National Regulators

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Strengthening Individual Accountability in Insurance

PRA supervisory statement sets out expectations of how firms should comply with its Senior Insurance Managers Regime

UK Prudential Regulation Authority supervisory statement sets out expectations of how firms should comply with the regulatory framework of the Senior Insurance Managers Regime (SIMR) including: i) compliance with the SIMR; ii) application of conduct standards and associated notifications; and iii) assessing fitness and propriety.

Publisher: National Regulators Release date: Feb 2020 Country: United Kingdom

Type: Supervisory Practice

Topics: Conduct, Corporate governance

Sectors: Insurance

How Reliant Are Banks and Insurers on Cloud Outsourcing?

Results of BoE survey to understand how banks and insurers use the cloud

Bank of England survey results show that banks and insurers mainly use cloud outsourcing to run software and access additional processing capacity or to support IT infrastructure. The survey indicates that banks use cloud outsourcing more widely than insurers.

Publisher: National Regulators Release date: Jan 2020 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Cyber risk, Operational risk

Sectors: Banking, Insurance

The 2021 Biennial Exploratory Scenario on the Financial Risks from Climate Change

BoE proposed framework for 2021 Biennial Exploratory Scenario exercise

Bank of England proposed climate stress test.

Publisher: National Regulators Release date: Dec 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Climate change

Sectors: Banking

Proposed Revisions to the Credit Risk Management Framework for Authorised Deposit-taking Institutions

APRA updated prudential standard

Australian Prudential Regulation Authority updated prudential standard sets out operational risk requirements for banks.

Publisher: National Regulators Release date: Dec 2019 Country: Australia

Type: Consultative, discussion and issues paper

Topics: Credit risk, Operational risk

Sectors: Banking

Liquidity Principles

OSFI guideline on how it assesses effectiveness of bank liquidity risk management

Office of the Superintendent of Financial Institutions of Canada guideline setting out prudential considerations relating to liquidity risk management programs of regulated banks and holding companies. Provides framework within which OSFI assesses content and effectiveness of liquidity risk management and whether that risk management program yields adequate and appropriate forms of liquidity.

Publisher: National Regulators Release date: Dec 2019 Country: Canada

Type: Guideline

Topics: Liquidity risk and rules, Risk management

Sectors: Banking

Climate Change and Green Finance

FCA summary of responses and next steps

Financial Conduct Authority feedback statement sets out: i) why climate change is an important issue for the FCA, the financial services sector, and consumers of financial services; ii) a summary of feedback and the FCA's responses; and iii) actions and next steps.

Publisher: National Regulators Release date: Oct 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Climate change , Consumer education and protection

Sectors: Banking, Insurance, Pensions, Securities

PRA's Approach to Enforcement: Statutory Statements of Policy and Procedure

Update of BOE policy first published in 2013

Bank of England (BOE) Prudential Regulation Authority (PRA) policy statement on how it will exercise disciplinary powers over external auditors and actuaries.

Publisher: National Regulators Release date: Oct 2019 Country: United Kingdom

Type: Law, Regulation and Policy

Topics: Accounting, actuarial and auditing , Early intervention and enforcement

Sectors: Banking

Notice on Cyber Hygiene

MAS set of legally binding requirements regarding cyber hygiene

Monetary Authority of Singapore legally binding requirements to raise the cyber security standards and strengthen the cyber resilience of the financial sector. Financial institutions are required to comply with the following requirements: i) establish and implement robust security for IT systems; ii) ensure updates are applied to address system security flaws in a timely manner; iii) deploy security devices to restrict unauthorized network traffic; iv) implement measure to mitigate the risk of malware infection; v) secure the use of system accounts with special privileges to prevent unauthorized access; and vi) strengthen user authentication for critical systems as well as systems used to access customer information.

Publisher: National Regulators Release date: Aug 2019 Country: Singapore

Type: Law, Regulation and Policy

Topics: Cyber risk, Operational risk

Sectors: Banking, Insurance, Pensions, Securities

The Bank of England's Approach to Assessing Resolvability

New PRA Resolvability Assessment Framework is designed to make resolution more transparent, better understood and more successful

UK Prudential Regulation Authority Resolvability Assessment Framework has three main components: i) how the Bank of England will assess resolvability; ii) a new Resolution Assessment Part of the PRA Rulebook that requires major UK firms to perform an assessment of their preparations for resolution; and iii) the Bank's intention to make a public statement concerning the resolvability of each of the major UK firms.

Publisher: National Regulators Release date: Jul 2019 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Transparency and disclosure

Sectors: Banking

Counterparty Credit Risk

APRA standard requires banks to adopt risk management practices relating to counterparty credit risk

Australian Prudential Regulation Authority standard requires banks to: i) calculate counterparty credit risk exposure amounts according to a standardized approach for measuring such exposures or the adjusted current exposure method; ii) apply risk weights to counterparty credit risk exposure amounts for capital adequacy purposes; iii) where applicable, calculate and hold a credit valuation adjustment risk capital charge; iv) where applicable, calculate and hold a default fund capital charge for default fund contributions to a qualifying central counterparty; and v) adopt risk management practices for bilateral and centrally cleared counterparty credit risk exposures.

Publisher: National Regulators Release date: Jul 2019

Type: Consultative, discussion and issues paper

Peer: The Standardised Approach for Measuring Counterparty Credit Risk Exposures , Capital Requirements for Bank Exposures to Central Counterparties

Topics: Credit risk

Sectors: Banking

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Resources

382 records

Strengthening Individual Accountability in Insurance

How Reliant Are Banks and Insurers on Cloud Outsourcing?

The 2021 Biennial Exploratory Scenario on the Financial Risks from Climate Change

Proposed Revisions to the Credit Risk Management Framework for Authorised Deposit-taking Institutions

Liquidity Principles

Climate Change and Green Finance

PRA's Approach to Enforcement: Statutory Statements of Policy and Procedure

Notice on Cyber Hygiene

The Bank of England's Approach to Assessing Resolvability

Counterparty Credit Risk

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