Global Standard-Setting Bodies

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Stocktake of Remittance Service Providers' Access to Banking Services

FSB stocktake identifies drivers for the termination of banking services to remittance service providers

Financial Stability Board report provides stocktake of remittance service providers' access to banking services and an action plan to address the gaps and barriers identified in the stocktake. Makes 19 recommendations in four areas to address gaps and remaining barriers to banking services by remittance service providers: i) promoting dialogue and communication between the banking and remittance sectors; ii) improving the implementation of international standards and oversight of the remittance sector; iii) use of innovation in the remittance sector and its possible role in enabling remittance service providers' greater access to banking services; and iv) technical assistance relating to remittances.

Publisher: Global Standard-Setting Bodies Release date: Mar 2018

Type: Consultative, discussion and issues paper

Topics: Money laundering and terrorist financing, Financial inclusion

Sectors: Banking

Regulatory Consistency Assessment Program Handbook

BCBS handbook of guidance and principles for assessing members' adherence to BCBS standards

Basel Committee on Banking Supervision handbook to guide peer reviews of the extent to which BCBS member jurisdictions regulatory and supervisory regimes are aligned with BCBS minimum requirements.

Publisher: Global Standard-Setting Bodies Release date: Mar 2018

Type: Consultative, discussion and issues paper

Topics: Supervisory framework

Sectors: Banking

Senior Investor Vulnerability

IOSCO report identifies current and future risks faced by senior investors

International Organization of Securities Commissions report examines the growing vulnerability of ageing investors to financial fraud and other risks and identifies sound practices for enhancing their protection. The biggest risks to senior investors are unsuitable investments, financial fraud and their diminished cognitive capability which affects their financial decision-making.

Publisher: Global Standard-Setting Bodies Release date: Mar 2018

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Transparency and disclosure

Sectors: Securities

Guidance on FSB Principles and Standards on Sound Compensation Practices

FSB supplementary guidance to the 2009 Principles and Standards

Financial Stability Board consultation on supplementary guidance to provide firms and supervisors with a framework to consider how compensation practices and tools, such as in-year bonus adjustments, and malus or clawback arrangements, can be used to reduce misconduct risk and address misconduct incidents.

Publisher: Global Standard-Setting Bodies Release date: Mar 2018

Type: Guideline

Parent: FSB Principles for Sound Compensation Practices

Peer: FSB Principles for Sound Compensation Practices: Implementation Standards

Topics: Corporate governance

Sectors: Banking, Insurance, Securities

Global Shadow Banking Monitoring Report 2017

FSB seventh annual monitoring exercise assessing global trends and risks in shadow banking

Financial Stability Report sets out results of seventh annual monitoring exercise to assess global trends and risks in the shadow banking system, reflecting data up to the end of 2016.

Publisher: Global Standard-Setting Bodies Release date: Mar 2018

Type: Consultative, discussion and issues paper

Topics: Shadow banking, Supervisory framework, Systemic risk

Sectors: Banking, Insurance, Pensions, Securities

Good Practices on Consumer Protection Related to Private Pension Systems

IOPS sound practice guidelines identify supervisory measures to enhance consumer protection

International Organisation of Pension Supervisors sound practice guidelines examine consumer protection in private pensions systems and the role of supervisory authorities. Identifies key areas and supervisory measures directed at enhancing consumer protection.

Publisher: Global Standard-Setting Bodies Release date: Feb 2018

Type: Sound Practice

Parent: G20 High-Level Principles on Financial Consumer Protection, IOPS Principles of Private Pension Supervision

Peer: Effective Approaches to Support Implementation of G20/OECD Principles on Financial Consumer Protection - Part 2, Effective Approaches to Support Implementation of G20/IOSCO Principles on Financial Education and Awareness

Topics: Pension and retirement plans, Consumer education and protection, Conduct, Transparency and disclosure

Sectors: Pensions

Good Practices for Open-End Fund Liquidity and Risk Management

IOSCO sound practice for liquidity risk management by asset managers

International Organization of Securities Commissions sound practice addresses structural vulnerabilities identified by the Financial Stability Board regarding liquidity risk management in the asset management industry. Topics covered include: i) disclosure to investors; ii) alignment between asset portfolio and redemption terms; iii) availability and effectiveness of liquidity risk management tools; and iv) fund level stress testing.

Publisher: Global Standard-Setting Bodies Release date: Feb 2018

Type: Sound Practice

Peer: Liquidity Management Tools in Collective Investment Schemes

Topics: Liquidity risk and rules, Transparency and disclosure, Stress-testing

Sectors: Securities

Cross-Border Retail Payments

CPMI report sets out improvements in infrastructure for cross-border retail payments

Committee on Payments and Market Infrastructure report analyzes cross-border retail payments by individuals and businesses and identifies issues and challenges. Draws on a survey of established and innovative providers of cross-border retail payment services around the world. Sets out scope for improvements in existing infrastructures.

Publisher: Global Standard-Setting Bodies Release date: Feb 2018

Type: Consultative, discussion and issues paper

Peer: Fast Payments - Enhancing the Speed and Availability of Retail Payments , Non-Banks in Retail Payments , Innovations in Retail Payments

Topics: Cross-border cooperation, Financial inclusion, Financial market infrastructure, FinTech

Sectors: Banking, Securities

Pillar 3 Disclosure Requirements - Updated Framework

BCBS proposed disclosure requirements to update Pillar 3 framework

Basel Committee on Banking Supervision proposed additional disclosure requirements related to the finalization of the Basel III framework. Include: i) revised disclosure requirements for credit risk, operational risk, leverage ratio and credit valuation adjustment; ii) new requirements to benchmark risk-weighted assets (RWA) outcomes of banks' internal models with RWA calculated according to the standardized approaches; and iii) revised overview templates on risk management, key prudential metrics and RWA.

Publisher: Global Standard-Setting Bodies Release date: Feb 2018

Type: Consultative, discussion and issues paper

Parent: Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

Peer: Pillar 3 Disclosure Requirements - Consolidated and Enhanced Framework

Topics: Transparency and disclosure, Capital adequacy, Operational risk

Sectors: Banking

Recommendations for Liquidity Risk Management for Collective Investment Schemes

IOSCO final guidelines to improve liquidity risk management of open-ended collective investment schemes

International Organization of Securities Commissions guidelines set out recommendations to ensure that liquidity is managed to safeguard and protect the interests of investors, including in stressed market conditions. Includes guidance to securities regulators to promote good liquidity management practices for open-ended collective investment schemes.

Publisher: Global Standard-Setting Bodies Release date: Feb 2018

Type: Guideline

Peer: Principles for the Valuation of Collective Investment Schemes

Topics: Liquidity risk and rules, Stress-testing, Consumer education and protection, Corporate governance

Sectors: Securities

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Resources

382 records

Stocktake of Remittance Service Providers' Access to Banking Services

Regulatory Consistency Assessment Program Handbook

Senior Investor Vulnerability

Guidance on FSB Principles and Standards on Sound Compensation Practices

Global Shadow Banking Monitoring Report 2017

Good Practices on Consumer Protection Related to Private Pension Systems

Good Practices for Open-End Fund Liquidity and Risk Management

Cross-Border Retail Payments

Pillar 3 Disclosure Requirements - Updated Framework

Recommendations for Liquidity Risk Management for Collective Investment Schemes

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