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Risk-based Global Insurance Capital Standard Version 2.0

IAIS consultation on issues related to ICS 2.0

International Association for Insurance Supervisors consultation on issues related to the Insurance Capital Standards (ICS) Version 2.0 monitoring period and technical aspects of the design and calibration of ICS Version 2.0. Discusses: i) expectations for IAIS and supervisors during the five-year monitoring period of the reference ICS and additional supplementary reporting; ii) reference component; iii) additional reporting and other methods of calculation of the ICS capital requirement, including internal models; and iv) incremental costs and benefits of the ICS for internationally active insurance groups (IAIGs).

Release date: Jul 2018

Type: Consultative, discussion and issues paper

Peer: Risk-Based Global Insurance Capital Standard, Implementation of Insurance Capital Standard Version 2.0, Insurance Capital Standard Version 1.0 for Extended Field Testing

Topics: Risk-based supervision, Capital adequacy, Systemically important financial institutions (SIFIs)

Sectors: Insurance

Deadline for comments: Oct 2018

Revised Procedures and Methodologies for the Supervisory Review and Evaluation Process and Supervisory Stress Testing

EBA update to its SREP guidelines

European Banking Authority update to its guidelines on common procedures and methodology for Supervisory Review and Evaluation Process (SREP), including by incorporating supervisory stress testing.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2018

Type: Guideline

Parent: Guidelines on Common Procedures and Methodologies for the Supervisory Review and Evaluation Process (SREP)

Peer: Guidelines on ICT Risk Assessment Under SREP, Guidelines on Assessment of ICAAP and ILAAP under SREP, Guidelines on Institutions' Stress Testing

Topics: Stress-testing, Capital adequacy, Liquidity risk and rules, Corporate governance, Risk management

Sectors: Banking

Guidelines on the Management of Interest Rate Risk Arising from Non-Trading Book Activities

EBA guidelines on management of interest rate risk in the banking book in order to implement new BCBS standards

European Banking Authority updated guidelines set out supervisory expectations regarding management of interest rate risk arising from non-trading banking book activities (IRRBB). Intended to implement Basel Committee on Banking Supervision (BCBS) standards. Guidelines are structured into six sections: i) definitions; ii) general provisions; iii) internal capital; iv) governance; v) measurement; and vi) supervisory outlier test.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2018

Type: Guideline

Parent: Interest Rate Risk in the Banking Book

Topics: Interest rate risk, Capital adequacy, Transparency and disclosure, Corporate governance

Sectors: Banking

Guidelines on Institutions' Stress Testing

EBA guidelines for institutions when designing and conducting stress testing programs

European Banking Authority guidelines provides a description of types of stress test exercises and reverse stress testing processes for both regular stress testing and recovery planning purposes. Addresses other matters that can be relevant to stress testing programs, including conduct risks and litigation costs, foreign exchange lending risk, interaction between solvency stress tests and liquidity stress tests, business models and data aggregation.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2018

Type: Guideline

Parent: Guidelines on Stress Testing

Peer: Revised Procedures and Methodologies for the Supervisory Review and Evaluation Process and Supervisory Stress Testing

Topics: Stress-testing, Recovery and resolution, Capital adequacy, Liquidity risk and rules

Sectors: Banking

Prudential Standard on Public Disclosure by Banks

APRA standard sets out disclosure standards for banks

Australian Prudential Regulation Authority standard sets out requirements for public disclosure by locally incorporated banks. Key reporting requirements: i) composition of regulatory capital in a standard form; ii) reconciliation between composition of regulatory capital and audited financial statements; iii) full terms and conditions of its regulatory capital instruments and the main features of these instruments in a standard form; iv) quantitative and qualitative information about its capital adequacy, credit and other risks; v) quantitative and qualitative information on its liquidity coverage ratio and net stable funding ratio; vi) quantitative and qualitative information about its leverage ratio; vii) quantitative and qualitative information on its approach to remuneration; and viii) quantitative information on the global systemically important banks indicators.

