Toronto Centre Community
  • Home
  • About
    • About the Toronto Centre
    • Our Mission
    • Our Impact
    • Poverty Reduction
    • Training Methodology
    • History
    • Team
    • Partners
    • Policies
  • Programs
    • Our Programs
    • Upcoming Programs
    • Program Objectives
    • Country, International and Regional Programs
    • Programs by Sector
    • Training Topics
    • Master of Finance
    • TC Community
    • Past Programs
  • News
  • Jobs
  • Contact
  • Resources
  • Resources  

  • Clear Search
  • Advanced search
  • 382 records

No records

Transition in Thinking: The Impact of Climate Change on the UK Banking Sector

PRA report examines impact of financial risks from climate change on banks

UK Prudential Regulation Authority report examines: i) financial risks from climate change that impact banks; ii) assesses how banks are responding to and managing those risks; and iii) helps banks to understand the PRA's supervisory approach.

Publisher: National Regulators     Release date: Sep 2018     Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Climate change , Transparency and disclosure, Corporate governance

Sectors: Banking

Outsourcing Involving Cloud Computing Services

APRA information paper explores the use of shared computing services

Australian Prudential Regulation Authority information paper provides overview of cloud computing, its benefits and risks, and APRA's supervisory approach. 

Publisher: National Regulators     Release date: Sep 2018     Country: Australia

Type: Consultative, discussion and issues paper

Topics: Operational risk, Risk management

Sectors: Banking, Insurance, Pensions

Guide to On-Site Inspections and Internal Model Investigations

Guide sets out how ECB conducts inspections

European Central Bank guide describes the inspection process, from the decision to launch the inspection to the follow-up stage and sets out best practices to foster cooperation between entities being inspected and inspection teams. 

Publisher: Regional Standard-Setting Bodies     Release date: Sep 2018    

Type: Guideline

Topics: Supervisory framework

Sectors: Banking

Women in Finance: A Case for Closing Gaps

IMF report analyzes women's roles as users of financial services and as leaders in financial institutions and supervisory agencies

International Monetary Fund report examines large gap between representation of men and women in leadership positions in banks and banking supervision agencies worldwide. Analysis suggests that the presence of women as well as a higher share of women on bank boards appears associated with greater financial resilience and greater bank stability. 

Publisher: International Organizations     Release date: Sep 2018    

Type: Consultative, discussion and issues paper

Topics: Gender equality, Financial inclusion

Sectors: Banking

Corporate Governance Guideline

OSFI revised guidelines set out expectations for boards of directors of federally regulated financial institutions

Office of the Superintendent of Financial Institutions of Canada revised Corporate Governance Guidelines. Address role of the Board of Directors and its Audit Committee, and risk governance. Revised guidelines provide boards with greater discretion on how they meet the guidelines' principles, taking into account the institution's size, nature of operations and risk profile and make a clearer delineation between board and senior management responsibilities. 

Publisher: National Regulators     Release date: Sep 2018     Country: Canada

Type: Guideline

Topics: Corporate governance, Risk management

Sectors: Banking, Insurance

Cyber Risk

TC webinar discusses cyber threats to financial market infrastructures

Toronto Centre webinar discusses cyber threats to financial market infrastructures and what needs to be done to create cyber-resilient financial systems globally. 

Publisher: Toronto Centre     Release date: Aug 2018    

Type: TC Videos

Topics: Cyber risk, Operational risk

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Technical Standards on Securitisation Disclosure Requirements

ESMA technical standards to comply with EU Securitisation Regulation

European Securities and Markets Authority standard for: i) securitization disclosure requirements; and ii) operational standards for collecting, verifying, and accessing securitization data. Disclosure requirements for the exposures underlying securitizations cover the major underlying exposure types: residential mortgages, commercial mortgages, auto loans/leases, consumer loans, corporate loans (including SME loans), credit card receivables, and leases. 

Publisher: Regional Standard-Setting Bodies     Release date: Aug 2018    

Type: Standard

Parent: Securitisation Regulation

Peer: Draft Standards on STS Securitisation Notifications

Topics: Securitization

Sectors: Banking, Insurance, Securities

Guidelines on Liquidity Risk Management Practices for Fund Management Companies

MAS guidelines for fund management companies with respect to collective investment schemes

Monetary Authority of Singapore guidelines on liquidity risk management framework for fund management companies (FMCs) with respect to collective investment schemes (CIS). Provides guidance on sound practices in liquidity risk management of CIS to address the risks to investors from liquidity mismatches between the CIS' portfolio liquidity and redemption terms. Guidelines accord proportionality to FMCs in implementing the liquidity risk management practices in line with their roles in managing the CIS, the business models and fund structures that they employ.

