Shadow banking

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Global Shadow Banking Monitoring Report 2017

FSB seventh annual monitoring exercise assessing global trends and risks in shadow banking

Financial Stability Report sets out results of seventh annual monitoring exercise to assess global trends and risks in the shadow banking system, reflecting data up to the end of 2016.

Publisher: Global Standard-Setting Bodies Release date: Mar 2018

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Supervisory framework, Systemic risk

Sectors: Banking, Insurance, Pensions, Securities

Implementation of G20/FSB Financial Reforms in Other Areas

FSB 2017 survey of implementation of the G20/FSB post-crisis recommendations

Financial Stability Board summary of status of implementation of G20/FSB recommendations covered by 2017 FSB Implementation Monitoring Network survey on the following areas: i) hedge funds; ii) securitization; iii) enhancing supervision; iv) building and implementing macroprudential frameworks and tools; v) improving oversight of credit rating agencies; vi) enhancing and aligning accounting standards; vii) enhancing risk management; viii) strengthening deposit insurance; ix) safeguarding integrity and efficiency of financial markets; and x) enhancing financial consumer protection.

Publisher: Global Standard-Setting Bodies Release date: Nov 2017

Type: Implementation

Peer: Implementation of G20/FSB Recommendations Related to Securities Markets , Implementation of Principal G20 Financial Regulatory Reforms

Topics: Securitization, Macroprudential, Accounting, actuarial and auditing , Deposit insurance, Consumer education and protection, Shadow banking

Sectors: Banking, Securities

Implementation of G20/FSB Recommendations Related to Securities Markets

IOSCO 2017 survey of implementation of the G20/FSB post-crisis recommendations aimed at strengthening securities markets

International Organization of Securities Commissions report on results of survey of jurisdictions' implementation of G20/Financial Stability Board recommendations related to securities markets. Addresses: i) hedge funds; ii) structured products and securitization; iii) oversight of credit rating agencies; iv) measures to safeguard the integrity and efficiency of markets; and v) commodity derivative markets.

Publisher: Global Standard-Setting Bodies Release date: Nov 2017

Type: Implementation

Peer: Implementation of Principal G20 Financial Regulatory Reforms , Implementation of G20/FSB Financial Reforms in Other Areas

Topics: Transparency and disclosure, Derivatives, Securitization, Shadow banking

Sectors: Securities

Identification and Management of Step-in Risk

BCBS guidelines on banks' potential support to unconsolidated entities to which they are connected

Basel Committee on Banking Supervision standards to identify, assess and address so-called "step-in risk" potentially embedded in banks' relationships with unconsolidated entities they have created or sponsored, such as securitization conduits, structured investment vehicles and money market funds. Provides a detailed identification method for step-in risk where a bank might provide financial support in order to protect itself from adverse reputational risk stemming from its connections to the entities. Also sets out the appropriate supervisory responses to step-in risk.

Publisher: Global Standard-Setting Bodies Release date: Oct 2017

Type: Guideline

Topics: Shadow banking, Risk management, Securitization

Sectors: Banking

Implementation of Principal G20 Financial Regulatory Reforms

FSB third annual report on implementation of post-crisis regulatory reforms

Financial Stability Report provides comprehensive assessment on implementation and effects of the agreed financial regulatory reforms. Implementation progress continues but is uneven across the four core reform areas. Addresses the core elements of the reform program: i) making financial institutions more resilient; ii) ending too-big-to-fail (TBTF); iii) making derivatives markets safer; and iv) transforming shadow banking into resilient market-based finance. Identifies three areas for further vigilance: i) maintaining an open and integrated financial system; ii) market liquidity; and iii) effects of reforms on emerging market and developing economies.