Publisher: National Regulators Release date: Jul 2018 Country: Australia

Type: Standard

Topics: Capital adequacy, Liquidity risk and rules, Transparency and disclosure

Sectors: Banking

Open API Framework for the Hong Kong Banking Sector

HKMA approach to Application Programming Interfaces for the banking industry

Hong Kong Monetary Authority finalized framework and related implementation plan for the Open Application Programming Interface (API). Comprises a selection of Open API functions and deployment time frames, technical standards, third-party service provider guidelines, facilitation measures and maintenance models.

Publisher: National Regulators Release date: Jul 2018 Country: Hong Kong, China

Type: Supervisory Practice

Topics: Consumer education and protection, FinTech, Cyber risk, Operational risk

Sectors: Banking

FCA Mission: Approach to Consumers

FCA report on its approach to regulating for benefit of consumers

Financial Conduct Authority report sets out its approach to regulating for consumers and its desire for markets where: i) high-quality, good value products and services that meet consumers' needs are available; ii) consumers can buy the products and services they need and the way in which they are sold is clear, fair and not misleading; and iii) the needs of vulnerable consumers are taken into account.

Publisher: National Regulators Release date: Jul 2018 Country: United Kingdom

Type: Consultative, discussion and issues paper

Peer: FCA Mission: Approach to Authorization, FCA Approach to Competition

Topics: Consumer education and protection, Transparency and disclosure, Financial inclusion

Sectors: Banking, Insurance, Pensions, Securities

Draft Standards on STS Securitisation Notifications

ESMA draft standards regarding notifications applicable to simple, transparent and standardized (STS) securitization

European Securities and Markets Authority draft regulatory and implementing contain detailed arrangements to promote the new European regulatory framework for securitizations. The standards specify the format that the originators and sponsors of securitization products are required to notify to ESMA for securitization transactions that meet the STS requirements.

Publisher: Regional Standard-Setting Bodies Release date: Jul 2018

Type: Standard

Parent: Securitisation Regulation

Peer: Technical Standards on Securitisation Disclosure Requirements

Topics: Securitization, Transparency and disclosure

Sectors: Banking, Insurance, Securities

Big Data Meets Artificial Intelligence

BaFin consultation sets out challenges and implications for the supervision and regulation of financial services

Federal Financial Supervisory Authority of Germany (BaFin) consultation: i) addresses technological developments of big data analytics and artificial intelligence; ii) elaborates scenarios outlining the potential impact these technologies might have on the financial market and market players; and iii) highlights potential implications for financial supervisory authorities. Consultation aims to initiate discussion on the impact of digitalization on established market and supervisory structures.

Publisher: National Regulators Release date: Jul 2018 Country: Germany

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Financial market infrastructure, Consumer education and protection, Operational risk, FinTech

Sectors: Banking, Insurance, Pensions, Securities

Deadline for comments: Sep 2018

Strengthening Individual Accountability in Banking

PRA sets out how firms and individuals should comply with its Senior Managers Regime

UK Prudential Regulation Authority supervisory statement sets out the PRA's expectations of how firms should comply with the regulatory framework of: i) the Senior Managers Regime (SMR); ii) the Certification Regime; iii) assessment of fitness and propriety; and iv) Conduct Rules.

Publisher: National Regulators Release date: Jul 2018 Country: United Kingdom

Type: Supervisory Practice

Topics: Supervisory framework, Corporate governance

Sectors: Banking, Securities

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Resources

382 records

Risk-based Global Insurance Capital Standard Version 2.0

Revised Procedures and Methodologies for the Supervisory Review and Evaluation Process and Supervisory Stress Testing

Guidelines on the Management of Interest Rate Risk Arising from Non-Trading Book Activities

Guidelines on Institutions' Stress Testing

Prudential Standard on Public Disclosure by Banks

Open API Framework for the Hong Kong Banking Sector

FCA Mission: Approach to Consumers

Draft Standards on STS Securitisation Notifications

Big Data Meets Artificial Intelligence

Strengthening Individual Accountability in Banking

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