Recovery and resolution

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Guidelines on the Treatment of Shareholders in Bail-in

EBA guidelines on treatment of shareholders in bail-in

European Banking Authority guideline clarifies the circumstances under which it is appropriate to cancel, transfer, or severely dilute shares or other instruments of ownership. Where more than one choice (cancellation, dilution or transfer) is available, the choice should be guided by the need to meet the resolution objectives. National or EU company law may affect the appropriate choice, for example shares with special voting rights might be more appropriate to cancel than to transferor a transfer shares of a listed company would avoid an interruption of listing.

Publisher: Regional Standard-Setting Bodies Release date: Apr 2017

Type: Guideline

Parent: Bank Recovery and Resolution Directive (BRRD), Capital Requirements Regulation - CRR

Peer: Capital Requirements Directive - CRD IV, Guidelines on Conversion Rates in Bail-in

Topics: Recovery and resolution

Sectors: Banking

Recovery Planning

EBA report on approaches taken to recovery options in recovery plans

European Banking Authority benchmarking report to support supervisors in their assessment to identify crucial elements for banks to consider when designing and selecting credible recovery options.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2017

Type: Implementation

Parent: Bank Recovery and Resolution Directive (BRRD)

Peer: Recovery Planning Scenarios, Comparative Report on Governance Arrangements and Recovery Indicators , Comparative Report on the Approach to Determining Critical Functions and Core Business Lines in Recovery Plans

Topics: Recovery and resolution, Corporate governance

Sectors: Banking

Ensuring Financial Stability in Countries with Islamic Banking

IMF policy paper examines financial stability implications of Islamic banking

International Monetary Fund policy paper examines principal features of Islamic banking models, the risks they present, and approaches that countries have taken in addressing them. Discusses key elements of relevant international standards, the progress that has been made in their development, and gaps that remain to be addressed.

Publisher: International Organizations Release date: Feb 2017

Type: Consultative, discussion and issues paper

Topics: Islamic finance, Supervisory framework, Recovery and resolution, Corporate governance, Liquidity risk and rules

Sectors: Banking

Recovery Planning: Preparing for Stress

BoE article outlines ongoing work to increase banks' resilience to stress through recovery planning

Bank of England article discusses: i) importance of recovery planning and its role in the wider post-crisis reforms; ii) design of credible recovery plan and how it may be tested; and iii) how recovery planning fits into the Prudential Regulation Authority (PRA's) supervisory approach.

Publisher: National Regulators Release date: Dec 2016 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Stress-testing, Supervisory framework

Sectors: Banking

Total Loss-Absorbing Capacity and Long-Term Debt Requirement

FRB rule to strengthen resolvability of largest banks in US without extraordinary government support or taxpayer assistance

US Federal Reserve Board proposal would require parent holding companies (HCs) of US globally systemically important banks (G-SIBs) to maintain minimum levels of total loss absorbing capacity (TLAC) and long-term unsecured debt (LTD), and a related buffer. Prescribes certain additional buffers, the breach of which would result in limitations on the capital distributions and discretionary bonus payments of a covered bank holding company (BHC). Applies similar requirements to the top-tier U.S. intermediate holding company of a global systemically important foreign banking organization with $50 billion or more in US non-branch assets (covered IHC). Imposes restrictions on other liabilities that a covered BHC or covered IHC may have outstanding in order to improve their resolvability and resiliency.

Publisher: National Regulators Release date: Dec 2016 Country: United States

Type: Law, Regulation and Policy

Peer: Principles on Loss-Absorbing and Recapitalisation of G-SIBs in Resolution

Topics: Capital adequacy, Recovery and resolution, Systemic risk, Systemically important financial institutions (SIFIs)

Sectors: Banking

Report on the Implementation and Design of the MREL Framework

EBA recommendations for strengthening loss-absorbing capacity of banks in Europe

European Banking Authority final report on implementation and design of the minimum requirement for own fund and eligible liabilities (MREL). Quantifies current MREL stack and estimates potential financing needs of European Union (EU) banks under various scenarios. Assesses possible macroeconomic costs and benefits of introducing MREL in the EU. Recommends changes to reinforce MREL framework and integrate international standards on total loss-absorbing capacity (TLAC) in the EU's MREL.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2016

