FCA consultation to extend the Senior Managers & Certification Regime to most regulated firms
UK Financial Conduct Authority policy statement reports on main issues arising from consultations to strengthen individual accountability in regulated firms by extending the Senior Managers & Certification Regime (SM&CR) to almost all regulated firms in order to reduce harm to consumers and increase accountability. Also incorporates near-final rules.
Publisher:
National Regulators
Release date:
Jul 2018
Country:
United Kingdom
Type:
Consultative, discussion and issues paper
Parent:
FCA's Senior Managers Regime
Topics:
Supervisory framework, Corporate governance, Conduct
Sectors:
Banking, Insurance, Pensions, Securities
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