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Bank Act

Bank Act of Canada

The Bank Act of Canada. Current to February 24, 2021.

Publisher: National Government     Release date: May 2020     Country: Canada

Type: Law, Regulation and Policy

Topics: Supervisory framework

Sectors: Banking

Joint Statement on Innovative Efforts to Combat Money Laundering and Terrorist Financing

FDIC, FinCen, OCC and Federal Reserve statement on banks' approaches to meet their BSA/AML compliance obligations

Federal Reserve Board, Federal Deposit Insurance Corporation, Financial Crimes Enforcement Network, National Credit Union Administration and Office of the Comptroller of the Currency statement encourages banks to consider, evaluate, and where appropriate, responsibly implement innovative approaches to meet their Bank Secrecy Act/anti-money laundering (BSA/AML) compliance obligations. 

Publisher: National Government     Release date: Dec 2018     Country: United States

Type: Consultative, discussion and issues paper

Topics: Money laundering and terrorist financing

Sectors: Banking

Banking (Special Resolution Regime) Act 2016

Bermuda law establishes a special resolution regime for banks

Bermuda law established comprehensive bank insolvency framework that meets international standards and operates independently of general insolvency law. Passed by Parliament but not yet in force. 

Publisher: National Government     Release date: Feb 2016     Country: Bermuda

Type: Law, Regulation and Policy

Parent: Key Attributes of Effective Resolution Regimes for Financial Institutions

Sectors: Banking

Act on Restructuring and Resolution of Certain Financial Enterprises

Danish legislation implementing the EU BRRD

Danish law establishing a framework for recovery and resolution of credit institutions and investment firms that implements key parts of the European Union Bank Recovery and Resolution Directive (BRRD)

Publisher: National Government     Release date: Mar 2015     Country: Denmark

Type: Law, Regulation and Policy

Parent: Bank Recovery and Resolution Directive (BRRD)

Peer: Media Announcement of the Failure and Resolution of Danish Bank

Topics: Recovery and resolution

Sectors: Banking, Securities

Taxpayer Protection and Bank Recapitalization Regime: Consultation Paper

DOF consultation paper setting out major features of proposed bail-in regime for Canada

Department of Finance of Canada consultation paper on conversion of certain bank liabilities into regulatory capital when a domestic systemically important bank (D-SIB) fails. Enables a resolution strategy that protects taxpayers by ensuring that losses are borne by shareholders and creditors, while preserving same legal entity and contracts of the bank (i.e., keeping it open or "continuing") and maintaining critical services provided to customers. Policy objective is to preserve financial stability while protecting taxpayers by: i) reducing likelihood of D-SIB failure by enhancing market discipline, limiting moral hazard and constraining incentives for excessive risk-taking by ensuring that bank creditors and capital providers bear losses in resolution; and ii) ensuring that a D-SIB can be quickly restored to viability with minimal taxpayer exposure to loss through a resolution strategy which enables conversion of certain liabilities into additional equity capital.

Publisher: National Government     Release date: Jul 2014     Country: Canada

Type: Consultative, discussion and issues paper

Parent: Key Attributes of Effective Resolution Regimes for Financial Institutions

Topics: Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

Explanatory Memorandum to the Bank Recovery and Resolution Order 2014

HMT memorandum explaining legislative changes ensuring compliance with EU BRRD

HM Treasury explanatory memorandum prepared for UK Parliament regarding legislative amendments to implement requirements in the Bank Recovery and Resolution Directive (BRRD). Ensures that Special Resolution Regime provided for in the Banking Act 2009 complies with BRRD and extends powers of Bank of England to intervene before it becomes necessary to resolve a failing institution. Also ensures that the Prudential Regulation Authority and Financial Conduct Authority are able to comply with requirements imposed on competent authorities under the BRRD.

Publisher: National Government     Release date: Dec 2013     Country: United Kingdom

Type: Consultative, discussion and issues paper

Parent: Bank Recovery and Resolution Directive (BRRD)

Peer: Key Attributes of Effective Resolution Regimes for Financial Institutions

Topics: Recovery and resolution, Supervisory framework

Sectors: Banking

Regulatory Capital (Banks) Regulations

Canada's regulatory capital requirement for banks

Regulatory capital requirement for banks issued under the Bank Act in Canada. Current to February 24, 2021.

Publisher: National Government     Release date: Dec 2012     Country: Canada

Type: Law, Regulation and Policy

Topics: Capital adequacy

Sectors: Banking

The Financial Crisis Inquiry Report

US government analysis of causes of the financial crisis of 2007-2009

Final report of the US National Commission on the Causes of the Financial and Economic Crisis in the United States. Examines in detail the causes of the global financial crisis.

Publisher: National Government     Release date: Jan 2011     Country: United States

Type: Consultative, discussion and issues paper

Topics: Crisis management and contingency planning, Systemic risk

Sectors: Banking

Banking Act 2009 (U.K.)

The Banking Act of the U.K.

Banking Act of the U.K. 2009

Publisher: National Government     Release date: Feb 2009     Country: United Kingdom

Type: Law, Regulation and Policy

Topics: Supervisory framework

Sectors: Banking

Solvency II and its Impact on the UK Insurance Industry

UK Parliament Treasury Committee report on Solvency II

UK Parliament Treasury Committee report on perceiving strengths and weaknesses of Solvency II Directive in the context of implementation in the UK and issues being created by Brexit that affect the UK insurance industry. Makes recommendations to the Prudential Regulation Authority. 

Publisher: National Government     Release date: Oct 2008     Country: United Kingdom

Type: Law, Regulation and Policy

Topics: Capital adequacy

Sectors: Insurance

Total: 10
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