Publisher: National Regulators     Release date: Aug 2018     Country: Singapore

Type: Guideline

Topics: Liquidity risk and rules, Risk management, Corporate governance, Transparency and disclosure

Sectors: Securities

HKMA Mystery Shopping Program

HKMA mystery shopping program on banks' selling practices in respect of investment products and insurance products

Hong Kong Monetary Authority mystery shopping program to ascertain the practices of banks in customer risk profiling, financial needs analysis (as applicable to life insurance products), suitability of recommendations, and product and risk disclosure. A good example of an effective supervisory technique for promoting consumer protection and improved corporate governance.

Publisher: National Regulators     Release date: Aug 2018     Country: Hong Kong, China

Type: Supervisory Practice

Topics: Consumer education and protection, Conduct, Financial inclusion, Transparency and disclosure

Sectors: Banking

Global Financial Innovation Network (GFIN)

FCA consultation sets out plan for a new "global sandbox" to enable innovative firms to interact with regulators around the world

UK Financial Conduct Authority consultation to create a global sandbox or Global Financial Innovation Network (GFIN) to provide a more efficient way for innovative firms to interact with regulators. Three main functions of the proposed GFIN would be: i) to act as a network of regulators to collaborate and share experiences of innovation in respective markets, including emerging technologies and business models; ii) to provide a forum for joint policy work and discussions; and iii) to provide firms with an environment in which to trial cross-border solutions .

Publisher: National Regulators     Release date: Aug 2018     Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Cross-border cooperation, FinTech, Financial inclusion

Sectors: Banking, Insurance, Securities

Page 9 of 121 Total: 1205
  • Start
  • Prev
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • Next
  • End
  • You are here:  
  • Home
  • Resources

Browse by Category

TC Notes

  • TC Notes

Sector

  • Banking
  • Insurance
  • Microfinance
  • Microinsurance
  • Pensions
  • Securities

Topic

  • Accounting, actuarial and auditing
  • Asset classification and provisioning
  • Capital adequacy
  • Climate change
  • Compliance function
  • Conduct
  • Consolidated supervision
  • Consumer education and protection
  • Corporate governance
  • Credit risk
  • Crisis management and contingency planning
  • Cross-border cooperation
  • Cyber risk
  • Deposit insurance
  • Derivatives
  • Early intervention and enforcement
  • Financial conglomerates
  • Financial inclusion
  • Financial market infrastructure
  • FinTech
  • Foreign exchange rate risk
  • Gender equality
  • Implementing change
  • Interest rate risk
  • Islamic finance
  • Licensing
  • Liquidity risk and rules
  • Macroprudential
  • Market risk
  • Money laundering and terrorist financing
  • Operational risk
  • Pension and retirement plans
  • Policyholder protection plans
  • Recovery and resolution
  • Risk-based supervision
  • Risk management
  • Securitization
  • Shadow banking
  • Stress-testing
  • Supervisory framework
  • Supervisory structures
  • Systemic risk
  • Systemically important financial institutions (SIFIs)
  • Transparency and disclosure

Country

  • Australia
  • Bangladesh
  • Bermuda
  • Colombia
  • Canada
  • China
  • Denmark
  • Germany
  • Hong Kong, China
  • India
  • Ireland
  • Kenya
  • Malaysia
  • Mongolia
  • Netherlands
  • Nigeria
  • Singapore
  • Sweden
  • Tanzania
  • United Kingdom
  • United States

Resource Type

  • Standard
  • Guideline
  • Sound Practice
  • Consultative, discussion and issues paper
  • Implementation
  • Law, Regulation and Policy
  • Supervisory Practice
  • Others
  • TC Notes
  • TC Videos

Year Released

  • 2018
  • 2017
  • 2016
  • 2015
  • 2014
  • 2013
  • 2012
  • 2011
  • 2010
  • 2009
  • 2008
  • 2007
  • 2006
  • 2005
  • 2004
  • 2002
  • 2001
  • 1999
  • 1998
  • 1997
  • 1994
  • 1989

Publisher Type

  • Global Standard-Setting Bodies
  • Regional Standard-Setting Bodies
  • International Organizations
  • National Government
  • National Regulators
  • Subnational Regulators
  • Industry Groups
  • Others
  • Toronto Centre
Clear Search

 

 

 

Contact Us

Back to Top

© 2019 Toronto Centre Community