Regional Standard-Setting Bodies

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Guidelines on Reporting and Disclosure of Exposures Subject to Measures Applied in Response to the COVID-19 Crisis

EBA guidelines on data gaps in supervisory reporting and disclosure associated with measures to deal with the pandemic

European Banking Authority guidelines on reporting and disclosure of exposures subject to measures applied in response to the COVID-19 crisis. They have been developed to address data gaps to ensure an appropriate understanding of institutions' risk profiles and the asset quality on their balance sheets both for supervisors and the wider public.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2020

Type: Guideline

Topics: Crisis management and contingency planning, COVID-19

Sectors: Banking

Draft Guidelines on Outsourcing to Cloud Service Providers

ESMA consultation on guidelines on identifying and addressing risks from outsourcing to cloud service providers

European Securities and Markets Authority draft guidelines provide guidance on the outsourcing requirements applicable to financial market participants when they outsource to cloud service providers. They aim to help firms and competent authorities identify, address and monitor the risks and challenges that arise from cloud outsourcing arrangements.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2020

Type: Consultative, discussion and issues paper

Topics: Cyber risk, Operational risk, Risk management

Sectors: Securities

Guide on Climate-related and Environmental Risks

ECB consultation sets out supervisory expectations relating to risk management and disclosure

European Central Bank consultation outlines the ECB's understanding of the safe and prudent management of climate-related and environmental risks under the current prudential framework. It describes how the ECB expects institutions to consider climate-related and environmental risks - as drivers of established categories of prudential risks - when formulating and implementing their business strategy and governance and risk management frameworks. It further explains how the ECB expects institutions to become more transparent by enhancing their climate-related and environmental disclosures.

Publisher: Regional Standard-Setting Bodies Release date: May 2020

Type: Consultative, discussion and issues paper

Topics: Climate change

Sectors: Banking, Securities

Deadline for comments: Sep 2020

Report on the Benchmarking of Diversity Practices at European Union Level

EBA report calls for measures to ensure a more balanced composition of management bodies in institutions

European Banking Authority benchmarking report on diversity practices in credit institutions and investment firms analyzes developments between 2015 and 2018.

Publisher: Regional Standard-Setting Bodies Release date: Feb 2020

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Gender equality

Sectors: Banking, Securities

Report on Competent Authorities' Approaches to the Anti-Money Laundering and Countering the Financing of Terrorism Supervision of Banks

Results of the first EBA AML implementation review

European Banking Authority report on anti-money laundering implementation review shows that banks are working hard to reform their approach to anti-money laundering/countering the financing of terrorism supervision, although challenges remain that need to be addressed in order to ensure that AML/CFT supervision is risk based, proportionate and effective.

Publisher: Regional Standard-Setting Bodies Release date: Feb 2020

Type: Consultative, discussion and issues paper

Topics: Money laundering and terrorist financing

Sectors: Banking

EBA Raises Awareness of Key Steps Consumers Should Consider When Choosing Online or Mobile Banking Services

EBA factsheet for consumers

European Banking Authority factsheet sets out tips for consumers when choosing online or mobile banking services.

Publisher: Regional Standard-Setting Bodies Release date: Dec 2019

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection

Sectors: Banking

Guidelines on ICT and Security Risk Management

EBA final guidelines on ICT and security risk management

European Banking Authority final guidelines establish requirements for credit institutions, investment firms and payment service providers on the mitigation and management of their information and communication technology and security risks and aim to ensure a consistent and robust approach across the Single market.

Publisher: Regional Standard-Setting Bodies Release date: Nov 2019

Type: Guideline

Topics: Cyber risk, Operational risk, Risk management

Sectors: Banking

Report on Other Information to be Provided to Prospective and Current Members

EIOPA report sets out principles for transparent, timely and clear information provision on pensions

European Insurance and Occupational Pensions Authority report analyzes national practices existing prior to the implementation of the IORP II Directive on the activities and supervision of institutions for occupational retirement provisions (IORPs).

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Transparency and disclosure, Consumer education and protection, Pension and retirement plans

Sectors: Pensions

RegTech and SupTech: Change for Markets and Authorities

ESMA report sets out how some financial institutions are using FinTech to meet regulatory requirements

European Securities and Markets Authorities report sets out results of analysis of regulatory and supervisory technologies currently being developed in response to various demand and supply drivers.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: FinTech, Financial inclusion, Financial market infrastructure, Operational risk, Cyber risk

Sectors: Securities

Current Status of Level 1 Assessments

IOSCO and CPMI report sets out updated information on progress through the Level 1 assessments online tracker

International Organization of Securities Commissions and Committee on Payments and Market Infrastructures report discusses how a range of countries are implementing international standards for payment systems, central securities depositories and securities settlement systems.

Publisher: Regional Standard-Setting Bodies Release date: Mar 2019

Type: Consultative, discussion and issues paper

Topics: Financial market infrastructure, Transparency and disclosure

Sectors: Securities

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Resources

382 records

Guidelines on Reporting and Disclosure of Exposures Subject to Measures Applied in Response to the COVID-19 Crisis

Draft Guidelines on Outsourcing to Cloud Service Providers

Guide on Climate-related and Environmental Risks

Report on the Benchmarking of Diversity Practices at European Union Level

Report on Competent Authorities' Approaches to the Anti-Money Laundering and Countering the Financing of Terrorism Supervision of Banks

EBA Raises Awareness of Key Steps Consumers Should Consider When Choosing Online or Mobile Banking Services

Guidelines on ICT and Security Risk Management

Report on Other Information to be Provided to Prospective and Current Members

RegTech and SupTech: Change for Markets and Authorities

Current Status of Level 1 Assessments

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