2016

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Margin Requirements for Non-Centrally Cleared Derivatives

RBI proposals on implementation of margin requirements for non-centrally cleared derivatives

Reserve Bank of India policy proposals for introduction of margin requirements for non-centrally cleared derivatives in India. Proposals are generally in line with BCBS-IOSCO standards.

Publisher: National Regulators Release date: May 2016 Country: India

Type: Consultative, discussion and issues paper

Parent: Risk Mitigation Standards for Non-Centrally Cleared OTC Derivatives

Peer: Margin Requirements for Non-Centrally Cleared Derivatives

Topics: Derivatives

Sectors: Banking, Securities

Deadline for comments: Jun 2016

Regulation in the Digital Financial Services Ecosystem

ITU report addresses key categories of DFS regulation requiring collaboration between financial and telecommunications regulators

International Telecommunications Union report provides a comprehensive listing of regulatory issues in the digital financial services (DFS) ecosystem that needed to be addressed by collaboration between financial sector and telecommunications regulators. Key categories include: i) agents; ii) consumer protection; iii) market access; iv) payment systems; v) risk management; and vi) other related issues. Addresses key issues related to managing the regulatory environment. Discusses how regulators currently work together.

Publisher: Others Release date: May 2016

Type: Consultative, discussion and issues paper

Topics: Consumer education and protection, Transparency and disclosure, Risk management, Financial inclusion, FinTech

Sectors: Banking, Insurance

Pension Reforms – New Rules and Guidance for the Pension and Retirement Income Markets

FCA policy statement on new rules to address risks and challenges faced by consumers in the pension and retirement income markets

Financial Conduct Authority policy statement summarizes responses to its consultation paper and publishes final rules and guidance on areas where it proposed changes to the FCA Handbook. New rules and guidance are designed to: i) promote competition; ii) ensure the market works well; and iii) protect consumers.

Publisher: National Regulators Release date: Apr 2016 Country: United Kingdom

Type: Law, Regulation and Policy

Topics: Consumer education and protection, Transparency and disclosure

Sectors: Pensions

Non-Performing Loans: Regulatory and Accounting Treatment of Assets

BOE working paper discusses divergences in definition of NPLs across countries, accounting regimes, firms and data sources

Bank of England working paper sets out reasons non-performing loans often feature in banking and economic crises and why they are frequently obstacles to resolution. Discusses how loan loss provisions relate to recent Basel III capital requirements and international financial reporting standards such as IFRS 9.

Publisher: National Regulators Release date: Apr 2016 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Accounting, actuarial and auditing , Credit risk

Sectors: Banking

Interest Rate Risk in the Banking Book

BCBS standard on regulatory capital treatment and supervision of interest rate risk in banking book

Basel Committee on Banking Supervision standards set out supervisory expectations for banks' identification, measurement, monitoring, control and supervision of interest rate risk in banking book (IRRBB). Key changes from 2004 standards include: i) more extensive guidance on expectations for a bank's IRRBB management process; ii) enhanced disclosure requirements; and iii) a stricter threshold for identifying outlier banks.

Publisher: Global Standard-Setting Bodies Release date: Apr 2016

Type: Standard

Peer: Guidelines on the Management of Interest Rate Risk Arising from Non-Trading Book Activities

Topics: Capital adequacy, Transparency and disclosure

Sectors: Banking

Climate Change and Financial Stability

TC executive panel session on risks and opportunities presented by climate change

Toronto Centre executive panel session at the IMF-World Bank Spring Meetings discusses how regulators, supervisors and governments can: i) increase awareness of the likely impacts of climate change on financial systems and financial stability; ii) respond to new and increased risks by adapting and enhancing existing regulation, supervision and disclosure requirements affecting intermediaries, market infrastructures and products; and iii) promote financial market and product innovations related to climate change, such as green bonds and market-based financing of green infrastructure initiatives.

Publisher: Toronto Centre Release date: Apr 2016

Type: TC Videos

Topics: Climate change

Sectors: Banking, Insurance, Microfinance, Microinsurance, Pensions, Securities

Common Framework for Risk Assessment and Transparency for IORPs

EIOPA recommendations to strengthen regulation of institutions for Occupational Retirement Provision (IORPs)

European Insurance and Occupational Pensions Authority recommendation for introducing a European framework for risk assessment and transparency for IORPs based on common valuation rules and a standardized risk assessment. Refrains from suggesting to harmonize capital or funding.

Publisher: Regional Standard-Setting Bodies Release date: Apr 2016

Type: Implementation

Topics: Supervisory framework, Transparency and disclosure

Sectors: Pensions

Resolution Plan Assessment Framework

FRB and FDIC explanation of resolution planning requirements

US Federal Reserve Board and Federal Deposit Insurance Corporation report sets out resolution planning requirements and provides information on the status of resolution planning in key US banks.

Publisher: National Regulators Release date: Apr 2016 Country: United States

Type: Consultative, discussion and issues paper

Topics: Recovery and resolution, Crisis management and contingency planning

Sectors: Banking

Report on Securitisation Risk Retention, Due Diligence and Disclosure

EBA report sets out best practices for supervisory assessments of compliance with regulatory requirements

European Banking Authority report analyzes measures taken to ensure compliance by institutions with securitization risk retention, due diligence and disclosure requirements. Identifies best practices to assist supervisory authorities with compliance assessments.

Publisher: Regional Standard-Setting Bodies Release date: Apr 2016

Type: Implementation

Topics: Securitization

Sectors: Banking

Guidelines on Product Oversight and Governance Arrangements by Insurers and Insurance Distributors

EIOPA guideline on product oversight and guidance under the EU's Insurance Distribution Directive

European Insurance and Occupational Pensions Authority report in support of implementation of the EU's Insurance Distribution Directive (IDD). Seeks to promote cross-sectoral consistency with similar provisions on product oversight and governance in banking and securities sectors. The guidelines beginning on page 19 of the document specify procedures for designing insurance products, strengthening controls before launch of products and monitoring performance. Provides guidance on product distribution arrangements and preparatory steps before products are distributed.

Publisher: Regional Standard-Setting Bodies Release date: Apr 2016

Type: Guideline

Parent: Insurance Distribution Directive

Topics: Corporate governance, Conduct, Transparency and disclosure, Consumer education and protection

Sectors: Insurance

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Resources

382 records

Margin Requirements for Non-Centrally Cleared Derivatives

Regulation in the Digital Financial Services Ecosystem

Pension Reforms – New Rules and Guidance for the Pension and Retirement Income Markets

Non-Performing Loans: Regulatory and Accounting Treatment of Assets

Interest Rate Risk in the Banking Book

Climate Change and Financial Stability

Common Framework for Risk Assessment and Transparency for IORPs

Resolution Plan Assessment Framework

Report on Securitisation Risk Retention, Due Diligence and Disclosure

Guidelines on Product Oversight and Governance Arrangements by Insurers and Insurance Distributors

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