HKMA revision to Supervisory Policy Manual addressing bank securities activities
Hong Kong Monetary Authority revision to its Supervisory Policy Manual applicable to regulated activities of banks registered with the Securities and Futures Commission under the Securities and Futures Ordinance.
Publisher:
National Regulators
Release date:
May 2016
Country:
Hong Kong, China
Type:
Supervisory Practice
Topics:
Supervisory framework, Early intervention and enforcement, Corporate governance, Consumer education and protection
Sectors:
Banking, Securities
|