2014

382 records

No records

Guidance for Supervisors on Market-Based Indicators of Liquidity

Guidance expanding on the HQLA guidelines in the BCBS LCR

Basel Committee on Banking Supervision additional guidance on the high quality liquid asset (HQLA) qualification guidelines established by the Liquidity Coverage Ratio (LCR). Outlines factors that influence extent to which the market for an asset can be relied upon to raise liquidity when considered in the context of possible stresses. Identifies analytical tools/methodologies to assist supervisors in determining how particular assets should be included in which specific categories of HQLA, if at all.

Publisher: Global Standard-Setting Bodies Release date: Jan 2014

Type: Guideline

Parent: Basel III: The Liquidity Coverage Ratio and Liquidity Risk Monitoring Tools

Topics: Liquidity risk and rules, Risk management

Sectors: Banking

Basel III Leverage Ratio Framework and Disclosure Requirements

BCBS leverage ratio and public disclosure requirements as part of Basel III

Basel Committee on Banking Supervision Basel III leverage ratio framework along with related public disclosure requirements. The leverage ratio is a simple, transparent, non-risk based capital measure to act as a supplement to the risk-based capital requirements under Basel III.

Publisher: Global Standard-Setting Bodies Release date: Jan 2014

Type: Standard

Peer: Revisions to the Basel III Leverage Ratio Framework, Notice on Risk Based Capital Adequacy Requirements for Banks in Singapore

Topics: Capital adequacy

Sectors: Banking

World Survey on the Role of Women in Development 2014

UN Women report on gender equality and sustainable development

United Nations Women 2014 report focuses on gender equality and sustainable development. Discusses green economy and care work, food security, population dynamics, and investments for gender-responsive sustainable development. Uses three criteria to assess whether policy actions and investments for sustainable development adequately address gender equality: i) whether they support women's capabilities and their enjoyment of rights; ii) whether they reduce, rather than increase, women's unpaid care work; and iii) whether they embrace women's equal and meaningful participation as actors, leaders and decision-makers. Proposes recommendations for gender-responsive policy actions and investments towards sustainable development overall.

Publisher: International Organizations Release date: Jan 2014

Type: Consultative, discussion and issues paper

Topics: Gender equality, Financial inclusion

Sectors: Microfinance, Microinsurance

Crowdfunding: An Infant Industry Growing Fast

IOSCO working paper on crowdfunding and implications for users

International Organization of Securities Commissions staff working paper reviews peer-to-peer lending and equity crowdfunding, involving the use of small sums obtained from a large number of individuals or organizations to fund a business or personal loan. Addresses key benefits and risks, alternative regulatory regimes, potential systemic risks and investor protection concerns, and implications for IOSCO.

Publisher: Global Standard-Setting Bodies Release date: Jan 2014

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Consumer education and protection, Transparency and disclosure, Financial market infrastructure

Sectors: Securities

Recommendations Regarding the Protection of Client Assets

IOSCO guideline on the supervision of intermediaries holding client assets

International Organization of Securities Commissions guideline sets out eight principles for regulators about how to enhance supervision of intermediaries holding client assets, including by clarifying the roles of the intermediary and regulator in protecting those assets.

Publisher: Global Standard-Setting Bodies Release date: Jan 2014

Type: Guideline

Peer: Thematic Review of the Adoption of Recommendations Regarding Protection of Client Assets

Topics: Consumer education and protection, Corporate governance, Transparency and disclosure

Sectors: Banking, Securities

Navigating the Risk-Based Supervision Process

Deloitte report on Bank of India's new risk-based supervision process

Deloitte Touche Tohmatsu Limited report examines Bank of India's revamped risk-based supervision process. Provides a perspective on the holistic approach banks can take to integrate the supervisory process with the internal control systems and internal capital adequacy assessment processes.

Publisher: Others Release date: Jan 2014 Country: India

Type: Consultative, discussion and issues paper

Topics: Risk-based supervision, Corporate governance, Supervisory framework

Sectors: Banking

Financial Education Programs and Strategies

WB brief discusses approaches and available resources

World Bank brief provides practical guidance to countries to develop effective financial education programs and strategies. Outlines essential operational steps aimed at maximizing the benefits of financial education initiatives. Annexes feature conclusions from recently completed impact evaluation studies.

Publisher: International Organizations Release date: Jan 2014

Type: Consultative, discussion and issues paper

Peer: Global Survey on Consumer Protection and Financial Literacy, Financial Capability Surveys Around the World

Topics: Financial inclusion, Consumer education and protection

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Global Survey on Consumer Protection and Financial Literacy

WB survey report on oversight frameworks and practices in 114 countries

World Bank report summarizes key results of a global survey on consumer protection and financial literacy that collected information from financial regulatory agencies in 114 economies. Survey examined: i) legal frameworks; ii) institutional arrangements; iii) disclosure requirements; iv) responsible lending; v) dispute resolution and recourse; and vi) financial literacy.

Publisher: International Organizations Release date: Jan 2014

Type: Consultative, discussion and issues paper

Peer: Financial Education Programs and Strategies , Financial Capability Surveys Around the World

Topics: Financial inclusion, Consumer education and protection, Transparency and disclosure

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Display # Page 9 of 9 Total: 88

Start
Prev
1
2
3
4
5
6
7
8
9
Next
End

Resources

382 records

Guidance for Supervisors on Market-Based Indicators of Liquidity

Basel III Leverage Ratio Framework and Disclosure Requirements

World Survey on the Role of Women in Development 2014

Crowdfunding: An Infant Industry Growing Fast

Recommendations Regarding the Protection of Client Assets

Navigating the Risk-Based Supervision Process

Financial Education Programs and Strategies

Global Survey on Consumer Protection and Financial Literacy

Browse by Category

TC Notes

Sector

Topic

Country

Resource Type

Year Released

Publisher Type