2008

382 records

No records

A Community Bank Director's Guide to Corporate Governance

How the FDIC Pocket Guide for Directors applies to small banks

Federal Deposit Insurance Corporation special corporate governance edition of its Supervisory Insights series addresses how its Pocket Guide for Directors and other guidance relates to corporate governance and strategic planning at smaller, simpler banks. Discusses key governance concepts, roles, and responsibilities of directors and senior management at such banks, and discusses how FDIC examiners evaluate governance at those banks. A list of resources, with links to regulations, guidance, and training materials, is included.

Publisher: National Regulators Release date: Oct 2018 Country: United States

Type: Consultative, discussion and issues paper

Topics: Corporate governance, Supervisory framework

Sectors: Banking

Bank Stress Testing Principles

BCBS principles for stress testing

Basel Committee on Banking Supervision principles address stress testing by supervisors and banks. Principles can be applied across banks and jurisdictions while remaining relevant as stress testing practices continue to evolve.

Publisher: Global Standard-Setting Bodies Release date: Oct 2018

Type: Guideline

Parent: Principles for Sound Stress Testing Practices and Supervision

Peer: Supervisory and Bank Stress Testing: Range of Practices , Peer Review of Supervisory Authorities' Implementation of Stress Testing Principles

Topics: Stress-testing

Sectors: Banking

IFRS 17 Insurance Contracts: What Supervisors Need to Know

TC note explains new accounting standard for insurance contracts and how supervisors can implement it

Toronto Centre Note discusses: i) how the key features of the standard have been designed to meet the IASB's objectives; ii) potential implications for insurers applying IFRS 17; and iii) considerations for adoption of IFRS 17 for regulatory and supervisory purposes based on the guidance of the IAIS's Insurance Core Principles. Highlights the need for supervisors to take stock of the requirements and determine an action plan for the way forward.

Publisher: Toronto Centre Release date: Oct 2018

Type: TC Notes

Topics: Accounting, actuarial and auditing , Transparency and disclosure

Sectors: Insurance

E-Payments User Protection Guidelines

MAS guidelines to protect consumers of e-payment services

Monetary Authority of Singapore guidelines standardize protection offered to individuals or micro-enterprises from losses arising from unauthorized or mistaken payment transactions from their protected accounts. Covers: i) liability caps to clarify the amounts that the account user and the financial institution are liable for in any unauthorized payment transaction; ii) notification duties of account users and financial institutions for all payment transactions; and iii) resolution processes for both unauthorized payment transactions and mistaken payment transactions.

Publisher: National Regulators Release date: Sep 2018 Country: Singapore

Type: Guideline

Topics: Consumer education and protection, Conduct

Sectors: Banking

Transition in Thinking: The Impact of Climate Change on the UK Banking Sector

PRA report examines impact of financial risks from climate change on banks

UK Prudential Regulation Authority report examines: i) financial risks from climate change that impact banks; ii) assesses how banks are responding to and managing those risks; and iii) helps banks to understand the PRA's supervisory approach.

Publisher: National Regulators Release date: Sep 2018 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Climate change , Transparency and disclosure, Corporate governance

Sectors: Banking

Outsourcing Involving Cloud Computing Services

APRA information paper explores the use of shared computing services

Australian Prudential Regulation Authority information paper provides overview of cloud computing, its benefits and risks, and APRA's supervisory approach.

Publisher: National Regulators Release date: Sep 2018 Country: Australia

Type: Consultative, discussion and issues paper

Topics: Operational risk, Risk management

Sectors: Banking, Insurance, Pensions

Guide to On-Site Inspections and Internal Model Investigations

Guide sets out how ECB conducts inspections

European Central Bank guide describes the inspection process, from the decision to launch the inspection to the follow-up stage and sets out best practices to foster cooperation between entities being inspected and inspection teams.

Publisher: Regional Standard-Setting Bodies Release date: Sep 2018

Type: Guideline

Topics: Supervisory framework

Sectors: Banking

Women in Finance: A Case for Closing Gaps

IMF report analyzes women's roles as users of financial services and as leaders in financial institutions and supervisory agencies

International Monetary Fund report examines large gap between representation of men and women in leadership positions in banks and banking supervision agencies worldwide. Analysis suggests that the presence of women as well as a higher share of women on bank boards appears associated with greater financial resilience and greater bank stability.

Publisher: International Organizations Release date: Sep 2018

Type: Consultative, discussion and issues paper

Topics: Gender equality, Financial inclusion

Sectors: Banking

Corporate Governance Guideline

OSFI revised guidelines set out expectations for boards of directors of federally regulated financial institutions

Office of the Superintendent of Financial Institutions of Canada revised Corporate Governance Guidelines. Address role of the Board of Directors and its Audit Committee, and risk governance. Revised guidelines provide boards with greater discretion on how they meet the guidelines' principles, taking into account the institution's size, nature of operations and risk profile and make a clearer delineation between board and senior management responsibilities.

Publisher: National Regulators Release date: Sep 2018 Country: Canada

Type: Guideline

Topics: Corporate governance, Risk management

Sectors: Banking, Insurance

Cyber Risk

TC webinar discusses cyber threats to financial market infrastructures

Toronto Centre webinar discusses cyber threats to financial market infrastructures and what needs to be done to create cyber-resilient financial systems globally.

Publisher: Toronto Centre Release date: Aug 2018

Type: TC Videos

Topics: Cyber risk, Operational risk

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Display # Page 7 of 130 Total: 1297

Start
Prev
2
3
4
5
6
7
8
9
10
11
Next
End

Resources

382 records

A Community Bank Director's Guide to Corporate Governance

Bank Stress Testing Principles

IFRS 17 Insurance Contracts: What Supervisors Need to Know

E-Payments User Protection Guidelines

Transition in Thinking: The Impact of Climate Change on the UK Banking Sector

Outsourcing Involving Cloud Computing Services

Guide to On-Site Inspections and Internal Model Investigations

Women in Finance: A Case for Closing Gaps

Corporate Governance Guideline

Cyber Risk

Browse by Category

TC Notes

Sector

Topic

Country

Resource Type

Year Released

Publisher Type