Risk management

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Supervision of Bank Model Risk Management

TC note discusses supervision of model risk management by bank supervisors

Toronto Centre Note discusses the supervision of model risk management by bank supervisors. The principles presented in this Note apply to models and to the supervision of model risk in both developed and developing countries.

Publisher: Toronto Centre Release date: Jul 2021

Type: TC Notes

Topics: Risk management

Sectors: Banking

Management and Supervision of ESG Risks for Credit Institutions and Investment Firms

EBA report on environmental, social and governance risks management and supervision

European Banking Authority report provides a comprehensive proposal of how environmental, social and governance (ESG) factors and risks should be included in the regulatory and supervisory framework for credit institutions and investment firms.

Publisher: Regional Standard-Setting Bodies Release date: Jun 2021

Type: Consultative, discussion and issues paper

Topics: Corporate governance, Risk management

Sectors: Banking, Securities

Draft Issues Paper on Insurer Culture

IAIS consultation on insurer culture

International Association of Insurance Supervisors consultation explores the concept of insurer culture as a point of intersection for prudential and conduct risks, with examples to illustrate the broader role of culture in managing these risks.

Publisher: Global Standard-Setting Bodies Release date: Jun 2021

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Conduct, Risk management

Sectors: Insurance

Deadline for comments: Aug 2021

Operational Resilience: The Next Frontier for Supervisors

TC podcast presents an overview of operational resilience

Toronto Centre podcast explains how supervisors can assess a financial institution's operational resilience as part of their supervisory assessment, and discusses how operational resilience fits within a risk-based supervisory approach.

Publisher: Toronto Centre Release date: May 2021

Type: TC Videos

Topics: Operational risk, Risk management

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Operational Resilience: The Next Frontier for Supervisors?

TC Note presents an overview of operational resilience

Toronto Centre Note: i) outlines the definition of operational resilience; ii) explains why operational resilience is important for supervisors; iii) describes how some supervisors are beginning to take a more overarching approach to operational resilience; iv) shows how supervisors can assess a financial institution's operational resilience as part of their supervision; and v) discusses how operational resilience fits within a risk-based supervisory approach.

Publisher: Toronto Centre Release date: Apr 2021

Type: TC Notes

Topics: Operational risk, Risk management

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Principles for Operational Resilience

BCBS promotes principles-based approach to improving operational resilience

Basel Committee on Banking Supervision paper promotes principles-based approach to improving operational resilience. It aims to strengthen operational resilience by furthering international engagement and seeks to promote greater cross-sectoral collaboration.

Publisher: Global Standard-Setting Bodies Release date: Mar 2021

Type: Consultative, discussion and issues paper

Peer: Revisions to the Principles for the Sound Management of Operational Risk

Topics: Operational risk, Risk management

Sectors: Banking

Revisions to the Principles for the Sound Management of Operational Risk

BCBS paper highlighting evolution of operational risk management since 2003

Basel Committee on Banking Supervision revised sound practice articulates principles from emerging industry practices and supervisory experience. Covers five overarching themes: i) governance; ii) risk management; iii) information and communication technology; iv) business continuity planning; and v) disclosure.

Publisher: Global Standard-Setting Bodies Release date: Mar 2021

Type: Sound Practice

Peer: Principles for Operational Resilience

Topics: Operational risk, Corporate governance, Risk management

Sectors: Banking, Insurance

Technology Risk Management Guidelines

MAS guidelines to promote sound practices and processes to keep pace with emerging technologies and shifts in the cyber threat landscape

Monetary Authority of Singapore revised guidelines focus on addressing technology and cyber risks in an environment of growing use by financial institutions (FIs) of cloud technologies, application programming interfaces, and rapid software development. The guidelines reinforce the importance of incorporating security controls as part of FI's technology development and delivery lifecycle, as well as in the deployment of emerging technologies.

Publisher: National Regulators Release date: Jan 2021

Type: Guideline

Topics: Risk management, Operational risk, Cyber risk, Consumer education and protection

Sectors: Banking, Insurance

How Has Supervision Responded to Climate Change-Related Financial Risks?

TC Note sets out some international initiatives on climate change-related financial risks

Toronto Centre Note outlines some of the international initiatives focusing on climate change-related financial risks and sustainable financing, and highlights some of the specific areas on which national authorities should focus.

Publisher: Toronto Centre Release date: Dec 2020

Type: TC Notes

Topics: Climate change , Risk management

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Cyber Risk and Financial Stability: It's a Small World After All

IMF paper discusses potential cyber attacks that could threaten global financial stability

International Monetary Fund report discusses the ability of attackers to undermine, disrupt and disable information and communication technology systems used by financial institutions and threaten financial stability. The report suggests six major gaps that, if addressed, could considerably reduce cyber risk and help to safeguard global financial stability.

Publisher: International Organizations Release date: Dec 2020

Type: Consultative, discussion and issues paper

Topics: Cyber risk, Risk management

Sectors: Banking, Insurance, Pensions, Securities

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Resources

382 records

Supervision of Bank Model Risk Management

Management and Supervision of ESG Risks for Credit Institutions and Investment Firms

Draft Issues Paper on Insurer Culture

Operational Resilience: The Next Frontier for Supervisors

Operational Resilience: The Next Frontier for Supervisors?

Principles for Operational Resilience

Revisions to the Principles for the Sound Management of Operational Risk

Technology Risk Management Guidelines

How Has Supervision Responded to Climate Change-Related Financial Risks?

Cyber Risk and Financial Stability: It's a Small World After All

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