Shadow banking

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Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities

FSB policy recommendations to address financial stability risks

Financial Stability Board policy recommendations to address structural vulnerabilities from asset management activities that could potentially present financial stability risk. Recommendations fall into four categories: i) liquidity mismatch between fund investment and redemption terms and conditions for fund units; ii) leverage within investment funds; iii) operational risks and challenges in transferring investment mandates in stressed conditions; and iv) securities lending activities of asset managers and funds.

Publisher: Global Standard-Setting Bodies Release date: Jan 2017

Type: Guideline

Topics: Systemic risk, Shadow banking

Sectors: Banking, Securities

Report on Securities Financing Transactions and Leverage in the EU

ESMA report assesses whether the use of SFTs leads to build-up of leverage

European Securities and Markets Authority report assesses: i) whether use of securities financing transactions (SFTs) leads to build-up of leverage which is not yet covered by existing regulation; ii) how to tackle such build-up; and iii) whether there is a need to take further measures to reduce pro-cyclicality.

Publisher: Regional Standard-Setting Bodies Release date: Oct 2016

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Macroprudential

Sectors: Banking, Securities

Assessing Shadow Banking - Non-Bank Financial Intermediation

ESRB monitoring framework for assessing shadow banking activities in Europe

European Systemic Risk Board occasional paper describes structure of European shadow banking system and sets out methodological issues to be considered when designing a monitoring framework. Analysis focuses on examination of liquidity and maturity transformations, leverage, interconnectedness with regular banking system and credit intermediation when assessing structural vulnerabilities within European shadow banking system.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2016

Type: Consultative, discussion and issues paper

Topics: Shadow banking

Sectors: Banking

Thematic Review on the Implementation of the FSB Policy Framework for Shadow Banking Entities

FSB consultation sets out progress in implementing policy framework and main findings of the review

Financial Stability Board peer review sets out principles that authorities should adhere to in their oversight of non-bank financial entities posing financial stability risks from shadow banking. These principles involve: i) defining and updating the regulatory perimeter; ii) collecting information and assessing shadow banking risks; iii) enhancing public disclosure to help market participants understand these risks; iv) adopting appropriate policy tools to mitigate identified risks; and v) participating in an information-sharing exercise within the FSB on assessments and tools.

Publisher: Global Standard-Setting Bodies Release date: May 2016

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Systemic risk

Sectors: Banking, Insurance, Pensions, Securities

Limits on Exposures to Shadow Banking Entities Which Carry Out Banking Activities Outside a Regulated Framework

EBA guidelines on how banks are to set internal limits on exposures to shadow banking entities

European Banking Authority final guidelines regarding limits on banks' exposures to shadow banking entities that carry out bank-like activities outside a regulated framework. Introduces approach for banks to set internal limits for exposures and address risks that these exposures pose. Guidelines ensure institutions have sufficient information about shadow banking counterparties to make an informal risk assessment of their exposures and also detail requirements for banks to set limits to both individual and aggregate exposures to shadow banking entities.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2015

Type: Guideline

Parent: Capital Requirements Regulation - CRR

Peer: Report on Institutions' Exposures to "Shadow Banking Entities": 2015 Data Collection

Topics: Shadow banking, Credit risk

Sectors: Banking

Report on Institutions' Exposures to "Shadow Banking Entities": 2015 Data Collection

EBA data collection to improve understanding of banks' exposures to shadow banking entities

European Banking Authority report of data collection on sample of 184 EU institutions in 22 member states. Around one quarter of the exposures was classified as securitization-based credit intermediation and funding of financial entities, and another quarter had as counterparty investment funds other than money market funds.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2015

Type: Consultative, discussion and issues paper

Peer: Limits on Exposures to Shadow Banking Entities Which Carry Out Banking Activities Outside a Regulated Framework

Topics: Shadow banking, Cross-border cooperation

Sectors: Banking

Transforming Shadow Banking into Resilient Market-based Finance

FSB standards and processes for securities financing data collection and aggregation

Financial Stability Board standards and processes for global securities financing data collection and aggregation for reporting of aggregates by national and regional financial authorities to the FSB. Applicable to repos (sales and repurchase agreements), securities lending and margin lending.

Publisher: Global Standard-Setting Bodies Release date: Nov 2015

Type: Standard

Topics: Shadow banking, Transparency and disclosure

Sectors: Banking, Securities

Transforming Shadow Banking into Resilient Market-based Finance: An Overview of Progress

FSB progress report on actions taken to implement strategy to address concerns about financial stability

Financial Stability Board report sets out progress on actions taken to implement FSB's work to address financial stability concerns associated with shadow banking over the past year and next steps in this work. FSB's two-pronged strategy involves monitoring developments in the shadow banking system to identify the build-up of systemic risks and initiate corrective actions where necessary, and coordinating the development of policies to strengthen oversight and regulation of shadow banking. Identifies new initiatives and reports on implementation of previously agreed policies.

Publisher: Global Standard-Setting Bodies Release date: Nov 2015

Type: Implementation

Topics: Systemic risk, Shadow banking, Supervisory framework

Sectors: Banking, Securities

The Future of Finance: The Rise of the New Shadow Bank

Goldman Sachs research report focuses on where shadow banks are likely to gain the strongest foothold

Goldman Sachs research report focuses on emergence of shadow banking across several key asset classes and the potential profit pools that could be captured by disruptors. Key findings: i) regulation will continue to shift activities from banks to non-banks; ii) technology is an enabler to entry; iii) there is a risk that an $11b annual profit will leave the banking system; and iv) emerging players will force the incumbents to change their competitive behaviour.

Publisher: Others Release date: Mar 2015

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Financial inclusion, Operational risk

Sectors: Banking, Securities

Shedding Light on Shadow Banking

IMF working paper describing an approach to estimating size of shadow banking system

International Monetary Fund working paper that develops an alternative approach to estimate the size of the shadow banking system, using official data reported to IMF and other data sources. Approach is based on expansion of noncore liabilities concept developed in recent literature to encompass all noncore liabilities of both bank and nonbank financial institutions. Captures nontraditional funding raised by traditional banks. Approach is applied to 26 jurisdictions and results are analyzed over a 12-year span.

Publisher: International Organizations Release date: Jan 2015

Type: Consultative, discussion and issues paper

Topics: Shadow banking

Sectors: Banking, Securities

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Resources

382 records

Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities

Report on Securities Financing Transactions and Leverage in the EU

Assessing Shadow Banking - Non-Bank Financial Intermediation

Thematic Review on the Implementation of the FSB Policy Framework for Shadow Banking Entities

Limits on Exposures to Shadow Banking Entities Which Carry Out Banking Activities Outside a Regulated Framework

Report on Institutions' Exposures to "Shadow Banking Entities": 2015 Data Collection

Transforming Shadow Banking into Resilient Market-based Finance

Transforming Shadow Banking into Resilient Market-based Finance: An Overview of Progress

The Future of Finance: The Rise of the New Shadow Bank

Shedding Light on Shadow Banking

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