2014

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The Resolution Handbook at a Glance

Brief outline of the material presented in the US FDIC's resolution handbook.

Brief outline of the material presented in the FDIC's resolution handbook, a compilation of the lessons learned over many years. The sheer number of failing institutions and their varied businesses and asset sizes afforded the FDIC a wide range of resolution experiences including over all phases of various economic cycles.

Publisher: National Regulators Release date: Dec 2014 Country: United States

Type: Sound Practice

Peer: Purchase and Assumption Transactions

Topics: Deposit insurance, Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

Purchase and Assumption Transactions

Chapter of US FDIC's resolution handbook addressing P&A transactions

Describes P&A transactions and how they are used by the FDIC, including via a number of variations.

Publisher: National Regulators Release date: Dec 2014 Country: United States

Type: Sound Practice

Peer: The Resolution Handbook at a Glance

Topics: Deposit insurance, Recovery and resolution

Sectors: Banking

Guidelines on Measures to Reduce or Remove Impediments to Resolvability

EBA guidelines explaining circumstances under which resolution authorities may impose measures to overcome obstacles to resolvability

European Banking Authority guideline made pursuant to Article 17 of the European Recovery and Resolution Directive (BRRD) specifying details on a list of measures to address impediments identified by resolution authorities and circumstances in which each measure may be applied. Measures may be grouped under three headings: i) structural measures concerning the organizational, legal and business structure of an institution; ii) financial measures relating to its assets and liabilities; and iii) products and additional information requirements. Appropriate measure depend on specific circumstances, the business model of the institution and external factors.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Guideline

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution, Liquidity risk and rules, Capital adequacy

Sectors: Banking, Securities

Regulatory Technical Standards on Resolution Planning

EBA draft regulatory technical standards on content of resolution plans for institutions and groups and criteria for resolvability assessments

European Banking Authority final draft regulatory standards developed pursuant to Article 10 of the European Recovery and Resolution Directive (BRRD) on content of resolution plans for institutions and groups and criteria for resolvability assessments. Specifies circumstances under which resolution authorities can require measures to overcome obstacles to resolvability that are identified in the assessment and also specifies the measures that can be taken to reduce or remove these impediments. Proposes harmonization of stages of process for assessment of resolvability. Proposes general requirement for any information necessary to enable delivery of preferred resolution strategy to be included in each category, as well as specific requirements in each category.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Standard

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution

Sectors: Banking, Securities

Guidelines on Common Procedures and Methodologies for the Supervisory Review and Evaluation Process (SREP)

EBA guideline to promote a consistent supervisory approach across the EU

European Banking Authority guidelines to promote common procedures and methodologies for supervisory review and evaluation process (SREP) referred to Directive 2013/36/EU and for assessing organization and treatment of risks referred to in that Directive. Has four main components: i) business model analysis; ii) assessment of internal governance; iii) assessment of risks to capital and adequacy of capital; and iv) assessment of risks to liquidity and adequacy of liquidity. Assessment is summarized in a common scoring and leads to a consistent approach in setting supervisory requirements to hold additional capital and liquidity resources, as needed.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Guideline

Peer: Revised Procedures and Methodologies for the Supervisory Review and Evaluation Process and Supervisory Stress Testing , Guidelines on Assessment of ICAAP and ILAAP under SREP, Guidelines on ICT Risk Assessment Under SREP

Topics: Capital adequacy, Liquidity risk and rules, Corporate governance, Risk management

Sectors: Banking

Regulatory Capital (Banks) Regulations

Canada's regulatory capital requirement for banks

Regulatory capital requirement for banks issued under the Bank Act in Canada

Publisher: National Government Release date: Dec 2014 Country: Canada

Type: Law, Regulation and Policy

Parent: Bank Act

Topics: Capital adequacy

Sectors: Banking

Bank Act

Bank Act of Canada

The Bank Act of Canada

Publisher: National Government Release date: Dec 2014 Country: Canada

Type: Law, Regulation and Policy

Peer: Regulatory Capital (Banks) Regulations

Topics: Supervisory framework

Sectors: Banking

Risk Based Capital Adequacy Requirements

MAS regulation on minimum capital adequacy requirements for banks and banking groups in Singapore

Monetary Authority of Singapore regulation on capital adequacy requirements for banks and banking groups. Addresses Pillar 1 capital adequacy and leverage ratios, expectations for internal capital adequacy assessment processes (ICAAP) under the supervisory review process under Pillar 2, and Pillar 3 minimum disclosure requirements.

Publisher: National Regulators Release date: Dec 2014 Country: Singapore

Type: Law, Regulation and Policy

Peer: Proposed Amendments to the Capital Framework for Securitisation Exposures , Notice on Risk Based Capital Adequacy Requirements for Banks in Singapore

Topics: Capital adequacy

Sectors: Banking

Stress Testing the UK Banking System: 2014 Results

BOE report on results of first stress test of UK banking system

Bank of England report on results of first concurrent stress test of UK banking system, which was built on common, EU-wide exercise coordinated by the European Banking Authority (EBA). Test covered eight major UK banks and building societies and assessed impact of a variant of the EU-wide stress scenario on end-2013 balance sheets. Explored vulnerabilities stemming from UK household sector in particular, reflecting the Financial Policy Committee’s (FPC’s) assessment of main domestic risks to financial stability. Key judgments to arrive at final projections were taken by BOE staff, under guidance of the FPC and the Prudential Regulation Authority (PRA) Board. Bank-specific results have been approved by the PRA Board.

Publisher: National Regulators Release date: Dec 2014 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Stress-testing, Macroprudential, Capital adequacy

Sectors: Banking

Guidance Note on Macroprudential Policy

IMF research addresses key issues regarding macroprudential policy tools

International Monetary Fund guidance note addresses the following questions about use of macroprudential tools: i) when should macroprudential tools be activated and tightened; ii) what issues arise when implementing macroprudential tools; iii) when and to what extent should macroprudential policy tools be relaxed; iv) how should macroprudential policy be communicated; and v) how can leakages of macroprudential policy tools be addressed? Provides guidance on how operational advice should differ with country-specific circumstances and relate to other policies. Summarizes key principles for staff advice on institutional framework for macroprudential policy.

Publisher: International Organizations Release date: Dec 2014

Type: Consultative, discussion and issues paper

Parent: Key Aspects of Macroprudential Policy

Topics: Macroprudential, Systemic risk

Sectors: Banking, Insurance, Securities

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Resources

382 records

The Resolution Handbook at a Glance

Purchase and Assumption Transactions

Guidelines on Measures to Reduce or Remove Impediments to Resolvability

Regulatory Technical Standards on Resolution Planning

Guidelines on Common Procedures and Methodologies for the Supervisory Review and Evaluation Process (SREP)

Regulatory Capital (Banks) Regulations

Bank Act

Risk Based Capital Adequacy Requirements

Stress Testing the UK Banking System: 2014 Results

Guidance Note on Macroprudential Policy

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