Home

382 records

No records

Criteria for Identifying Short-Term Simple, Transparent and Comparable Securitisations

BCBS and IOSCO sound practice on criteria specifically for asset-backed commercial paper conduits

Basel Committee on Banking Supervision and International Organization of Securities Commissions sound practice on criteria for identifying "simple, transparent and comparable" (STC) securitizations that take account of the characteristics of short-term asset-backed commercial paper (ABCP) conduits, such as: i) short maturity of the commercial paper issued; ii) different forms of programme structures; and iii) existence of multiple forms of liquidity and credit support facilities.

Publisher: Global Standard-Setting Bodies Release date: May 2018

Type: Sound Practice

Parent: Revisions to the Basel Securitisation Framework

Peer: Criteria for Identifying Simple, Transparent and Comparable Securitisations, Capital Treatment for Short-Term "Simple, Transparent and Comparable" Securitisations

Topics: Securitization, Transparency and disclosure

Sectors: Banking, Securities

Proposed Enhancements to Singapore's Deposit Insurance and Policy Owners' Protection Schemes

Response to feedback received on MAS' recommendations to enhance the deposit insurance and insurance policy holder protections scheme in Singapore

Monetary Authority of Singapore report sets out responses to feedback received on MAS' consultations on proposed enhancements to the deposit insurance scheme and policy owners' protection scheme. Report covers: i) strengthening depositor protection; ii) policy owners protection (PPF) general scheme; iii) PPF life scheme; and iv) enhancing operational effectiveness of the deposit insurance scheme and PPF scheme.

Publisher: National Regulators Release date: May 2018 Country: Singapore

Type: Consultative, discussion and issues paper

Topics: Deposit insurance, Policyholder protection plans

Sectors: Banking

Basic Regulatory Enablers for Digital Financial Services

CGAP focus note provides guidance for policy makers to create an enabling environment for digital financial services

Consultative Group to Assist the Poor focus note examines four building blocks in regulation (e.g. regulatory enablers) and how they have been implemented in practice. Note focuses on digital financial services (DFS) models that specifically target excluded and underserved market segments. Four basic enablers are: i) non-bank e-money issuance; ii) use of agents; iii) risk-based customer due diligence; and iv) consumer protection.

Publisher: International Organizations Release date: May 2018

Type: Consultative, discussion and issues paper

Topics: FinTech, Financial inclusion, Consumer education and protection, Money laundering and terrorist financing

Sectors: Banking, Microfinance

The PRA's Methodologies for Setting Pillar 2 Capital

PRA policy statement on its Pillar 2 capital requirements

UK Prudential Regulatory Authority updated methodology for setting Pillar 2 capital requirements. Sets out methodologies to inform setting a firm’s Pillar 2A individual capital guidance for credit risk, market risk, operational risk, counterparty credit risk, credit concentration risk, and interest rate risk in the banking book and pension obligation risk. Pillar 2B provides information on the purpose of a PRA buffer, how it is determined and how it relates to the CRD IV buffers. Also provides details on PRA’s approach to tackling weak governance and risk management under Pillar 2B.

Publisher: National Regulators Release date: Apr 2018 Country: United Kingdom

Type: Supervisory Practice

Parent: Capital Requirements Directive - CRD IV, Capital Requirements - CRD IV/CRR – Frequently Asked Questions

Peer: Assessing Capital Adequacy Under Pillar 2

Topics: Capital adequacy, Credit risk, Market risk, Operational risk, Interest rate risk

Sectors: Banking

Reporting for Resolution Plans

EBA standard sets out information institutions must provide to support resolution planning by resolution authorities

European Banking Authority standards on the information that institutions must provide to resolution authorities for the purpose of drawing up and implementing resolution plans. Standards: i) clarifies scope of the reporting framework in line with the EU Bank Recovery and Resolution Directive (BRRD) to establish a minimum set of reporting obligations for institutions; ii) further specify the minimum procedural and technical reporting requirements; and iii) update related templates. Updated standards take into account the objective of ensuring proportionality and minimizing the burden on institutions.

Publisher: Regional Standard-Setting Bodies Release date: Apr 2018

Type: Standard

Parent: Bank Recovery and Resolution Directive (BRRD)

Topics: Recovery and resolution

Sectors: Banking

Digitally Delivered Credit

AFI policy guidance note and results from survey of regulators

Alliance for Financial Inclusion guidance note focuses on potential customer risks from different models of digitally-delivered credit. Discusses how policy makers and regulators in emerging markets and developing economies could develop approaches for identifying, monitoring and mitigating the most important customer risks.

