The Use of Supervisory and Regulatory Technology by Authorities and Regulated Institutions

FSB report on use of RegTech and SupTech by FSB members and related institutions

Financial Stability Board report finds that technology and innovation are transforming the global financial landscape, presenting opportunities, risks and challenges for regulated institutions and authorities alike. The report includes 28 case studies giving practical examples of how SupTech and RegTech tools are being used. 

Publisher: Global Standard-Setting Bodies     Release date: Oct 2020    

Type: Consultative, discussion and issues paper

Topics: Cyber risk

Draft Guidelines on Outsourcing to Cloud Service Providers

ESMA consultation on guidelines on identifying and addressing risks from outsourcing to cloud service providers

European Securities and Markets Authority draft guidelines provide guidance on the outsourcing requirements applicable to financial market participants when they outsource to cloud service providers. They aim to help firms and competent authorities identify, address and monitor the risks and challenges that arise from cloud outsourcing arrangements. 

Publisher: Regional Standard-Setting Bodies     Release date: Jul 2020    

Type: Consultative, discussion and issues paper

Topics: Cyber risk

Sectors: Securities

Guidelines on ICT and Security Risk Management

EBA final guidelines on ICT and security risk management

European Banking Authority final guidelines establish requirements for credit institutions, investment firms and payment service providers on the mitigation and management of their information and communication technology and security risks and aim to ensure a consistent and robust approach across the Single market. 

Publisher: Regional Standard-Setting Bodies     Release date: Nov 2019    

Type: Guideline

Topics: Cyber risk

Sectors: Banking