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Women in Fund Management

Study advocating bringing more women into key managerial positions in financial services

National Council for Research on Women study advocates gender diversity in financial services decision-making to achieve better overall performance. Research indicates that women bring unique qualities and capacities to investment and professional money management. Provides specific actions that managers, companies and the financial services industry can take to bring change to financial sector and balance gender equation.

Publisher: Others     Country: United States

Type: Consultative, discussion and issues paper

Topics: Gender equality

Sectors: Securities

Regulatory Framework

Guide for businesses and individuals licensed or registered with FSCO

Financial Services Commission of Ontario (FSCO) regulatory framework summarizes its expectations from businesses and individuals that are licensed or registered with FSCO, stakeholders, consumers, or pension plan members; and what can be expected from FSCO in the regulatory process. Describes: i) FSCO's legislative mandate; ii) how FSCO fulfills its mandate by achieving regulatory outcomes; iii) FSCO's core regulatory activities; and iv) principles that FSCO follows when conducting regulatory activities. 

Publisher: Subnational Regulators     Country: Canada

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Supervisory framework

Sectors: Insurance, Pensions

Australian Restricted Bank License Framework

APRA information paper describes its Restricted Bank License framework allowing eligible new entrants two years to meet the full prudential regime

Australian Prudential Regulation Authority information paper sets out APRA's Restricted Bank License framework, including: i) guidelines for eligibility; ii) minimum and ongoing requirements for Restricted ADIs; iii) application of the prudential framework; and iv) allowable business during the restricted phase. Provides an explanation of what applicants can expect when entering into and progressing through the licensing process and APRA's expectations at each stage.

Publisher: National Regulators     Country: Australia

Type: Consultative, discussion and issues paper

Topics: Licensing

Sectors: Banking

Total: 3
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