Publisher: Others Release date: Apr 2018

Type: Consultative, discussion and issues paper

Topics: Financial inclusion, Consumer education and protection, Credit risk, Conduct, Transparency and disclosure

Sectors: Banking, Microfinance

The Identification and Measurement of Nonperforming Assets: A Cross-Country Comparison

FSI Insights paper describes accounting and regulatory treatment of problem assets across a range of countries

Financial Stability Institute paper sets out the importance of timely recognition and loss provisioning on banks' balance sheets of non-performing assets (NPAs). Describes the role of prudential regulation and supervision in facilitating the prompt identification and measurement of NPAs, based in part on a cross-country survey. Outlines key differences in accounting standards on problem assets and provisioning across jurisdictions. Sets out policy options to enhance identification and measurement of NPAs.

Publisher: International Organizations Release date: Apr 2018

Type: Consultative, discussion and issues paper

Topics: Credit risk, Transparency and disclosure, Accounting, actuarial and auditing , Asset classification and provisioning, Capital adequacy

Sectors: Banking

Supervising Liquidity and Funding Risks

PRA supervisory statement on liquidity risk

UK Prudential Regulation Authority supervisory statement sets out PRA's approach to supervising liquidity and funding risks. Covers its expectations regarding: i) Internal Liquidity Adequacy Assessment Process; ii) Liquidity Supervisory Review and Evaluation Process; iii) drawing down Liquid Asset Buffers; iv) collateral placed at Bank of England; v) daily reporting under stress; and vi) disclosure of Pillar 2 guidance.

Publisher: National Regulators Release date: Apr 2018 Country: United Kingdom

Type: Supervisory Practice

Topics: Liquidity risk and rules, Stress-testing, Recovery and resolution

Sectors: Banking

Groups Policy and Double Leverage

Results of PRA's review of its policy framework for assessing risks emanating from a regulated institution's group

UK Prudential Regulation Authority policy statement requires: i) assessment and mitigation of the risks to group resilience to the use of "double leverage"; ii) assessment and mitigation of the risks highlighted by prudential requirements applied by local regulatory authorities on overseas subsidiaries of UK groups; and iii) improved monitoring of the distribution of financial resources across different group entities. Updates the PRA's approach to the Internal Capital Adequacy Assessment Process (ICAAP) and the Supervisory Review and Evaluation Process (SREP), its methodologies for setting Pillar 2 capital and its approach to supervising funding and liquidity risks.

Publisher: National Regulators Release date: Apr 2018 Country: United Kingdom

Type: Consultative, discussion and issues paper

Topics: Capital adequacy, Recovery and resolution, Liquidity risk and rules

Sectors: Banking

Early Intervention Regimes for Weak Banks

FSI Insights paper analyzes range of early intervention regimes

Financial Stability Institute paper describes the nature of early intervention regimes and a range of practices in various jurisdictions. Structured in four sections: i) general framework for supervisory interventions and the two main forms that it may take; ii) comparison of indicators used to trigger formal intervention regimes; iii) review of intervention powers associated with these regimes and the degrees of supervisory discretion; and iv) overview of the six formal intervention regimes analyzed in the paper.

Publisher: International Organizations Release date: Apr 2018

Type: Consultative, discussion and issues paper

Peer: Guidelines for Identifying and Dealing with Weak Banks

Topics: Problem institutions, Early intervention and enforcement, Recovery and resolution

Sectors: Banking

Display # Page 9 of 118 Total: 1175

Start
Prev
4
5
6
7
8
9
10
11
12
13
Next
End

Resources

382 records

Criteria for Identifying Short-Term Simple, Transparent and Comparable Securitisations

Proposed Enhancements to Singapore's Deposit Insurance and Policy Owners' Protection Schemes

Basic Regulatory Enablers for Digital Financial Services

The PRA's Methodologies for Setting Pillar 2 Capital

Reporting for Resolution Plans

Digitally Delivered Credit

The Identification and Measurement of Nonperforming Assets: A Cross-Country Comparison

Supervising Liquidity and Funding Risks

Groups Policy and Double Leverage

Early Intervention Regimes for Weak Banks

Browse by Category

TC Notes

Sector

Topic

Country

Resource Type

Year Released

Publisher Type