Type: Consultative, discussion and issues paper

Parent: Bank Recovery and Resolution Directive (BRRD)

Peer: Criteria for Determining the Minimum Requirement for Own Funds and Eligible Liabilities (MREL)

Topics: Capital adequacy, Recovery and resolution

Sectors: Banking, Securities

Bank Resolution and Bail-in in the EU

WB case studies of bank resolution in the EU

World Bank case studies of bank resolution and bail-in pre- and post-BRRD (Bank Recovery and Resolution Directive) demonstrate how several European Union countries have resolved failing banks. Focus is on the application of bail-in, i.e. statutory private loss absorption outside liquidation. Most case studies also describe other measures used to deal with distressed financial institutions, including government guarantees, capital injections, liquidity support, and the creation of asset management vehicles.

Publisher: International Organizations Release date: Dec 2016

Type: Consultative, discussion and issues paper

Peer: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution

Sectors: Banking

Recordkeeping for Timely Deposit Insurance Determination

FDIC rule to ensure prompt payment of insured deposits when banks fail

US Federal Deposit Insurance Corporation final rule to facilitate prompt payment of insured deposits when large banks fail. Requires each insured bank that has two million or more deposit accounts to: i) configure its information technology system to be capable of calculating the insured and uninsured amounts in each deposit account, which would be used by the FDIC to make deposit insurance determinations in the event of failure; and ii) maintain complete and accurate information needed by the FDIC to determine deposit insurance coverage with respect to each deposit account.

Publisher: National Regulators Release date: Nov 2016 Country: United States

Type: Law, Regulation and Policy

Topics: Deposit insurance, Recovery and resolution

Sectors: Banking

2016 Update of List of Global Systemically Important Insurers (G-SIIs)

FSB annual update of insurers designated as G-SIIs

Financial Stability Board annual update to the list of global systemically important insurers (G-SIIs). G-SIIs are subject to higher loss absorbency requirements, enhanced group-wide supervision, and group-wide recovery and resolution planning and regular resolvability assessments.

Publisher: Global Standard-Setting Bodies Release date: Nov 2016

Type: Implementation

Parent: Higher Loss Absorbency Capacity for Global Systemically Important Insurers (G-SIIs), Global Systemically Important Insurers (G-SIIs) and the Policy Measures That Will Apply to Them

Peer: 2017 Update of List of Global Systemically Important Banks (G-SIBs)

Topics: Systemically important financial institutions (SIFIs), Recovery and resolution, Capital adequacy

Sectors: Insurance

Key Attributes Assessment Methodology for the Banking Sector

FSB methodology for assessing implementation of Key Attributes of Effective Resolution Regimes

Financial Stability Board banking sector assessment methodology for the Key Attributes of Effective Resolution Regimes for Financial Institutions. Sets out essential critera to guide assessment of a jurisdiction's compliance with the Key Attributes.

Publisher: Global Standard-Setting Bodies Release date: Oct 2016

Type: Standard

Peer: Key Attributes of Effective Resolution Regimes for Financial Institutions

Topics: Crisis management and contingency planning, Recovery and resolution, Systemically important financial institutions (SIFIs), Cross-border cooperation

Sectors: Banking

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Resources

382 records

Guidelines on the Treatment of Shareholders in Bail-in

Recovery Planning

Ensuring Financial Stability in Countries with Islamic Banking

Recovery Planning: Preparing for Stress

Total Loss-Absorbing Capacity and Long-Term Debt Requirement

Report on the Implementation and Design of the MREL Framework

Bank Resolution and Bail-in in the EU

Recordkeeping for Timely Deposit Insurance Determination

2016 Update of List of Global Systemically Important Insurers (G-SIIs)

Key Attributes Assessment Methodology for the Banking Sector

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