Risk management

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Supervisory Implications of Artificial Intelligence and Machine Learning

This TC Note describes some of the uses of artificial intelligence (AI) and machine learning (ML) by financial institutions; considers the supervisory responses to such uses; and highlights some ways in which supervisory authorities can themselves use AI and ML (a subset of “Suptech”) to improve the effectiveness and efficiency of supervision.

Publisher: Toronto Centre Release date: Jul 2022

Type: TC Notes

Topics: Risk management

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Deadline for comments: Jul 2022

Adaptando los marcos macroprudenciales a los riesgos de cambio climático

Traducido de "Adapting Macroprudential Frameworks to Climate Change Risks."

Publisher: Toronto Centre Release date: May 2022

Type: TC Notes

Topics: Macroprudential, Climate change , Risk management

Sectors: Microfinance

Deadline for comments: May 2022

Adapting Macroprudential Frameworks to Climate Change Risks

Climate change poses one of the most significant risks to humanity. Microprudential authorities are beginning to take climate-related risks into account and to reflect them as part of their supervisory principles and practices. However, there is not yet a well-developed macroprudential framework to address climate-related financial risks. This Toronto Centre Note examines how macroprudential approaches can be adapted to address climate-related financial risks.

Publisher: Toronto Centre Release date: Mar 2022

Type: TC Notes

Topics: Macroprudential, Climate change , Risk management

Sectors: Microfinance

Supervision of Bank Model Risk Management

TC note discusses supervision of model risk management by bank supervisors

Toronto Centre Note discusses the supervision of model risk management by bank supervisors. The principles presented in this Note apply to models and to the supervision of model risk in both developed and developing countries.

Publisher: Toronto Centre Release date: Jul 2021

Type: TC Notes

Topics: Risk management

Sectors: Banking

Management and Supervision of ESG Risks for Credit Institutions and Investment Firms

EBA report on environmental, social and governance risks management and supervision

European Banking Authority report provides a comprehensive proposal of how environmental, social and governance (ESG) factors and risks should be included in the regulatory and supervisory framework for credit institutions and investment firms.

Publisher: Regional Standard-Setting Bodies Release date: Jun 2021

Type: Consultative, discussion and issues paper

Topics: Corporate governance, Risk management

Sectors: Banking, Securities

Draft Issues Paper on Insurer Culture

IAIS consultation on insurer culture

International Association of Insurance Supervisors consultation explores the concept of insurer culture as a point of intersection for prudential and conduct risks, with examples to illustrate the broader role of culture in managing these risks.

Publisher: Global Standard-Setting Bodies Release date: Jun 2021

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Conduct, Risk management

Sectors: Insurance

Deadline for comments: Aug 2021

Operational Resilience: The Next Frontier for Supervisors

TC podcast presents an overview of operational resilience

Toronto Centre podcast explains how supervisors can assess a financial institution's operational resilience as part of their supervisory assessment, and discusses how operational resilience fits within a risk-based supervisory approach.

Publisher: Toronto Centre Release date: May 2021

Type: TC Videos

Topics: Operational risk, Risk management

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Operational Resilience: The Next Frontier for Supervisors?

TC Note presents an overview of operational resilience

Toronto Centre Note: i) outlines the definition of operational resilience; ii) explains why operational resilience is important for supervisors; iii) describes how some supervisors are beginning to take a more overarching approach to operational resilience; iv) shows how supervisors can assess a financial institution's operational resilience as part of their supervision; and v) discusses how operational resilience fits within a risk-based supervisory approach.

Publisher: Toronto Centre Release date: Apr 2021

Type: TC Notes

Topics: Operational risk, Risk management

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Principles for Operational Resilience

BCBS promotes principles-based approach to improving operational resilience

Basel Committee on Banking Supervision paper promotes principles-based approach to improving operational resilience. It aims to strengthen operational resilience by furthering international engagement and seeks to promote greater cross-sectoral collaboration.

Publisher: Global Standard-Setting Bodies Release date: Mar 2021

Type: Consultative, discussion and issues paper

Peer: Revisions to the Principles for the Sound Management of Operational Risk

Topics: Operational risk, Risk management

Sectors: Banking

Revisions to the Principles for the Sound Management of Operational Risk

BCBS paper highlighting evolution of operational risk management since 2003

Basel Committee on Banking Supervision revised sound practice articulates principles from emerging industry practices and supervisory experience. Covers five overarching themes: i) governance; ii) risk management; iii) information and communication technology; iv) business continuity planning; and v) disclosure.

Publisher: Global Standard-Setting Bodies Release date: Mar 2021

Type: Sound Practice

Peer: Principles for Operational Resilience

Topics: Operational risk, Corporate governance, Risk management

Sectors: Banking, Insurance

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Resources

382 records

Supervisory Implications of Artificial Intelligence and Machine Learning

Adaptando los marcos macroprudenciales a los riesgos de cambio climático

Adapting Macroprudential Frameworks to Climate Change Risks

Supervision of Bank Model Risk Management

Management and Supervision of ESG Risks for Credit Institutions and Investment Firms

Draft Issues Paper on Insurer Culture

Operational Resilience: The Next Frontier for Supervisors

Operational Resilience: The Next Frontier for Supervisors?

Principles for Operational Resilience

Revisions to the Principles for the Sound Management of Operational Risk

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