Publisher: Global Standard-Setting Bodies Release date: Jul 2017

Type: Consultative, discussion and issues paper

Peer: Implementation of G20/FSB Recommendations Related to Securities Markets , Implementation of G20/FSB Financial Reforms in Other Areas

Topics: Shadow banking, Capital adequacy, Liquidity risk and rules, Recovery and resolution, Systemically important financial institutions (SIFIs), Derivatives

Sectors: Banking, Securities, Insurance

Assessment of Shadow Banking Activities, Risks and Post-Crisis Policy Tools

FSB report on shadow banking activities and risks and the adequacy of post-crisis policy tools to address financial stability concerns

Financial Stability Board assessment highlights that the aspects of shadow banking considered to have contributed to the global financial crisis have declined significantly and no longer pose financial stability risks. Describes how, since the global financial crisis, policies have been introduced at the international level, and both regulatory reforms and new policy tools have been introduced at national/regional levels to address financial stability risks from shadow banking that have materialized to date.

Publisher: Global Standard-Setting Bodies Release date: Jul 2017

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Systemic risk

Sectors: Banking, Insurance, Pensions, Securities

EU Shadow Banking Monitor

ESRB overview of developments in European Union shadow banking system

European Systemic Review Board report identifying potential sources of systemic risk including: i) increasing size of investment fund sector, coupled with liquidity transformation and leverage present in some investment funds' business models; ii) leverage and resulting risk of an abrupt deleveraging causing spillovers to the wider financial system; iii) interconnectedness of shadow banking entitles with banks; iv) build-up of synthetic leverage by non-bank financial institutions and the use of securities financing transactions (SFTs); and v) vulnerabilities in some parts of the other financial institutions sector that still remain outside the monitoring perimeter.

Publisher: Regional Standard-Setting Bodies Release date: May 2017

Type: Consultative, discussion and issues paper

Peer: Assessing Shadow Banking - Non-Bank Financial Intermediation

Topics: Shadow banking, Systemic risk

Sectors: Banking, Securities

Haircuts in EU Securities Financing Markets

ESMA research paper on level and calculation methodology of haircuts by securities financing transaction market participants

European Securities and Markets Authority report on securities financing transactions (SFTs) in the European Union and participants' use of collateral haircuts. SFTs involve mainly repurchase agreements (repos) and securities lending, and are a key source of liquidity in the EU financial system. The discounts (haircuts) applied to collateral valuation by lenders are an important risk management tool, but changing haircut requirements can contribute to pro-cyclicality and financial instability by reinforcing asset price movements.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2017

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Risk management, Credit risk, Market risk

Sectors: Banking, Insurance, Securities

Re-hypothecation and Collateral Re-Use

FSB report on financial stability issues, market evolution and regulatory approaches to re-hypothecation and collateral re-use

Financial Stability Board report describes potential financial stability issues and explains evolution of market practices and current regulatory approaches to re-hypothecation of client assets and collateral re-use. Examines possible regulatory approaches to re-hypothecation but concludes that there is no immediate case for harmonizing regulatory approaches to re-hypothecation.

Publisher: Global Standard-Setting Bodies Release date: Jan 2017

Type: Consultative, discussion and issues paper

Peer: Non-Cash Collateral Re-Use: Measure and Metrics

Topics: Shadow banking, Market risk

Sectors: Banking, Securities

Non-Cash Collateral Re-Use: Measure and Metrics

FSB report on measure and metrics of collateral re-use in securities financing transactions

Financial Stability Board report finalizes measure and metrics of non-cash collateral re-use (re-hypothecation) in securities financing transactions that authorities will monitor for financial stability purposes. The FSB will collect from members national aggregated data related to the measure and metrics from January 2020 as part of its global securities financing data standards.

Publisher: Global Standard-Setting Bodies Release date: Jan 2017

Type: Consultative, discussion and issues paper

Peer: Re-hypothecation and Collateral Re-Use

Topics: Shadow banking, Market risk

Sectors: Banking, Securities

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Resources

382 records

Global Shadow Banking Monitoring Report 2017

Implementation of G20/FSB Financial Reforms in Other Areas

Implementation of G20/FSB Recommendations Related to Securities Markets

Identification and Management of Step-in Risk

Implementation of Principal G20 Financial Regulatory Reforms

Assessment of Shadow Banking Activities, Risks and Post-Crisis Policy Tools

EU Shadow Banking Monitor

Haircuts in EU Securities Financing Markets

Re-hypothecation and Collateral Re-Use

Non-Cash Collateral Re-Use: Measure and Metrics

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