National Regulators

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Actuarial and Related Matters

APRA requirements for Appointed Actuaries within general, life and private health insurers

Australian Prudential Regulation Authority prudential standard sets out requirements for insurers to appoint an actuary and to establish a framework for the provision of actuarial advice. It also sets out the functions of the Appointed Actuary role.

Publisher: National Regulators Release date: Jul 2019 Country: Australia

Type: Standard

Topics: Actuarial, Corporate governance

Sectors: Insurance

Counterparty Credit Risk

APRA standard requires banks to adopt risk management practices relating to counterparty credit risk

Australian Prudential Regulation Authority standard requires banks to: i) calculate counterparty credit risk exposure amounts according to a standardized approach for measuring such exposures or the adjusted current exposure method; ii) apply risk weights to counterparty credit risk exposure amounts for capital adequacy purposes; iii) where applicable, calculate and hold a credit valuation adjustment risk capital charge; iv) where applicable, calculate and hold a default fund capital charge for default fund contributions to a qualifying central counterparty; and v) adopt risk management practices for bilateral and centrally cleared counterparty credit risk exposures.

Publisher: National Regulators Release date: Jul 2019

Type: Consultative, discussion and issues paper

Peer: The Standardised Approach for Measuring Counterparty Credit Risk Exposures , Capital Requirements for Bank Exposures to Central Counterparties

Topics: Credit risk

Sectors: Banking

Macroeconomic and Financial Stability: Impacts of Climate Change

Banque de France and NGFS report sets out distinctive characteristics of climate change

Banque de France and Network for Greening the Financial System report discusses: i) macroeconomics and climate change; ii) financial stability and climate change; iii) options for central banks and supervisors; and iv) key findings.

Publisher: National Regulators Release date: Jul 2019

Type: Consultative, discussion and issues paper

Topics: Climate change

Sectors: Banking

Payment Services Act

MAS legislation on payment services

Monetary Authority of Singapore new payments legislation to: i) implement a single payment services licence to regulate existing and new payment services; ii) establish a regulatory structure for significant payment systems and retail payment services; and iii) address regulatory risks and concerns.

Publisher: National Regulators Release date: Apr 2019 Country: Singapore

Type: Law, Regulation and Policy

Topics: Financial market infrastructure, Financial inclusion, FinTech, Consumer education and protection, Operational risk

Sectors: Banking

The Resolution Handbook at a Glance

Brief outline of the material presented in the US FDIC's resolution handbook.

Brief outline of the material presented in the FDIC's resolution handbook, a compilation of the lessons learned over many years. The sheer number of failing institutions and their varied businesses and asset sizes afforded the FDIC a wide range of resolution experiences including over all phases of various economic cycles.

Publisher: National Regulators Release date: Jan 2019 Country: United States

Type: Sound Practice

Topics: Deposit insurance, Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

Purchase and Assumption Transactions

Chapter of US FDIC's resolution handbook addressing P&A transactions

Describes P&A transactions and how they are used by the FDIC, including via a number of variations.

Publisher: National Regulators Release date: Jan 2019 Country: United States

Type: Sound Practice

Topics: Deposit insurance, Recovery and resolution

Sectors: Banking

Prudential Standard on Large Exposures

APRA standard on large exposures for banks

Australian Prudential Regulation Authority prudential standard requires banks to implement prudent measures and to set prudent limits to monitor and control their large exposures and risk concentrations. Key requirements are that banks must: i) have a board approved policy that governs large exposures and risk concentrations; ii) have adequate systems and controls to identify, measure, monitor and report large exposures and risk concentrations; iii) identify large exposures, including identifying a group of connected counterparties; iv) ensure large exposures meet the large exposure limit; and v) measure exposure values for large exposure purposes using specified treatments.

Publisher: National Regulators Release date: Jan 2019 Country: Australia

Type: Standard

Topics: Credit risk, Risk management, Corporate governance

Sectors: Banking

Principles to Promote Fairness, Ethics, Accountability and Transparency in the Use of Artificial Intelligence and Data Analytics

MAS guidance on the responsible use of artificial intelligence and data analytics

Monetary Authority of Singapore principles provide guidance to firms offering financial products and services on the responsible use of artificial intelligence and data analytics to strengthen internal governance around data management and use.

Publisher: National Regulators Release date: Nov 2018 Country: Singapore

Type: Consultative, discussion and issues paper

Topics: Cyber risk, FinTech, Corporate governance

Sectors: Banking, Insurance, Pensions, Securities

Prudential Standard on Information Security

APRA prudential requirements for addressing cyber risk and other information security threats

Australian Prudential Regulation Authority standard to minimize the likelihood and impact of information security incidents on the confidentiality, integrity or availability of information assets, including those managed by related parties or third parties.

Publisher: National Regulators Release date: Nov 2018 Country: Australia

Type: Standard

Topics: Cyber risk, FinTech, Operational risk

Sectors: Banking, Insurance, Pensions

FCA Mission: Approach to Authorization

FCA report sets out its approach to authorizations

UK Financial Conduct Authority report sets out its approach to authorizations. Sets out the conditions that firms and individuals must meet to be authorized, how the FCA evaluates whether firms and individuals meet the conditions, how authorizations promote competition, and how the effectiveness of authorization decisions are evaluated.

Publisher: National Regulators Release date: Nov 2018 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Transparency and disclosure, Financial inclusion, Conduct, Licensing

Sectors: Banking, Insurance, Pensions, Securities

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Resources

382 records

Actuarial and Related Matters

Counterparty Credit Risk

Macroeconomic and Financial Stability: Impacts of Climate Change

Payment Services Act

The Resolution Handbook at a Glance

Purchase and Assumption Transactions

Prudential Standard on Large Exposures

Principles to Promote Fairness, Ethics, Accountability and Transparency in the Use of Artificial Intelligence and Data Analytics

Prudential Standard on Information Security

FCA Mission: Approach to Authorization

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