Global Standard-Setting Bodies

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FSB-IOSCO Roundtable on Compensation Practices in the Securities Sector

Summary and main takeaways from FSB-IOSCSO joint roundtable on compensation

Financial Stability Board and International Organization of Securities Commission summary of a joint roundtable on compensation practices in the securities sector. Discusses: i) design and governance; ii) financial stability risks; iii) compensation practices, misconduct risk and investor protection issues; and iv) regulatory considerations.

Publisher: Global Standard-Setting Bodies Release date: Apr 2017

Type: Consultative, discussion and issues paper

Peer: FSB Principles for Sound Compensation Practices: Implementation Standards , FSB Principles for Sound Compensation Practices

Topics: Corporate governance

Sectors: Securities

IAIS Stakeholder Engagement Plan

IAIS plan to strengthen its engagement with stakeholders

International Association of Insurance Supervisors plan sets out new stakeholder engagement commitments, policies and strategies. Enables insurance supervisors to have an understanding of how the IAIS is gathering input, and may inform the coordination of their own interactions with industry and other stakeholders. Insurance supervisors also might be able to learn from the IAIS's approach to help structure their own stakeholder engagement efforts.

Publisher: Global Standard-Setting Bodies Release date: Mar 2017

Type: Implementation

Topics: Implementing change, Transparency and disclosure

Sectors: Insurance

Progress in Adopting the Principles for Effective Risk Data Aggregation and Risk Reporting

BCBS progress report for 2016

Basel Committee on Banking Supervision fourth progress report reviews G-SIBs' progress in implementing the Principles in 2016. Finds that G-SIBs' level of compliance with the Principles is unsatisfactory, notwithstanding that G-SIBs have made some progress in implementing the Principles in 2016. Makes two additional recommendations: i) banks should develop clear roadmaps to achieve full compliance with the Principles and to comply with them on an ongoing basis; and ii) supervisors should communicate assessment results to their banks, provide necessary incentives to achieve full compliance with the Principles, and continue to refine their techniques to assess banks' compliance.

Publisher: Global Standard-Setting Bodies Release date: Mar 2017

Type: Implementation

Peer: Principles for Effective Risk Aggregation and Risk Reporting

Topics: Risk management, Systemically important financial institutions (SIFIs), Transparency and disclosure

Sectors: Banking

Pillar 3 Disclosure Requirements - Consolidated and Enhanced Framework

BCBS consultation on a second phase of proposed enhancements to Pillar 3

Basel Committee on Banking Supervision consultation sets out second phase of review of Pillar 3 disclosure requirements under the Basel III reforms. Proposals include: i) consolidation of all existing BCBS disclosure requirements into the Pillar 3 framework; ii) introduction of a "dashboard" of banks' key prudential metrics; and iii) updates to reflect ongoing reforms to the regulatory framework, such as the total loss-absorbing capacity (TLAC) regime for global systemically important banks and BCBS' revised market risk framework.

Publisher: Global Standard-Setting Bodies Release date: Mar 2017

Type: Standard

Parent: Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

Topics: Transparency and disclosure

Sectors: Banking

Regulatory Treatment of Accounting Provisions - Transitional Arrangements

BCBS consultation on regulatory treatment of accounting provisions as accounting standards bodies implement an expected credit loss framework

Basel Committee on Banking Supervision consultation on the phase-in arrangements for the regulatory treatment of accounting provisions under the Basel III capital framework as the International Accounting Standards Board (IASB) and the US Financial Accounting Standards Board (FASB) move from an incurred credit loss to an expected credit loss (ECL) approach to accounting provisions for loan losses. The adoption of an ECL approach is expected to increase required accounting provisions, potentially significantly.

