entities in a Group Recovery Plan

EBA recommendation for proportionate approach in coverage of entities in banking group recovery plans

European Banking Authority recommendation defines common criteria to identify subsidiaries and branches that need to be covered in group recovery plans as well as the extent of such coverage. Distinguishes among entities that are material because they are relevant for the group, entities that are material because they are relevant for the economy and financial system in one or more European Union Member States, and entities that are not material.

Publisher: Regional Standard-Setting Bodies Release date: Nov 2017

Type: Guideline

Parent: Bank Recovery and Resolution Directive (BRRD), Capital Requirements Directive - CRD IV

Topics: Recovery and resolution

Sectors: Banking

The Bank of England's Approach to Resolution

BoE framework to resolve failing banks

Bank of England policy document sets out framework to resolve failing banks, building societies and some types of investment firms. Explains arrangements for central counterparties. Document: i) outlines key features of the resolution regime; ii) looks at how BoE would likely implement a resolution; and iii) describers the BoE's business-as-usual responsibilities as the United Kingdom's resolution authority.

Publisher: National Regulators Release date: Oct 2017 Country: United Kingdom

Type: Supervisory Practice

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution

Sectors: Banking, Securities

Framework Cooperation Agreement on Banking Resolution

EU-US arrangement on bank crisis management and resolution

European Banking Authority Framework Cooperation Agreement with several US financial regulatory agencies lays out the basis for cooperation on bank crisis management and resolution between any of the EU supervisory or resolution authorities and any of the participating US agencies. The participating US agencies are the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, the Securities and Exchange Commission, and the New York State Department of Financial Services.

Publisher: Regional Standard-Setting Bodies Release date: Sep 2017 Country: United States

Type: Law, Regulation and Policy

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Crisis management and contingency planning, Cross-border cooperation, Recovery and resolution

Sectors: Banking

20 Years After the Asian Financial Crisis

ADB conference report sets out lessons learned and future challenges

Asian Development Bank conference report discusses and identifies policy options for regional cooperation that safeguard financial stability and promote financial resilience.

Publisher: International Organizations Release date: Sep 2017

Type: Consultative, discussion and issues paper

Topics: Crisis management and contingency planning, Macroprudential, Systemic risk, Recovery and resolution, Deposit insurance

Sectors: Banking, Securities

Recovery and Resolution for the EU Insurance Sector

ESRB report advocates harmonized recovery and resolution framework to manage failure in the insurance sector

European Systemic Risk Board advocates development of a recovery and resolution framework for insurers based on the following proposals: i) coverage of the whole insurance sector, including primary insurers and reinsurers of all sizes and business models, while taking account of proportionality; ii) recognition of financial stability and policyholder protection as equally relevant objectives; iii) expansion of the existing recovery and resolution toolkit to enable authorities to address failing insurers with greater flexibility; and iv) consideration of how resolution should be funded.

Publisher: Regional Standard-Setting Bodies Release date: Aug 2017

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution

Sectors: Insurance

MAS' Approach to Resolution of Financial Institutions in Singapore

MAS monograph sets out its role as a resolution authority and its approach to resolving financial institutions under its jurisdiction

Monetary Authority of Singapore monograph sets out its approach for operationalizing the enhanced resolution framework in the Monetary Authority of Singapore (Amendment) Act 2017, which reflects implementation of the Financial Stability Board's Key Attributes. Sets out: i) MAS's crisis management framework; ii) objectives of resolution; iii) MAS' resolution regime and its role as a resolution authority; iv) purpose of recovery and resolution planning; v) MAS's resolution toolkit, including circumstances under which MAS will exercise these powers; vi) MAS' approach toward financial market infrastructures; vii) resolution funding and creditor compensation frameworks; and viii) MAS' involvement in cross-border cooperation.

Publisher: National Regulators Release date: Aug 2017 Country: Singapore

Type: Implementation

Parent: Key Attributes of Effective Resolution Regimes for Financial Institutions

Topics: Recovery and resolution, Cross-border cooperation, Crisis management and contingency planning, Financial market infrastructure

Sectors: Banking

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Resources

382 records

Progress Report on the Implementation of Principles for Effective Supervisory Colleges

EU Regulatory Standards on Simplified Obligations

Capital Adequacy: Measurement of Capital

2017 Update of List of Global Systemically Important Banks (G-SIBs)

Recommendation on the Coverage of Entities in a Group Recovery Plan

The Bank of England's Approach to Resolution

Framework Cooperation Agreement on Banking Resolution

20 Years After the Asian Financial Crisis

Recovery and Resolution for the EU Insurance Sector

MAS' Approach to Resolution of Financial Institutions in Singapore

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