2014

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The Resolution Handbook at a Glance

Brief outline of the material presented in the US FDIC's resolution handbook.

Brief outline of the material presented in the FDIC's resolution handbook, a compilation of the lessons learned over many years. The sheer number of failing institutions and their varied businesses and asset sizes afforded the FDIC a wide range of resolution experiences including over all phases of various economic cycles.

Publisher: National Regulators Release date: Dec 2014 Country: United States

Type: Sound Practice

Peer: Purchase and Assumption Transactions

Topics: Deposit insurance, Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

Purchase and Assumption Transactions

Chapter of US FDIC's resolution handbook addressing P&A transactions

Describes P&A transactions and how they are used by the FDIC, including via a number of variations.

Publisher: National Regulators Release date: Dec 2014 Country: United States

Type: Sound Practice

Peer: The Resolution Handbook at a Glance

Topics: Deposit insurance, Recovery and resolution

Sectors: Banking

Guidelines on Measures to Reduce or Remove Impediments to Resolvability

EBA guidelines explaining circumstances under which resolution authorities may impose measures to overcome obstacles to resolvability

European Banking Authority guideline made pursuant to Article 17 of the European Recovery and Resolution Directive (BRRD) specifying details on a list of measures to address impediments identified by resolution authorities and circumstances in which each measure may be applied. Measures may be grouped under three headings: i) structural measures concerning the organizational, legal and business structure of an institution; ii) financial measures relating to its assets and liabilities; and iii) products and additional information requirements. Appropriate measure depend on specific circumstances, the business model of the institution and external factors.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Guideline

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution, Liquidity risk and rules, Capital adequacy

Sectors: Banking, Securities

Regulatory Technical Standards on Resolution Planning

EBA draft regulatory technical standards on content of resolution plans for institutions and groups and criteria for resolvability assessments

European Banking Authority final draft regulatory standards developed pursuant to Article 10 of the European Recovery and Resolution Directive (BRRD) on content of resolution plans for institutions and groups and criteria for resolvability assessments. Specifies circumstances under which resolution authorities can require measures to overcome obstacles to resolvability that are identified in the assessment and also specifies the measures that can be taken to reduce or remove these impediments. Proposes harmonization of stages of process for assessment of resolvability. Proposes general requirement for any information necessary to enable delivery of preferred resolution strategy to be included in each category, as well as specific requirements in each category.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Standard

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution

Sectors: Banking, Securities

Guidelines on Common Procedures and Methodologies for the Supervisory Review and Evaluation Process (SREP)

EBA guideline to promote a consistent supervisory approach across the EU

European Banking Authority guidelines to promote common procedures and methodologies for supervisory review and evaluation process (SREP) referred to Directive 2013/36/EU and for assessing organization and treatment of risks referred to in that Directive. Has four main components: i) business model analysis; ii) assessment of internal governance; iii) assessment of risks to capital and adequacy of capital; and iv) assessment of risks to liquidity and adequacy of liquidity. Assessment is summarized in a common scoring and leads to a consistent approach in setting supervisory requirements to hold additional capital and liquidity resources, as needed.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Guideline

Peer: Revised Procedures and Methodologies for the Supervisory Review and Evaluation Process and Supervisory Stress Testing , Guidelines on Assessment of ICAAP and ILAAP under SREP, Guidelines on ICT Risk Assessment Under SREP

Topics: Capital adequacy, Liquidity risk and rules, Corporate governance, Risk management

Sectors: Banking

Regulatory Capital (Banks) Regulations

Canada's regulatory capital requirement for banks

Regulatory capital requirement for banks issued under the Bank Act in Canada

Publisher: National Government Release date: Dec 2014 Country: Canada

Type: Law, Regulation and Policy

Parent: Bank Act

Topics: Capital adequacy

Sectors: Banking

Bank Act

Bank Act of Canada

The Bank Act of Canada

Publisher: National Government Release date: Dec 2014 Country: Canada

Type: Law, Regulation and Policy

Peer: Regulatory Capital (Banks) Regulations

Topics: Supervisory framework

Sectors: Banking

Risk Based Capital Adequacy Requirements

MAS regulation on minimum capital adequacy requirements for banks and banking groups in Singapore

Monetary Authority of Singapore regulation on capital adequacy requirements for banks and banking groups. Addresses Pillar 1 capital adequacy and leverage ratios, expectations for internal capital adequacy assessment processes (ICAAP) under the supervisory review process under Pillar 2, and Pillar 3 minimum disclosure requirements.

Publisher: National Regulators Release date: Dec 2014 Country: Singapore

Type: Law, Regulation and Policy

Peer: Proposed Amendments to the Capital Framework for Securitisation Exposures , Notice on Risk Based Capital Adequacy Requirements for Banks in Singapore

Topics: Capital adequacy

Sectors: Banking

Risk Concentration and Intra-group Transactions

EBA, EIOPA and ESMA standards on risk concentration and intra-group transactions with financial conglomerates

European Banking Authority, European Insurance and Occupational Pensions Authority and European Securities and Markets Authority final draft regulatory technical standards on which risk concentrations and intra-group transactions within a financial conglomerate should be considered as significant. Provides measures for supervisory authorities when identifying types of significant risk concentrations and intra-group transactions, their associated thresholds and reports.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2014

Type: Standard

Topics: Financial conglomerates, Risk management

Sectors: Banking

Regulation and Supervision of Islamic Banks

IMF working paper provides better understanding of Islamic banking

International Monetary Fund working paper discusses similarities and differences of Islamic banks (IBs) with conventional banks (CBs), and reviews whether IBs are more stable than CBs. Concludes that it is important to ensure operational independence of the supervisory agency, which must be supported by adequate resources, a sound legal framework, a well-designed governance structure, and robust accountability practices.

Publisher: International Organizations Release date: Dec 2014

Type: Consultative, discussion and issues paper

Topics: Islamic finance, Corporate governance, Supervisory framework

Sectors: Banking

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Resources

382 records

The Resolution Handbook at a Glance

Purchase and Assumption Transactions

Guidelines on Measures to Reduce or Remove Impediments to Resolvability

Regulatory Technical Standards on Resolution Planning

Guidelines on Common Procedures and Methodologies for the Supervisory Review and Evaluation Process (SREP)

Regulatory Capital (Banks) Regulations

Bank Act

Risk Based Capital Adequacy Requirements

Risk Concentration and Intra-group Transactions

Regulation and Supervision of Islamic Banks

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