Publisher: Global Standard-Setting Bodies Release date: Mar 2017

Type: Standard

Parent: Basel III: A Global Regulatory Framework for More Resilient Banks and Banking Systems

Topics: Accounting, actuarial and auditing , Credit risk, Capital adequacy

Sectors: Banking

FinTech Developments in the Insurance Industry

IAIS report highlights potential impact of FinTech on insurance sector

International Association of Insurance Supervisors report describing developments in Financial Technologies (FinTech), including the significant increase in the number of new start-ups targeting the insurance sector, and analyzing the potential impacts. Innovations enabled by FinTech are expected to have a significant impact on insurers' business models. Insurance regulation and firm-level supervision needs to evolve to ensure an appropriate balance between ensuring policyholder protection without stifling innovation.

Publisher: Global Standard-Setting Bodies Release date: Feb 2017

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Risk management, Financial market infrastructure, FinTech

Sectors: Insurance

IOSCO Research Report on Financial Technologies (FinTech)

IOSCO report highlights intersection between fintech and securities market regulation

International Organization of Securities Commission research report describes innovative business models and emerging technologies that are transforming the financial services industry, including: i) financing platforms: peer-to-peer lending and equity crowdfunding; ii) retail trading and investment platforms, including robo-advisers and social trading; iii) institutional trading platforms, with specific focus on innovation in bond trading platforms; and iv) distributed ledger technologies, including application of the blockchain technology and shared ledgers to the securities markets. Assesses impact on investors.

Publisher: Global Standard-Setting Bodies Release date: Feb 2017

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Financial market infrastructure, FinTech

Sectors: Securities

Basel III Net Stable Funding Ratio FAQs

BCBS FAQs to promote consistent global implementation of its standards

Basel Committee on Banking Supervision frequently asked questions cover: i) relevant definitions; ii) treatment of repo/secured lending and derivatives; and iii) matters related to the maturity treatment of certain assets and liabilities.

Publisher: Global Standard-Setting Bodies Release date: Feb 2017

Type: Consultative, discussion and issues paper

Parent: Basel III: the Net Stable Funding Ratio

Topics: Liquidity risk and rules

Sectors: Banking

Distributed Ledger Technology in Payment, Clearing and Settlement

CPMI report provides analytical framework for review and analysis of DLT arrangements

Committee on Payments and Market Infrastructure report provides an analytical framework for central banks and other authorities to review and analyze the use of distributed ledger (blockchain) technology in payment, clearing and settlement activities. Focuses on potential implications for efficiency and safety and for the broader financial markets. Framework is directed primarily at arrangements that involve restricted ledgers, reflecting the main types of arrangements currently being developed in the financial sector.

Publisher: Global Standard-Setting Bodies Release date: Feb 2017

Type: Consultative, discussion and issues paper

Topics: Operational risk, Financial market infrastructure

Sectors: Banking, Securities

Non-Cash Collateral Re-Use: Measure and Metrics

FSB report on measure and metrics of collateral re-use in securities financing transactions

Financial Stability Board report finalizes measure and metrics of non-cash collateral re-use (re-hypothecation) in securities financing transactions that authorities will monitor for financial stability purposes. The FSB will collect from members national aggregated data related to the measure and metrics from January 2020 as part of its global securities financing data standards.

Publisher: Global Standard-Setting Bodies Release date: Jan 2017

Type: Consultative, discussion and issues paper

Peer: Re-hypothecation and Collateral Re-Use

Topics: Shadow banking, Market risk

Sectors: Banking, Securities

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Resources

382 records

FSB-IOSCO Roundtable on Compensation Practices in the Securities Sector

IAIS Stakeholder Engagement Plan

Progress in Adopting the Principles for Effective Risk Data Aggregation and Risk Reporting

Pillar 3 Disclosure Requirements - Consolidated and Enhanced Framework

Regulatory Treatment of Accounting Provisions - Transitional Arrangements

FinTech Developments in the Insurance Industry

IOSCO Research Report on Financial Technologies (FinTech)

Basel III Net Stable Funding Ratio FAQs

Distributed Ledger Technology in Payment, Clearing and Settlement

Non-Cash Collateral Re-Use: Measure and Metrics

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